Professional Background CheckInformation on professionals, their work history and resumes

Find Professionals

Bank Examiners in Newport Beach, CA

Find a professional & check records

Here is a complete directory of most experienced Bank Examiners in Newport Beach, CA.

The Trustoria Professional Directory gives everyone all the information needed to get the right Accountant for any need.

Be sure to research other neighborhoods near you to locate the records of more people.

26 results found

Dawn Krause Santa Ana, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperCompliance OfficerDirector of Quality ControlManagerCompliance ManagerOperations ManagerAnalystsLegal CounselHuman Resources SpecialistRecruitment

Experience & Education

Position:
Senior Compliance Officer, Regulatory Compliance at PIMCO
Title:
Senior Compliance Officer at PIMCO
Location:
Orange County, California Area
Industry:
Investment Management
Work history:
PIMCO - Newport Beach, CaliforniaSenior Compliance Officer, Regulatory Compliancesince 2011PIMCO - Newport Beach, CACompliance Officer, Manager, Risk & Controls2008 - 2011
Skills:
Derivatives, Hedge Funds, Securities, Due Diligence, Financial Risk, Mutual Funds, Investments,...

James Petros Newport Beach, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorVice PresidentDirector of Quality ControlChief ExecutiveCompliance ManagerCompliance OfficerLicensed Real Estate BrokerProperty ManagerReal Estate ManagerLegal Counsel

Experience & Education

Position:
VP, Legal & Compliance Officer at Carrington Mortgage Holdings, LLC
Location:
Newport Beach, California
Industry:
Real Estate
Work history:
Carrington Mortgage Holdings, LLC VP, Legal & Compliance Officersince Oct 2012Manderson, Schafer and McKinlay - Newport Beach, CASenior Legal CounselJun 2011 - Oct 2012

Steve Caggiano Newport Beach, CA

Professions & Specialties

Finance and Accounting SpecialistBank ExaminerAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditorBusiness Development AssociateRepresentativeCompliance OfficerDirector of Quality ControlOperations ManagerCompliance Manager

Experience & Education

Position:
Business Development Associate at PIMCO
Location:
Newport Beach, California
Industry:
Financial Services
Work history:
PIMCO - Newport Beach, CABusiness Development Associatesince Apr 2013Aberdeen Asset Management - Greater Philadelphia AreaCompliance OfficerJul 2012 - Mar 2013

Sarah Fohl Newport Beach, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorCounselorCompliance OfficerAdvisorLegal AideGeneral CounselParalegalOf CounselJuristLegal CounselMedical Record TranscriberMedical TranscriptionistClinical Data Management ProfessionalHealth Information SpecialistHealthcare SupportDirector of Quality ControlCompliance ManagerHealth Support WorkerPsychology SpecialistHealth ProfessionalHealth PractitionerChief Executive

Experience & Education

Position:
Research Consultant at Planned Parenthood of Orange and San Bernardino Counties
Title:
Healthcare and Community Development Professional
Location:
Newport Beach, California
Industry:
Program Development
Work history:
Planned Parenthood of Orange and San Bernardino Counties Research Consultantsince Sep 2012AIDS Healthcare Foundation - Greater Los Angeles AreaLegal AssistantMar 2011 - May 2012
Languages:
French

Jonathan Kropf Newport Beach, CA

Professions & Specialties

Bank ExaminerFinance and Accounting SpecialistFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperVice PresidentDirector of Quality ControlDirectorChief ExecutiveCompliance ManagerOperations ManagerCompliance Officer

Experience & Education

Position:
Vice President, Senior Compliance Officer at PIMCO
Location:
Newport Beach, California
Industry:
Financial Services
Work history:
PIMCO - Newport Beach, CAVice President, Senior Compliance Officersince Apr 2012PricewaterhouseCoopers LLP - San Francisco Bay AreaDirectorJul 2011 - Apr 2012

Carrie Fogliani Newport Beach, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorGeneral CounselLegal CounselLaw SpecialistOf CounselJuristLawyerPartnerDirector of Quality ControlChief ExecutiveCompliance ManagerGuideCompliance OfficerTour GuideCertified Nurse AidePhysicianNurseNurse PractitionerGeneral Practitioner

Experience & Education

Position:
Senior Counsel at GeneralCounselWest, PC
Location:
Newport Beach, California
Industry:
Law Practice
Work history:
GeneralCounselWest, PC - Newport Beach, CASenior Counselsince Sep 2011City of Hope Compliance OfficerJan 2008 - Aug 2011

Prarthana Mohan Newport Beach, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorCompliance OfficerDirector of Quality ControlCompliance ManagerCorrespondentReporterStudent Worker

Experience & Education

Work

Company:
New york film academy
Academic compliance officer
Company:
Headline today
Correspondent

Daniel Harkins Santa Ana, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorCompliance OfficerDirector of Quality ControlCompliance Manager

Experience & Education

Position:
Chief legal & Compliance Officer at Research Affiliates
Title:
Chief Legal Officer
Location:
Orange County, California Area
Industry:
Investment Management
Work history:
Research Affiliates - Newport Beach, CAChief legal & Compliance Officersince Nov 2006

Kevin Maloney Santa Ana, CA

Professions & Specialties

Financial Compliance ExaminerAuditorBoard MemberCo-FounderChief Executive OfficerPartnerManagement Team ExecutiveOperations ManagerFounderFounding MemberChief ExecutiveCorporate ExecutiveSecurityLeaderManagersEntertainment ProfessionalEntertainerLicensed Real Estate BrokerProperty ManagerReal Estate ManagerMarketing ManagerCompliance ManagerOrganization ManagementBachelor of ArtsMarket AnalystMarket Research AnalystSchool AdministratorEducational ManagerNurseNurse PractitionerTrust Law AttorneyLawyer

Experience & Education

Position:
Board Member at Gen Next, Co-Founder & CEO at QuantumSphere, Inc.
Title:
Capital Raising, Strategic Partnerships, Business Development, Brand Activation / Lead Generation, Marketing Strategy
Location:
Orange County, California Area
Industry:
Electrical/Electronic Manufacturing
Work history:
Gen Next - Newport BeachBoard Membersince 2006QuantumSphere, Inc. - Santa Ana, CACo-Founder & CEOsince Oct 2002
Principal and Compliance Officer at Pacific Investment Managemen..

Jamisen Allen Santa Ana, CA

Professions & Specialties

Accounts PayableAccounts Payable SpecialistAccounting ClerkAccounting BookkeeperBookkeeperBank ExaminerFinance and Accounting SpecialistFinancial Compliance ExaminerAuditorConstructionTechnicianCompliance OfficerBusiness AdministratorTeam MemberTechnical SpecialistTechnical Support SpecialistsEquipment Tools Purchasing AgentSales PersonDepartment Store SalespersonRetail ProfessionalRetail SalespersonSales RepresentativeDirector of Quality ControlChief ExecutiveCompliance ManagerFinancial ManagerOperations ManagerInvestment AnalystPuchasing and Estimating Manager

Experience & Education

Position:
Investment Specialist at Tax & Financial Group
Title:
Investment Specialist, CFA Level 3 Candidate
Location:
Orange County, California Area
Industry:
Investment Management
Work history:
Tax & Financial Group - Newport Beach, CAInvestment Specialistsince Jul 2012Shimano American Corp. - Irvine, CAAccounts Payable & Staff AccountantSep 2011 - Jul 2012
Certifications:
2014 Level 3 CFA Candidate, CFA Institute
Series 7 Licensed, FINRA

Joanne Mahaffey Santa Ana, CA

Professions & Specialties

Financial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperCounselorOffice AssistantGeneralistAdvisorOffice ClerkClerical SpecialistOwnerChief ExecutiveLaw SpecialistLawyerHuman Resources GeneralistHuman Resources SpecialistHuman Resource ManagerRecruitmentNon-ProfitTeam MemberCompliance ManagerLitigation Support SpecialistAccount Service ManagerClient Service OfficerCustomer Service

Experience & Education

Position:
Consultant at MAHAFFEY & ASSOCIATES, PLC (Sole Proprietorship)
Title:
Consultant at MAHAFFEY & ASSOCIATES, PLC
Location:
Orange County, California Area
Industry:
Law Practice
Work history:
MAHAFFEY & ASSOCIATES, PLC - Newport Beach, CAConsultantsince Sep 2009Mahaffey & Associates Office Manager/Human Resources GeneralistFeb 2002 - Sep 2009
Compliance Officer at Banc of America Investments

Kevin Maloney Newport Beach, CA

Professions & Specialties

Financial Compliance ExaminerAuditorChairpersonChief Executive OfficerVice PresidentChief ExecutiveCorporate ExecutiveMarketing ManagerMarketing AdministratorDirectorCompliance ManagerFounderFounding MemberOperations ManagerBachelor of ScienceMaster of Business AdministrationSchool AdministratorEducational Manager

Experience & Education

Work

Company:
Quantumsphere, inc
President & ceo
Company:
First american capital management, inc
Vice president, institutional marketing

Kevin Maloney Newport Beach, CA

Professions & Specialties

Financial Compliance ExaminerAuditorDirector of Business DevelopmentCo-FounderVice PresidentBusiness Development ManagerOperations ManagerFounderFounding MemberChief ExecutiveMarketing ManagerMarketing AdministratorCompliance ManagerSchool AdministratorEducational Manager

Experience & Education

Work

Company:
Quantumsphere, inc
Co-founder & director of business development
Company:
First american capital management, inc. (facm)
Vice president, institutional marketing

Art Okun Newport Beach, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorBroker AssociateReal Estate Sales AgentLoan OfficerLoan OfficersDirector of Quality ControlCompliance ManagerCounselorRepresentativeAdvisorSchool PrincipalSchool AdministratorEducational Manager

Experience & Education

Work

Company:
Remax lifestyles - West Hills, CA
Associate broker
Company:
Downey saving & loan/ us bank, downey
Branch loan officer

Michael Flaherty San Francisco, CA

Professions & Specialties

Finance and Accounting SpecialistBank ExaminerAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditorDirectorDirector of Quality ControlOperations ManagerCompliance ManagerCounselorCompliance OfficerAdvisorProject ManagersSales RepresentativeAccount Service ManagerClient Service OfficerCustomer ServiceCapital Markets ProfessionalFinancial Services ProfessionalFinancial Services Sales Agent

Experience & Education

Position:
Compliance Director at Charles Schwab & Company
Title:
Director at Charles Schwab & Co.
Location:
San Francisco Bay Area
Industry:
Financial Services
Work history:
Charles Schwab & Company - San Francisco Bay AreaCompliance Directorsince Nov 2011Pacific Investment Management Company LLC "PIMCO" - Newport Beach, CAVice-President-Senior Compliance OfficerAug 2008 - Oct 2011

Debbie Free Los Angeles, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorOffice AssistantAdvisorCompliance OfficerOffice ClerkClerical SpecialistSenior Vice PresidentChief Administrative OfficerDirector of Quality ControlManagerVice PresidentChief ExecutiveCompliance ManagerOperations ManagerEquipment Tools Purchasing AgentDepartment Store SalespersonRetail ProfessionalRetail SalespersonLegal CounselLegal SecretaryLawyerHospital Care ProfessionalHealth ProfessionalHealth Practitioner

Experience & Education

Position:
Senior Executive Assistant at Hoag Memorial Hospital Presbyterian
Location:
Greater Los Angeles Area
Industry:
Hospital & Health Care
Work history:
Hoag Memorial Hospital Presbyterian - Newport Beach, CASenior Executive Assistantsince Oct 2008Hopkins & Carley Legal SecretaryJul 2006 - Mar 2008
Skills:
I type 72 WPM, PowerPoint, Calendars, Confidentiality, Administrative Assistants, Heavy...

Afshin Davari Los Angeles, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperAnalystSecurityCompliance OfficerAnalystsSharePoint AdministratorNetwork Systems AdministratorComputer Network ProfessionalNetwork AdministratorDirector of Quality ControlCompliance ManagerModelChief Executive

Experience & Education

Position:
Automation Analyst at PIMCO
Title:
Analyst at PIMCO
Location:
Greater Los Angeles Area
Industry:
Investment Management
Work history:
PIMCO - Newport Beach, caAutomation Analystsince Jul 2011Western Asset Management Compliance OfficerAug 2008 - Jul 2011
Skills:
Financial Modeling, Fixed Income, Bloomberg, Investments, VBA, Finance, Bonds, Analysis, Analytical ...
Languages:
Persian

Mark Ruggles Los Angeles, CA

Professions & Specialties

Bank ExaminerFinance and Accounting SpecialistFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperCompliance OfficerDirector of Quality ControlCompliance ManagerLicensed Real Estate BrokerProperty ManagerReal Estate ManagerSchool AdministratorEducational Manager

Experience & Education

Position:
Compliance Officer at CWS Investments
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
CWS Investments - Newport Beach, CACompliance Officersince Sep 2012B. B. Graham & Co. CCOAug 2008 - Sep 2012

Christie Brown Arcadia, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorCompliance OfficerProject AdministratorProject ManagerDirector of Quality ControlCompliance ManagerProject ManagersManagersOperations OfficerAdministrative ClerkClerical SpecialistAnalystsOperations ManagerSecretary

Experience & Education

Work

Company:
S.j. amoroso construction co., inc
Labor compliance officer
Company:
Jacobs - Arcadia, CA
Project administrator

Skills

Strong Organizational, Time Management and Document Control skills, excellent Communicator.

Richard Kim Aberdeen Proving Ground, MD

Professions & Specialties

Finance and Accounting SpecialistBank ExaminerAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditorProject ManagerGovernment Administration ProfessionalProject ManagersCommunity Service ManagerApprenticeCompliance OfficerAnalystsDirector of Quality ControlCompliance ManagerProgrammer AnalystInformation Systems AnalystIT AnalystMaster of ScienceResearcherSurvey ResearcherStudent Worker

Experience & Education

Position:
Business Database Management Specialist at US Department of Health and Human Services, Junior...
Title:
Business Database Management Specialist at US Department of Health and Human Services
Location:
Washington, District Of Columbia
Industry:
Government Administration
Work history:
US Department of Health and Human Services - Washington D.C. Metro AreaBusiness Database Management Specialistsince Jun 2013Jefferies & Company - Greater New York City AreaJunior Project Managersince Oct 2012
Languages:
Korean

Peter Park Los Angeles, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorCoordinatorAssistant ManagerManagersAdvertising ProfessionalAdvertising Sales AgentCompliance OfficerRepresentativeOrganization ManagementTeam MemberMarketing AdministratorHuman Resources SpecialistRecruitmentDirector of Quality ControlExecutive Vice PresidentSenior Vice PresidentVice PresidentChairpersonMarketing ManagerCompliance ManagerChief ExecutiveSales ManagerOperations ManagerSales Account AssociateClient Service OfficerCashierSales ExecutiveCustomer ServiceVideo Editing ProfessionalVideo EditorBachelor of Science

Experience & Education

Title:
Community Coordinator at Houzz
Location:
Greater Los Angeles Area
Industry:
Marketing and Advertising
Work history:
Houzz - Newport Beach, CACommunity CoordinatorMay 2013 - Aug 2013Speed Wash - 25173 Sunnymead Blvd, Moreno Valley, CAAssistant ManagerSep 2008 - Jun 2013

George Diaz Los Angeles, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorManagerChairpersonDirector of Quality ControlOperations ManagerChief ExecutiveCompliance ManagerPoliceCompliance OfficerConstructionHospital Care ProfessionalInfection Control NurseHealth ProfessionalHealth PractitionerRegistered Nurse

Experience & Education

Position:
Manager at Methodist Hospital of Southern California
Location:
Greater Los Angeles Area
Industry:
Hospital & Health Care
Work history:
Methodist Hospital of Southern California - Arcadia, CAManagersince Jan 2009Hoag Hospital - Newport Beach, CAEnvironment of Care Compliance OfficerJan 2006 - Jan 2009
Languages:
Spanish
Certifications:
Certified Health Care Safety Professional, Board of Hazard Control Managers

Ramon Kochavi Kirkland, WA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorManagerManaging MemberOperations ManagerChief ExecutiveLicensed Real Estate BrokerProperty ManagerReal Estate ManagerDirector of Quality ControlCompliance ManagerAgentSales RepresentativeTeam MemberManagersMaster of Business AdministrationAutomotive SpecialistAutomotive Professional

Experience & Education

Position:
MANAGER – BROKERAGE SERVICES at The Saywitz Company, Managing Member at RAM Management LLC
Title:
MANAGER – BROKERAGE SERVICES at The Saywitz Company
Location:
Kirkland, Washington
Industry:
Commercial Real Estate
Work history:
The Saywitz Company - NEWPORT BEACH, CAMANAGER – BROKERAGE SERVICESsince Oct 2011RAM Management LLC - Irvine, CAManaging Membersince Sep 2010
Served as the Compliance Officer and Broker of Record for Maryla..

Ben Farias Los Angeles, CA

Professions & Specialties

Bank ExaminerFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperVice PresidentDirector of Quality ControlChief ExecutiveCompliance ManagerCompliance OfficerOperations ManagerCommunity Service ManagerBusiness AdministratorRegistered Medical AssistantMedical Support AssistantHealth Support WorkerHealthcare SupportBachelor of ScienceGovernment Administration Professional

Experience & Education

Position:
Vice President Compliance Officer at Wedbush Bank
Title:
Vice President at Wedbush Bank
Location:
Greater Los Angeles Area
Industry:
Banking
Work history:
Wedbush Bank - Los AngelesVice President Compliance Officersince Sep 2011Town & Country Bank - Las Vegas, Nevada AreaVice President Compliance OfficerJan 2011 - Sep 2011
Skills:
Banking, Commercial Banking, Credit Analysis, Loans, Credit, Commercial Lending, Risk Management,...

Karen Alvarado Washington, DC

Professions & Specialties

Bank ExaminerFinance and Accounting SpecialistFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperChairpersonOwnerChief ExecutiveDirector of Quality ControlCompliance ManagerCompliance OfficerCounselorPhilanthropeAdvisorNon-ProfitAgentSales AgentSales Representative

Experience & Education

Position:
AVP Technology Compliance & Audit at Pacific Life Insurance Company
Location:
Washington D.C. Metro Area
Industry:
Government Relations
Work history:
Pacific Life Insurance Company - Newport Beach, CAAVP Technology Compliance & Auditsince Nov 2012Alvarado&Associates President & OwnerMay 2012 - Nov 2012

Danny San Los Angeles, CA

Professions & Specialties

Finance and Accounting SpecialistAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditorVice PresidentManagerChief ExecutiveOperations ManagerCompliance Manager

Experience & Education

Position:
VP and Manager Investment Operations at Trust Company of the West
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Trust Company of the West VP and Manager Investment Operationssince Mar 2010Trust Company of the West VP and Manager Investment Operations2010 - 2013
Skills:
Fixed Income, Asset Managment, Equities, Bloomberg, Alternative Investments, Mutual Funds,...
Senior Compliance Officer at Western Asset Management


Bank Examiners near Newport Beach, CA066132198264330Santa AnaIrvineAnaheimHuntington BeachLaguna BeachCosta MesaEl ToroTustinOrangeSan Juan Capistrano



Bank Examiners around Newport Beach, CA

Anaheim  (23)
Costa Mesa  (13)
Dana Point  (5)
El Toro  (10)
Irvine  (67)
Laguna Beach  (13)
Orange  (8)
Santa Ana  (327)
Tustin  (8)

Bank Examiners in California

Sub-specializations

Bank Examiner  (26)