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Compliance Associates in Vermont

Compliance Associates in Burlington, VT

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8 results found

Jeffrey Royer Burlington, VT

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Law Specialist • Lawyer • Supporting Member • Project Manager • Team Member • Project Managers • Document Reviewer • Judicial Law Clerk

Experience & Education

Position:
Attorney at Burak Anderson & Melloni, PLC
Location:
Burlington, Vermont
Industry:
Law Practice
Work history:
Burak Anderson & Melloni, PLC - Burlington, VTAttorneysince Mar 2013Sentinel Investments - Montpelier, VTSenior Compliance AssociateJun 2007 - Mar 2013
Skills:
Mutual Funds, Asset Management, Series 7, Series 26, Compliance, Legal Compliance, Corporate Law,...
Certifications:
Certified Securities Compliance Professional, The National Society of Compliance Professionals
Full Profile

Geoffrey Royer Burlington, VT

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor

Experience & Education

Title:
Senior Compliance Associate at Sentinel Investments
Location:
Burlington, Vermont Area
Industry:
Investment Management
Full Profile

Matthew Garcia Burlington, VT

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Supporting Member • Team Member

Experience & Education

Position:
Associate Compliance at Champlain Investment Partners, LLC
Title:
Compliance Associate at Champlain Investment Partners, LLC
Location:
Burlington, Vermont
Industry:
Investment Management
Work history:
Champlain Investment Partners, LLC - Burlington, VTAssociate Compliancesince 2011Goldman Sachs - Jersey City, NJAssociate, Global Compliance2010 - 2011
Full Profile

Michael Morgenbesser Burlington, VT

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Financial Consultant • Financial Services Professional • Financial Services Sales Agent

Experience & Education

Position:
Compliance Associate at National Life Group
Location:
Burlington, Vermont Area
Industry:
Financial Services
Work history:
National Life Group Compliance Associatesince Jan 2008NL Financial Alliance Financial AdvisorMay 2006 - Dec 2007
Full Profile

Lindsay Staples Burlington, VT

Professions & Specialties

Finance and Accounting Specialist • Compliance Associate • Accounting Bookkeeper • Bookkeeper • Certified Auditor • Financial Compliance Examiner • Auditor • Paralegal • Litigation Support Specialist • Company Secretary • Lawyer

Experience & Education

Position:
Senior Securities Paralegal & Assistant Corporate Secretary at National Life Group
Title:
Senior Securities Paralegal at National Life Group
Location:
Burlington, Vermont Area
Industry:
Financial Services
Work history:
National Life Group Senior Securities Paralegal & Assistant Corporate Secretarysince Aug 2010National Life Group Senior Compliance AssociateJun 2009 - Aug 2010
Full Profile

Brenda Collins Burlington, VT

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:
Compliance Associate at National Life Group, Quotes Rep at National Life Group
Title:
Compliance Associate at National Life Group
Location:
Burlington, Vermont Area
Industry:
Financial Services
Work history:
National Life Group - Montpelier, VtCompliance Associatesince Mar 2012National Life Group - Montpelier, VtQuotes Repsince Sep 2011
Full Profile

Budd Shedaker Burlington, VT

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Chief Communications Officer • Chief Executive

Experience & Education

Position:
Compliance Associate at National Life Ins. Co.
Location:
Burlington, Vermont Area
Industry:
Financial Services
Work history:
National Life Ins. Co. Compliance AssociateSentinel Financial Services Co. Director of Communications1983 - 2006
Full Profile

Budd Shedaker Burlington, VT

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:
Compliance Assoc. at Nat'l. Life Ins Co
Location:
Burlington, Vermont Area
Industry:
Financial Services
Work history:
Nat'l. Life Ins Co Compliance Assoc.
Full Profile




Sub-specializations

Account Auditor  (1)
Compliance Associate  (8)