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Compliance Associates in California

Compliance Associates in Los Angeles, CA

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88 results found

Diana Hires Los Angeles, CA

Professions & Specialties

Compliance Associate • Tax Accountant • Certified Auditor • Financial Compliance Examiner • Auditor • Estimator • Financial Analyst • Assessor • Public Records Assessor • Property Appraiser • Licensed Real Estate Broker • Property Manager • Real Estate Manager • Guide • Tour Guide • Master of Science • Bachelor of Science

Experience & Education

Position:
Senior Business Compliance Associate at Harbor Freight Tools, Senior Staff Tax Accountant at Harbor ...
Title:
Senior Business Compliance Associate at Harbor Freight Tools
Location:
Greater Los Angeles Area
Industry:
Retail
Work history:
Harbor Freight Tools - Calabasas, CA 91302Senior Business Compliance Associatesince Oct 2010Harbor Freight Tools Senior Staff Tax Accountantsince 1998
Skills:
Accounting
Full Profile

Nick Tocco Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor

Experience & Education

Title:
Compliance Associate
Location:
Greater Los Angeles Area
Industry:
Investment Banking
Full Profile

Denis Lee Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Manager • Owner • Operations Manager • Chief Executive • Property Manager • Real Estate Manager • Counselor • Security • Advisor • Technical Managers • Project Managers • Training Manager • Managers • Analysts • Administrative Clerk • Clerical Specialist • Services Professional • Sales and Service Specialist • Sales Representative

Experience & Education

Position:
Compliance Associate at Ares Management
Location:
Greater Los Angeles Area
Industry:
Capital Markets
Work history:
Ares Management - Greater Los Angeles AreaCompliance Associatesince Jan 2013Ares Management LLC - Los Angeles, CAManager - Operations Data ManagementJan 2010 - Jan 2013
Skills:
Fixed Income, Bloomberg, Corporate Actions, Loans, Advent, Equities, Bonds, Settlements, MBS, CDO,...
Languages:
English, Chinese
Full Profile

Karen Christensen Los Angeles, CA

Professions & Specialties

Finance and Accounting Specialist • Compliance Associate • Accounting Bookkeeper • Bookkeeper • Certified Auditor • Financial Compliance Examiner • Auditor • Instructional Designer • Educational Designer • Client Service Officer • Pilot • Team Member • Operations Officer • Managers • Air Transportation Worker • Bachelor of Arts • Hospital Care Professional • Health Professional • Health Practitioner • Biotechnology Professional • Biologist • Biological Scientist • Licensed Real Estate Broker • Property Manager • Real Estate Manager • Entertainment Professional • Entertainer • Workforce Development Specialist • Training and Development • Operations Manager

Experience & Education

Position:
Instructional Designer/technology trainer at Kaiser Permanente
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Kaiser Permanente Instructional Designer/technology trainersince Apr 2012Amgen Compliance Associate, Training (temporary)Mar 2010 - Dec 2011
Full Profile

Diana Burke Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Vice President • Chief Executive • Compliance Manager • Sales Manager • Sales Account Associate • Sales Person • Agent • Sales Agent • Sales Executive • Sales Representative • Counselor • Analysts • Advisor • Reporter • Bachelor of Arts • Master of Science

Experience & Education

Position:
Senior Compliance Associate at Guggenheim Partners
Location:
Greater Los Angeles Area
Industry:
Investment Management
Work history:
Guggenheim Partners - Santa Monica, CASenior Compliance Associatesince Aug 2012Aletheia Research and Management, Inc. Vice President, ComplianceOct 2010 - Aug 2012
Skills:
Series 7, Charles River IMS, BlackRock Aladdin, Bloomberg, SunGard Protegent PTA, Investments,...
Full Profile

Carlos Royal Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor

Experience & Education

Position:
Customs Compliance Associate at Skechers, Professor at California State University, Dominguez Hills
Title:
Customs Compliance Associate at Skechers
Location:
Greater Los Angeles Area
Industry:
Apparel & Fashion
Work history:
Skechers Customs Compliance AssociateCalifornia State University, Dominguez Hills Professorsince 2006
Full Profile

Carlos Royal Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor

Experience & Education

Position:
Customs Compliance Associate at Skechers, Professor at California State University, Dominguez Hills
Title:
Customs Compliance Associate at Skechers
Location:
Greater Los Angeles Area
Industry:
Apparel & Fashion
Work history:
Skechers Customs Compliance AssociateCalifornia State University, Dominguez Hills Professorsince 2006
Full Profile

Brandi Hairston Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor

Experience & Education

Position:
Capital Markets Compliance Associate, Sr. at Bank of the West, Capital Markets Compliance...
Title:
Capital Markets Compliance Associate, Sr. at Bank of the West
Location:
Greater Los Angeles Area
Industry:
Banking
Work history:
Bank of the West Capital Markets Compliance Associate, Sr.
Full Profile

W Kennedy Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor

Experience & Education

Title:
Compliance Associate at Cal Poly Pomona
Location:
Greater Los Angeles Area
Industry:
Higher Education
Full Profile

Christopher Acosta Los Angeles, CA

Professions & Specialties

Auditor • Compliance Associate • Certified Auditor • Financial Compliance Examiner • Analyst • Subject Matter Expert • Analysts • Skilled Professional • Data Analyst • Data Entry Specialist • Data Scientist • Managers

Experience & Education

Position:
Business Operations Analyst at US Bank
Location:
Greater Los Angeles Area
Industry:
Banking
Work history:
US Bank - Greater Los Angeles AreaBusiness Operations Analystsince Jan 2009Downey Savings and Loan - Newport Beach, CACompliance AssociateMay 2008 - Jan 2009
Skills:
Banking, Fraud, Retail Banking, Internal Audit, AML, Credit, Bank Secrecy Act, Consumer Lending,...
Languages:
Spanish
Full Profile

Christopher Loureiro Los Angeles, CA

Professions & Specialties

Financial Planning Analyst • Compliance Associate • Accounting Analyst • Financial Analyst • Certified Auditor • Financial Compliance Examiner • Auditor • Loan Accountant • Master of Business Administration • Master of Science • Account Service Manager • Client Service Officer • Analyst • Investor • Analysts • Customer Service • Bachelor of Science • Marketing Manager • Technology Manager • Technical Managers • Operations Manager • Loan Officer • Loan Officers • Nurse • Nurse Practitioner

Experience & Education

Position:
Structured Finance Account Administrator (ABS Analyst) at US Bank
Title:
Structured Finance Analyst, MBA
Location:
Greater Los Angeles Area
Industry:
Banking
Work history:
US Bank Structured Finance Account Administrator (ABS Analyst)since Feb 2008Downey Savings Compliance AssociateAug 2006 - Feb 2008
Skills:
Brazilian Portuguese, Structured Finance, Mortgage Lending, Loans, Mortgage, Banking, Credit,...
Languages:
Brazilian Portuguese, Spanish
Full Profile

Boo Chang Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor

Experience & Education

Position:
Compliance Associate at Mirae Bank
Location:
Greater Los Angeles Area
Industry:
Banking
Work history:
Mirae Bank Compliance Associate
Full Profile

Heity Hyun Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor

Experience & Education

Title:
Compliance Associate at Capital Group
Location:
Greater Los Angeles Area
Industry:
Legal Services
Full Profile

Kelly Darling Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor

Experience & Education

Position:
IA Compliance Associate at NPC
Location:
Greater Los Angeles Area
Industry:
Investment Management
Work history:
NPC IA Compliance Associate
Full Profile

Angela Lin Los Angeles, CA

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Senior Analyst • Analyst • Analysts • Compliance Manager

Experience & Education

Position:
Senior Compliance Associate at Hotchkis & Wiley Capital Management
Title:
Senior Analyst - Compliance at Hotchkis & Wiley Capital Management
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Hotchkis & Wiley Capital Management - Greater Los Angeles AreaSenior Compliance Associatesince Oct 2011Nuveen Investments Senior Compliance AnalystDec 2007 - Nov 2011
Full Profile

David Young Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Director of Quality Control • Compliance Manager • Construction • Operations Manager • Business Administrator • Analysts • Team Member • Bachelor of Science • Student Worker • Of Counsel • Jurist • Legal Counsel

Experience & Education

Position:
Senior Compliance Associate at Canyon Capital Advisors
Location:
Greater Los Angeles Area
Industry:
Investment Management
Work history:
Canyon Capital Advisors Senior Compliance Associatesince Jun 2010Pacific Investment Management Company (PIMCO) Compliance ManagerJan 2009 - Jun 2010
Skills:
GIPS Compliance, Fixed Income, Investment Advisor Compliance
Full Profile

La' Thompson Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor

Experience & Education

Title:
Compliance Associate at The Capital Group
Location:
Greater Los Angeles Area
Industry:
Management Consulting
Full Profile

Nancy Ma Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Organization Management • Operations Manager • Managers • Advisor • Community Service Manager • Master of Social Work • Bachelor of Arts • Government Administration Professional • General Practitioner • Physician • Student Worker • Jurist • Legal Counsel

Experience & Education

Position:
Compliance Associate at A Community of Friends, Committee Member at Continuum of Care Performance...
Title:
Contract and Grant Management at A Community of Friends
Location:
Greater Los Angeles Area
Industry:
Nonprofit Organization Management
Work history:
A Community of Friends Compliance Associatesince Nov 2011Continuum of Care Performance Advisory Committee - Los Angeles, CACommittee Membersince Oct 2012
Skills:
Strategic Planning, Grant Management, Program Evaluation, Program Development, Program Planning,...
Languages:
English, Chinese
Certifications:
40-Hour Domestic Violence Counselor Training Certificate, Building Futures with Women & Children; University of Southern California School of Social Work
Full Profile

Milla Goldenberg Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Independent Business Owners • Editor • Proofreader • Copywriter • Copy Editor • Publicity Writer • Author • Editing Professional • Writing and Editing Professional • Writer and Editor • Independent Contractor • Contractor • Advocate • Jurist • Legal Counsel • Cinematographer • Filmmaker

Experience & Education

Position:
Compliance Associate at Capital Group, Writer, Editor, Proofreader at Self Employed
Title:
Writer, Editor, Proofreader
Location:
Greater Los Angeles Area
Industry:
Writing and Editing
Work history:
Capital Group Compliance Associatesince Jul 2008Self Employed Writer, Editor, Proofreadersince Mar 2002
Skills:
Editing, Copy Editing, Proofreading, Journalism, Editorial, Storytelling, Research, Content...
Full Profile

Larayne Lockwood Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Supporting Member • Team Member • Systems Architect • Software Developers • Biotechnology Professional • Biologist • Biological Scientist • Office Clerk • Clerical Specialist • Operations Manager

Experience & Education

Position:
Compliance Associate at Amgen, Systems Engineer at Move.Com
Title:
Associate in Compliance at Amgen
Location:
Greater Los Angeles Area
Industry:
Biotechnology
Work history:
Amgen Compliance Associatesince 2007Move.Com Systems Engineersince 2001
Full Profile

Brad Pray Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Supervisor • Managers • Technical Specialist • Technical Support Specialists • Real Estate Manager • Operations Manager

Experience & Education

Position:
Compliance Associate at PacTrust Bank
Location:
Greater Los Angeles Area
Industry:
Banking
Work history:
PacTrust Bank - Irvine, CACompliance Associatesince Jan 2013PacTrust Bank - Irvine, CACall Center SupervisorMar 2012 - Jan 2013
Skills:
Asset Management, Access, Excel, Loan Servicing, Loans, Banking, Mortgage, Microsoft Excel,...
Full Profile

Michelle Gallegos Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Supplier • Equipment Tools Purchasing Agent • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative • Department Store Salesperson • Retail Professional • Retail Salesperson • Subject Matter Expert • Security • Coordinator • Skilled Professional • Managers • General Contractor • Construction Manager

Experience & Education

Position:
QA Compliance Associate at Aaron Industries Inc
Title:
QA Compliance Associate
Location:
Greater Los Angeles Area
Industry:
Pharmaceuticals
Work history:
Aaron Industries Inc QA Compliance Associatesince Jan 2010Lakeshore Learning Materials Claims CoordinatorJan 2008 - Jan 2009
Full Profile

Lee Du Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Law Specialist • Lawyers • Judicial Law Clerk • Student Worker • Psychology Specialist • IT Specialist

Experience & Education

Position:
Compliance Associate at HireRight, Inc.
Title:
Compliance Associate at HireRight
Location:
Greater Los Angeles Area
Industry:
Law Practice
Work history:
HireRight, Inc. Compliance Associatesince Jan 2010Legal Aid Society of Orange County Fund Development DepartmentAug 2009 - Dec 2009
Full Profile

Maria Coronado Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Sign Language Interpreter • Analyst • Analysts • Language Specialist • Interpreter • Administrative Clerk • Clerical Specialist

Experience & Education

Position:
Pension Operations and Sign Language Interpreter at Transamerica Retirement Services
Title:
Pension Operations and Sign Language Interpreter
Location:
Greater Los Angeles Area
Industry:
Insurance
Work history:
Transamerica Retirement Services - Greater Los Angeles AreaPension Operations and Sign Language Interpretersince May 1999Transamerica Plan Compliance Associate Analyst/Pension Plan Operation Rep1999 - 2013
Skills:
PowerPoint, Public Speaking, Customer Service
Full Profile

Pearl Shan Los Angeles, CA

Professions & Specialties

Compliance Associate • Internal Auditor • Certified Auditor • Financial Compliance Examiner • Auditor • Coordinator • Quality Assurance Manager • Managers • Quality Assurance Professional • Inspector • Software Tester • Computer Specialist

Experience & Education

Position:
Compliance Associate at Prodege, LLC
Title:
Compliance Associate at Prodege, LLC / Swagbucks.com
Location:
Greater Los Angeles Area
Industry:
Internet
Work history:
Prodege, LLC - Torrance, CACompliance Associatesince Aug 2012Midmark Diagnostics Group Document Control Coordinator, Quality AssuranceApr 2008 - Aug 2012
Full Profile

Miriam Grossman Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Analyst • Office Assistant • Analysts • Office Clerk • Clerical Specialist • Chief Executive Officer • Corporate Executive • Chief Executive • Lawyers

Experience & Education

Position:
Sr. Documentation Compliance Analyst at First Republic Bank
Title:
Documentation Compliance Associate at First Republic Bank
Location:
Greater Los Angeles Area
Industry:
Banking
Work history:
First Republic Bank - Greater Los Angeles AreaSr. Documentation Compliance Analystsince Feb 2012First Republic Bank Executive Assistant to Regional Managing DirectorFeb 2008 - Jan 2012
Full Profile

Lauren Hong Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Vice President • Chief Executive • Operations Manager • Entertainment Professional • Entertainer • Compliance Officer • Analysts • Managers

Experience & Education

Position:
Vice President at Kareway Product, Inc.
Location:
Greater Los Angeles Area
Industry:
Import and Export
Work history:
Kareway Product, Inc. Vice Presidentsince Sep 2002Ernst & Young (formerly Andersen LLP) - Greater San Diego AreaSenior Trade Compliance AssociateDec 2000 - Aug 2002
Full Profile

Joe Thiha Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Analyst • Analysts • Operations Manager

Experience & Education

Position:
SOX Compliance Analyst at Community Bank
Location:
Greater Los Angeles Area
Industry:
Banking
Work history:
Community Bank SOX Compliance Analystsince May 2008US Bank (formerly Downey Savings and Loan Association, F.A.) Compliance Associate II2007 - 2008
Full Profile

Sherry Godfrey Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Relationship Manager • Agent • Sales Agent • Account Service Manager • Client Service Officer • Sales Representative • Assistant to the President • Advisor • Administrative Associate • Administrative Clerk • Clerical Specialist • Owner • Chief Executive • Customer Service

Experience & Education

Work

Company:
First western financial
Senior relationship manager and compliance associate
Company:
Engle enterprises, inc - Encino, CA
Executive assistant to president/owner

Skills

FINRA Series 7 and Series 63
Full Profile

Matt Frenken Los Angeles, CA

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Credit Analyst • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Loan Accountant

Experience & Education

Position:
PCS Compliance Associate at Wedbush Securities
Title:
Compliance Associate
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Wedbush Securities - Greater Los Angeles AreaPCS Compliance Associatesince Aug 2008Wedbush Securities - Greater Los Angeles AreaCredit AnalystMay 2005 - Aug 2008
Full Profile

Mendy Shallman Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Composer • Guitar Player • Music Director • Music Artist • Musicians

Experience & Education

Position:
Compliance Associate at prodege LLC, composer/guitarist/bassist at Purdue Avenue
Title:
composer/guitarist/bassist at Purdue Avenue
Location:
Greater Los Angeles Area
Industry:
Music
Work history:
Prodege LLC Compliance Associatesince Jan 2012Purdue Avenue Composer/guitarist/bassistsince Jan 2008
Full Profile

Rachelle Heminger Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Biotechnology Professional • Senior Associate • Biologist • Biological Scientist • Investigator • Supporting Member • Team Member • Operations Manager

Experience & Education

Position:
Quality Systems Compliance Associate at StemCyte
Title:
Quality Systems Compliance Associate
Location:
Greater Los Angeles Area
Industry:
Biotechnology
Work history:
StemCyte Quality Systems Compliance Associatesince Dec 2010American Red Cross Biomedical Services Problem Investigator, Senior Associate2006 - 2010
Full Profile

Jasmine Retuta Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Coordinator • Managers

Experience & Education

Work

Company:
Nas insurance services, llc - Encino, CA
Compliance associate
Company:
Charter communications - Irwindale, CA
Workforce management technical coordinator

Skills

*Analyze and interpret data *Communicate with all levels of management and company personnel...
Full Profile

Louie Ho Los Angeles, CA

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Supervisor • Analyst • Managers • Analysts

Experience & Education

Position:
Compliance Associate/ Sales Supervisor at Western International Securities
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Western International Securities - Pasadena, Ca.Compliance Associate/ Sales Supervisorsince Aug 2012Cetera Advisor Networks LLC - El Segundo, Ca.Compliance AnalystMay 2010 - Aug 2012
Full Profile

Michelle Schwab Los Angeles, CA

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Treasurer • Director • Financial Officer • Financial Manager • Operations Manager

Experience & Education

Position:
Compliance Associate Director at Western International Securities
Title:
Treasurer at Southern California Compliance Group
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Western International Securities - Pasadena, caCompliance Associate Directorsince Dec 2010Water Tower Financial Partners, Inc. a general agency of Massachusetts Mutual Life Insurance Company AGENCY SUPERVISORY OFFICERJun 2004 - Sep 2010
Full Profile

Jalissa Freeman Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Front Office Receptionist • Receptionist

Experience & Education

Work

Company:
Herbalife international
Distributor business practices & compliance associate
Company:
La fitness - Culver City, CA
Front desk receptionist
Full Profile

Todd Hough Los Angeles, CA

Professions & Specialties

Finance and Accounting Specialist • Compliance Associate • Accounting Bookkeeper • Bookkeeper • Certified Auditor • Financial Compliance Examiner • Auditor • School Principal • School Administrator • Educational Manager

Experience & Education

Position:
Operations Principal at Silber Bennett Financial, Inc.
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Silber Bennett Financial, Inc. - Sherman Oaks, CAOperations Principalsince Jan 2011Arque Capital Ltd Compliance Associate2009 - 2010
Skills:
FINRA, Series 7, Compliance, Securities, Licensing, Mutual Funds, Investments, Brokerage, Trading
Full Profile

Katie Gibbs Los Angeles, CA

Professions & Specialties

Compliance Associate • Certified Auditor • Financial Compliance Examiner • Auditor • Biotechnology Professional • Biologist • Biological Scientist

Experience & Education

Position:
Senior Compliance Associate at Amgen
Location:
Greater Los Angeles Area
Industry:
Biotechnology
Work history:
Amgen Senior Compliance Associate
Full Profile

Torie Yamamoto Los Angeles, CA

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:
Compliance Associate at National Planning Corporation
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
National Planning Corporation Compliance Associate
Full Profile

Susan Rezvani Los Angeles, CA

Professions & Specialties

Compliance Associate • Bookkeeper • Certified Auditor • Financial Compliance Examiner • Auditor • Owner • Chief Executive • Business Consultant • Advisor

Experience & Education

Work

Company:
Financial consulting & trading international, inc
Sr. accountant / tax compliance associate
Company:
Z-net engineering & marketing - Anaheim Hills, CA
Independent bookkeeper and business consultant (freelance)
Full Profile

Jenyfer Tucker Los Angeles, CA

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:
Associate Compliance Consultant at InvestmentCare Consulting Group
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
InvestmentCare Consulting Group Associate Compliance Consultant
Full Profile

Jennifer Cordova Los Angeles, CA

Professions & Specialties

Bank Examiner • Compliance Associate • Financial Compliance Examiner • Auditor • Certified Auditor • Analyst • Compliance Officer • Analysts • Director of Quality Control • Compliance Manager

Experience & Education

Work

Company:
Los angeles firemen's credit union
(risk analyst bsa/aml) & back up compliance officer
Company:
Indymac bank
Compliance associate
Full Profile

Matthew Frenken Los Angeles, CA

Professions & Specialties

Compliance Associate • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper

Experience & Education

Title:
Compliance Associate at Wedbush Morgan Securities
Location:
Greater Los Angeles Area
Industry:
Financial Services
Full Profile

Jennifer Woodward Los Angeles, CA

Professions & Specialties

Certified Auditor • Financial Compliance Examiner • Auditor • Analyst • Compliance Agent • Analysts • Compliance Officer • Office Assistant • Business Administrator • Office Clerk • Clerical Specialist • Legal Aide • Law Specialist • Paralegal • Lawyers • Manager • Board Member • Independent Director • Vice President • Operations Manager • Management Team Executive • Non-Executive Director • Management Analysts • Chief Executive • Technical Support Specialist • Systems Support Specialist • Support Specialists • Master of Business Administration • Bachelor of Business Administration

Experience & Education

Position:
Fixed Income Portfolio Analysis Group Analyst at The Capital Group Companies, Inc.
Title:
Fixed Income Portfolio Analyst and Senior Compliance Professional
Location:
Greater Los Angeles Area
Industry:
Investment Management
Work history:
The Capital Group Companies, Inc. Fixed Income Portfolio Analysis Group Analystsince Feb 2011The Capital Group Companies, Inc. Compliance SpecialistOct 2007 - Jan 2011
Compliance Associate at The Capital Group Companie..
Full Profile

Nancy Smallen Los Angeles, CA

Professions & Specialties

Certified Public Accountant • Accounting Bookkeeper • Bookkeeper • Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Office Assistant • Coordinator • Office Clerk • Clerical Specialist • Managers • Chief Executive Officer • Chief Administrative Officer • Corporate Executive • Chief Executive • Equipment Tools Purchasing Agent • Department Store Salesperson • Retail Professional • Retail Salesperson • Receptionist • Front Desk Clerk • Business Administrator • Front Office Receptionist • General and Operations Manager • Director of Operations • Operations Manager • Travel Counselor • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative • Food Preparer • Food Preparation Worker • Recruitment

Experience & Education

Position:
Executive Assistant to CEO at Boot Barn
Location:
Greater Los Angeles Area
Industry:
Executive Office
Work history:
Boot Barn - Irvine, CAExecutive Assistant to CEOsince Nov 2010Quay Financial, LLP Executive AssistantDec 2009 - May 2010
Operations & Compliance Associate at Trenwith Group
Full Profile

Giannina Toaxen Los Angeles, CA

Professions & Specialties

Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Certified Auditor • Financial Compliance Examiner • Auditor • Customer Relations • Financial Consultant • Financial Services Professional • Financial Services Sales Agent • Linguist • Language Specialist • Chief Administrative Officer • Director of Quality Control • Compliance Manager • Chief Executive • Representative • Counselor • Team Member • Advisor • Agent • Sales Agent • Sales Representative • Bachelor of Arts

Experience & Education

Title:
Compliance /Customer relations
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Waddell & Reed - Sherman OaksFinancial AdvisorDec 2012 - Mar 2013Metropolitan I&T - Long Beach, CALinguistMay 2010 - Jul 2011
Languages:
English, Romanian
Customer Care Representative/ Compliance Associate at TD WATERHOUSE SECURITIES I..
Full Profile

Alfred Hsing Los Angeles, CA

Professions & Specialties

Certified Auditor • Financial Compliance Examiner • Auditor • Entertainment Professional • Acting Professional • Choreographer • Magician • Entertainer • Impersonator • Trickmaster • Object Manipulation Specialist • Director • Chief Executive Officer • Founder • Operations Manager • Corporate Executive • Chief Executive • Founding Member • Coordinator • Managers • Marketing Manager • Philanthrope • Team Member • Analysts • Non-Profit • Licensed Real Estate Broker • Property Manager • Real Estate Manager • Wellness and Fitness • Internet Marketing Manager • Web Marketer • Department Store Salesperson • Retail Professional • Retail Salesperson

Experience & Education

Position:
Sport Director, Wushu Product Line at BMI Inc., (Adidas Martial Arts Division), Actor and...
Title:
Martial Arts Expert, Entertainment Professional
Location:
Beijing City, China
Industry:
Entertainment
Work history:
BMI Inc., (Adidas Martial Arts Division) Sport Director, Wushu Product Linesince 2011Beijing Film Academy - Greater Los Angeles AreaActor and Entertainment Professionalsince 2010
Skills:
Martial Arts, Entertainment, Online Advertising, Entrepreneurship, Business Development, Acting,...
Languages:
English, Chinese, French
Compliance Associate at City National Bank
Full Profile

Jolie Franz Los Angeles, CA

Professions & Specialties

Finance and Accounting Specialist • Certified Auditor • Financial Compliance Examiner • Auditor • Independent Business Owners • Accounting Bookkeeper • Bookkeeper • Acting Professional • Entertainment Professional • Impersonator • Entertainer • Guide • Tour Guide • Counselor • Construction • Pilot • Compliance Officer • Advisor • Air Transportation Worker • Marketing Administrator • Manager • Deputy Director • Chief Administrative Officer • Chief Executive • Marketing Manager • Operations Manager • Deputy Manager • Bachelor of Arts

Experience & Education

Position:
PE Development at TreveriMarket SA, Actor at Film & Television Industry
Title:
PE Development at TreveriMarket SA
Location:
Greater Los Angeles Area
Industry:
Entertainment
Work history:
TreveriMarket SA - Greater Los Angeles AreaPE Developmentsince Apr 2013Film & Television Industry - Greater Los Angeles AreaActorsince Jan 2012
Skills:
Television, Entertainment, Finance, Acting, Film, Film Production, Creative Writing, Private...
Compliance Associate at OES Market Group
Full Profile

Mallory Irvine Los Angeles, CA

Professions & Specialties

Compliance Associate • Accounts Payable • Accounts Payable Specialist • Independent Business Owners • Certified Auditor • Financial Compliance Examiner • Auditor • Entertainment Professional • Entertainer • Coordinator • Contractor • Managers • Data Entry Specialist • Data Scientist • General Education

Experience & Education

Position:
1st. Asst./Payroll Accountant at Twentieth Television
Title:
Production Accountant/Asst. Accountant
Location:
Los Angeles, California
Industry:
Entertainment
Work history:
Twentieth Television - Culver Studios1st. Asst./Payroll Accountantsince Jul 2013JSR Productions, Inc./BET - LOS ANGELESASSISTANT ACCOUNTANTApr 2013 - Jul 2013
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Sheri Strain Los Angeles, CA

Professions & Specialties

Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Director • Operations Manager • Financial Manager • Supervisor • Supporting Member • Managers • Team Member • Certified Financial Planner • Financial Consultant • Puchasing and Estimating Manager • Financial Services Professional • Financial Services Sales Agent • Compliance Manager • Capital Markets Professional

Experience & Education

Position:
Director of Trading at Financial West Group
Title:
Director of Trading
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Financial West Group - Wesstlake Village, CaliforniaDirector of Tradingsince Nov 2012FirstCommand Financial Planning Licensed AssociateDec 2010 - Nov 2012
Certifications:
Regestered Representative, FINRA
at Compliance Associate
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