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Compliance Associates in Philadelphia, PA

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133 results found

Brian Copes Philadelphia, PA

Professions & Specialties

Finance and Accounting SpecialistCredit AnalystCompliance AssociateAccounting BookkeeperBookkeeperLoan AccountantCertified AuditorFinancial Compliance ExaminerAuditorPerformerCounselorSupporting MemberTeam MemberAdvisorBusiness LeaderChief ExecutiveSports TrainerSports TrainersEntertainerOperations ManagerSales ManagerMarket Research AnalystStudent Worker

Experience & Education

Position:
Business Control Specialist at Bank of America
Location:
Greater Philadelphia Area
Industry:
Financial Services
Work history:
Bank of America Business Control Specialistsince Apr 2012Bank of America Senior Credit Analyst II and IIIJan 2010 - Apr 2012
Skills:
Risk Management, Credit, Banking, Building Relationships, Leadership, Conflict Resolution,...

Kerri Mccutchin Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorHospital Care ProfessionalHealth ProfessionalHealth PractitionerEditorManagerOperations ManagerSupporting MemberTeam MemberJuristLegal Counsel

Experience & Education

Position:
Compliance and Privacy Specialist at Cooper University Hospital
Location:
Greater Philadelphia Area
Industry:
Hospital & Health Care
Work history:
Cooper University Hospital - Camden, NJCompliance and Privacy Specialistsince Aug 2012Compliance Implementation Services CIS Senior Healthcare Compliance AssociateJun 2010 - Aug 2012

S Mc Clain Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Title:
Compliance Associate at ICS Compliance
Location:
Greater Philadelphia Area
Industry:
Banking

Bill Simpson Philadelphia, PA

Professions & Specialties

Compliance AssociateFinance and Accounting SpecialistCertified AuditorFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperGraderData Entry SpecialistData AnalystData ScientistSoftware DeveloperSoftware DevelopersTeam MemberClerical SpecialistInspectorAdvisorState InspectorOperations Manager

Experience & Education

Position:
Research Compliance Associate at Susquehanna International Group, Fellow at Habitat for Humanity...
Title:
Research Compliance Associate at Susquehanna International Group
Location:
Greater Philadelphia Area
Industry:
Financial Services
Work history:
Susquehanna International Group - Bala Cynwyd, PAResearch Compliance Associatesince Mar 2010Habitat for Humanity Philadelphia - Greater Philadelphia AreaFellowsince Aug 2012
Skills:
French, Russian, Microsoft Office, Visual Basic, Python, HTML, CSS, Microsoft Excel, SQL

Shelly Starocci Philadelphia, PA

Professions & Specialties

Compliance AssociateBank ExaminerCertified AuditorFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperCompliance AgentCompliance OfficerDirector of Quality ControlCompliance ManagerOperations Manager

Experience & Education

Position:
Compliance Associate at ICS Compliance
Location:
Greater Philadelphia Area
Industry:
Banking
Work history:
ICS Compliance Compliance Associatesince Sep 2010Sterling Bank, Mt. Laurel, NJ Consumer Compliance Specialist, Banking OfficerNov 2005 - Jul 2010

Cyra Copeland Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorFinance and Accounting SpecialistAccounting BookkeeperBookkeeperChief Administrative OfficerManagerChief ExecutiveOperations ManagerFinancial OfficerFinancial ManagerBusiness AdministratorTeam MemberCounselorAdvisorMaster of ScienceAdvertising ProfessionalAdvertising Sales AgentProperty ManagerReal Estate Manager

Experience & Education

Position:
Senior Compliance Associate at Compliance Implementation Services CIS, AIS Fund Administration...
Title:
Senior Compliance Associate at Compliance Implementation Services CIS
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
Compliance Implementation Services CIS - Newtown Sqr, PASenior Compliance Associatesince Jan 2013State Street - Greater Atlanta AreaAIS Fund Administration Manager - Officer (Project Management)since Feb 2012
Skills:
Financial Analysis, Internal Audit, Risk Management, Risk Compliance, Compliance, Due Diligence,...
Languages:
French

Nicole Bruno Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Promotion Compliance Associate at GlaxoSmithKline
Title:
Promotion Compliance Associate
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
GlaxoSmithKline Promotion Compliance Associatesince Dec 2012GlaxoSmithKline - Greater Philadelphia AreaPOINT Order Proc Srvcs SpecSep 2001 - Dec 2012

Megan Campbell Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperPhysicianHospital Care ProfessionalHealth ProfessionalHealth PractitionerMedical TranscriptionistClinical Data Management ProfessionalHealth Information SpecialistHealthcare SupportSocial WorkersDomestic Violence AdvocateClerical SpecialistGeneral Practitioner

Experience & Education

Position:
Senior Compliance Associate at Compliance Implementation Services CIS, Compliance Associate at...
Title:
Compliance Associate at Compliance Implementation Services CIS
Location:
Greater Philadelphia Area
Industry:
Hospital & Health Care
Work history:
Compliance Implementation Services CIS Senior Compliance Associatesince Jan 2012Compliance Implementation Services CIS Compliance Associatesince Feb 2011

Anne Haywood Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorSoftware TesterTechnical Support SpecialistComputer SpecialistSystems Support SpecialistSupport SpecialistsCustomer ServiceClient Service OfficerDirectorOperations ManagerCoordinatorModeratorManagersAdvisor

Experience & Education

Position:
Quality Assurance Compliance Associate at Shire Pharmaceuticals
Title:
Document Control Specialist II
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
Shire Pharmaceuticals Quality Assurance Compliance Associatesince Aug 2006ARBOR Independence Career Center Director of Case ManagementOct 2003 - Apr 2006

Shannon Grady Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorBiotechnology ProfessionalBiologistBiological Scientist

Experience & Education

Position:
Product Release at Merck
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
Merck Product Releasesince Mar 2009WuXi AppTec QA Compliance AssociateJan 2007 - Jan 2009

Shelly Mcclain Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Title:
Compliance Associate at ICS Compliance
Location:
Greater Philadelphia Area
Industry:
Banking

Dina Osei Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorTeam MemberManagersComputer Specialist

Experience & Education

Title:
Senior Compliance Associate, Global QA at Shire Pharmaceuticals
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals

Tom Crowder Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorLogisticianSupporting MemberTeam MemberBiotechnology ProfessionalBiologistBiological ScientistManagersComputer SpecialistOperations Manager

Experience & Education

Position:
Compliance and Document Development Associate Clinical Services at American Red Cross
Title:
Compliance and Document Development Associate at American Red Cross
Location:
Greater Philadelphia Area
Industry:
Biotechnology
Work history:
American Red Cross Compliance and Document Development Associate Clinical Servicessince Oct 2010American Red Cross Compliance AssociateDec 2008 - Oct 2010
Skills:
CAPA, GMP, FDA, Sop, Technical Writing, Regulatory Affairs, Quality Auditing, Biotechnology, Iso...

John Tinney Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperMathematician

Experience & Education

Position:
Retirement Plan Administrator at Vanguard
Title:
Retirement Plan Administrator
Location:
Greater Philadelphia Area
Industry:
Investment Banking
Work history:
Vanguard Retirement Plan Administratorsince Sep 2012Vanguard Compliance AssociateJul 2011 - Sep 2012

Megan Aizen Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorBiologistBiological Scientist

Experience & Education

Title:
Senior Quality Monitoring and Compliance Associate at Johnson & Johnson
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
Centocor Senior Quality Monitoring & Compliance Associate2010 - Jan 2013

Ann Didesidero Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Senior Compliance Associate at Pruddential, Compliance Associate II at Prudential Financial
Title:
Senior Compliance Associate
Location:
Greater Philadelphia Area
Industry:
Insurance
Work history:
Pruddential Senior Compliance Associatesince Jan 1997Prudential Financial Compliance Associate IIsince Jan 1997

Jamie Dormond Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorAssistant Vice PresidentAssistant Branch ManagerChief Administrative OfficerVice PresidentChief ExecutiveBusiness Unit ManagerBusiness Administration SpecialistOperations ManagerSupporting MemberTeam Member

Experience & Education

Position:
Assistant Branch Manager at The Bryn Mawr Trust Company
Title:
Assistant Vice President/Assistant Branch Manager at The Bryn Mawr Trust Company
Location:
Greater Philadelphia Area
Industry:
Banking
Work history:
The Bryn Mawr Trust Company - BrookhavenAssistant Branch Managersince Jul 2010First Keystone Bank Internal Audit/Compliance AssociateMay 2006 - Aug 2010

Phoebe Awiti Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorManagerDirectorChief Revenue OfficerOperations ManagerChief ExecutiveResearch AssociateResearch SpecialistResearch ScientistMedical Record TranscriberMedical TranscriptionistClinical Data Management ProfessionalHealth Information SpecialistHealthcare SupportEquipment Tools Purchasing AgentDepartment Store SalespersonRetail ProfessionalRetail SalespersonInvestigatorLegal Counsel

Experience & Education

Position:
Quality Monitoring & Compliance Associate_Performing Services at Janssen Research Development...
Title:
Quality Monitoring & Compliance Associate / Quality Systems, RPS @ Janssen Pharmaceutical Companies of Johnson & Johnson
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
RPS - Janssen Pharmaceutical Companies of Johnson & JohnsonQuality Monitoring & Compliance Associate_Performing Services at Janssen Research Developmentsince Feb 2010Cephalon Clinical Research AssociateJul 2006 - Jan 2010
Languages:
Swahili

Ilyce Murray Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorManagerOperations ManagerAssistant ManagerManagers

Experience & Education

Position:
AAP/EEO Manager at Campbell Soup Company
Title:
AAP/EEO Manager @ Campbell Soup Company
Location:
Greater Philadelphia Area
Industry:
Food & Beverages
Work history:
Campbell Soup Company AAP/EEO Managersince Jul 2010Dr Pepper Snapple Group, Inc Compliance/Diversity Associate ManagerMay 2006 - Jul 2010

Michelle Downing Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Compliance Administrator at Lincoln Investment Plannng
Location:
Greater Philadelphia Area
Industry:
Investment Management
Work history:
Lincoln Investment Plannng Compliance AdministratorDelaware Investements Compliance Associate1999 - 2006

Joann Coleman Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Sr. Compliance Associate at PharmaNet
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
PharmaNet Sr. Compliance Associate

Alex Erwin Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorInformation SpecialistIT SpecialistBachelor of ScienceBusiness AdministratorTeam MemberCustomer ServiceOperations Manager

Experience & Education

Work

Company:
The vanguard group, inc
Compliance administrator
Company:
The vanguard group, inc
Compliance associate

Michele Irizarry Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Compliance Associate at ICS Compliance
Location:
Greater Philadelphia Area
Industry:
Banking
Work history:
ICS Compliance Compliance Associate

Joann Coleman Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Sr Compliance Associate at PharmaNet
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
PharmaNet Sr Compliance Associate

Jean Karkoska Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Sr. Compliance Associate at Johnson & Johnson
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
Johnson & Johnson Sr. Compliance Associate

Gail Redden Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Title:
Compliance Associate at Wilmington Trust
Location:
Greater Philadelphia Area
Industry:
Banking

Abigail Redden Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditor

Experience & Education

Title:
Compliance Associate at Wilmington Trust
Location:
Greater Philadelphia Area
Industry:
Banking

Erica Jacobs Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorTechnical WriterSecurityAdministrative AssociateAdministrative ClerkClerical SpecialistCommanderHostTechnical CommunicatorAuthor

Experience & Education

Position:
Technical writer at Independent Software
Location:
Greater Philadelphia Area
Industry:
Information Services
Work history:
Independent Software Technical writersince Jul 2010CSC Security PersonnelMay 2009 - Jun 2010

Jacqueline Berge Philadelphia, PA

Professions & Specialties

Compliance AssociateFinance and Accounting SpecialistCertified AuditorFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeper

Experience & Education

Position:
Compliance Associate at Turner Investment Partners
Location:
Greater Philadelphia Area
Industry:
Financial Services
Work history:
Turner Investment Partners Compliance Associatesince Jan 2007PFPC Regulatory Administration2004 - 2006

Kara Digiacomo Philadelphia, PA

Professions & Specialties

Finance and Accounting SpecialistCompliance AssociateAccounting BookkeeperBookkeeperCertified AuditorFinancial Compliance ExaminerAuditorLicensed Real Estate BrokerProperty ManagerReal Estate Manager

Experience & Education

Position:
Realtor at Century 21 Alliance Lafayette Hill, PA
Title:
Century 21 Alliance
Location:
Greater Philadelphia Area
Industry:
Financial Services
Work history:
Century 21 Alliance Lafayette Hill, PA Realtorsince Dec 2012TD Compliance AssociateOct 2006 - Jan 2010

Scott Kevgas Philadelphia, PA

Professions & Specialties

Finance and Accounting SpecialistCompliance AssociateAccounting BookkeeperBookkeeperCertified AuditorFinancial Compliance ExaminerAuditorFinancial Services ProfessionalFinancial Services Sales AgentTeam MemberAnalystsStudent WorkerRecruitment

Experience & Education

Title:
Financial Services Professional
Location:
Greater Philadelphia Area
Industry:
Financial Services
Work history:
Vanguard Group Inc Cost Basis AccountantAug 2011 - Nov 2011Vanguard Group Inc Compliance AssociateMay 2011 - Aug 2011
Skills:
Equities, Investments, Bloomberg, Accounting, Financial Analysis

Meade Morrison Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorLaw SpecialistLawyersApprenticeStudent WorkerStudent LawyerParalegalManagersDirector of Quality ControlMarketing ManagerCompliance ManagerComputer Specialist

Experience & Education

Position:
Regulatory Compliance Associate at Brandywine Global Investment Management
Location:
Greater Philadelphia Area
Industry:
Law Practice
Work history:
Brandywine Global Investment Management - Philadelphia, PARegulatory Compliance Associatesince Apr 2013Delaware Investments, a member of the Macquarie Group - Greater Philadelphia AreaCompliance InternSep 2012 - Apr 2013

John Ruppert Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorTraderCapital Markets ProfessionalFinancial Services ProfessionalFinancial Services Sales AgentSenior ParalegalGeneral CounselParalegalOf CounselJuristLegal CounselChief Executive OfficerFinancial DirectorChief Administrative OfficerCorporate ExecutiveChief ExecutiveFinancial OfficerFinancial Manager

Experience & Education

Position:
Senior Compliance Associate at Delaware Investments
Location:
Greater Philadelphia Area
Industry:
Investment Management
Work history:
Delaware Investments - Philadelphia, PASenior Compliance Associatesince Jan 2012Delaware Investments - Greater Philadelphia AreaSenior ParalegalApr 2001 - Dec 2011

Erik Delp Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorAnalystAnalystsMathematicsMathematicianBachelor of ScienceInformation Technology SpecialistIT SpecialistShop ManagerSales ManagerChief ExecutiveStudent Worker

Experience & Education

Position:
Senior Compliance Associate at Fidelity National Information Services
Title:
Senior Compliance Associate at FIS Global
Location:
Greater Philadelphia Area
Industry:
Banking
Work history:
Fidelity National Information Services Senior Compliance Associatesince 2012Sovereign Bank Fair Lending Compliance AnalystJan 2009 - Jun 2012

Alex Opiela Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorFinance and Accounting SpecialistAccounting BookkeeperBookkeeperVice PresidentChief ExecutiveDirectorCompliance ManagerOperations ManagerSupporting MemberAdvisorSecurityTeam MemberSupport SpecialistClient Service OfficerMaster of Business AdministrationBachelor of ScienceCustomer Service

Experience & Education

Position:
VP/Risk Management and Compliance at Royal Bank America
Location:
Greater Philadelphia Area
Industry:
Banking
Work history:
Royal Bank America - Narbeth, PAVP/Risk Management and Compliancesince Apr 2013MetLife - Greater New York City AreaLead Compliance AssociateJun 2012 - Mar 2013
Skills:
AML, Banking, Risk Management, Financial Risk, Internal Controls, Operational Risk Management,...

C Burke Philadelphia, PA

Professions & Specialties

Compliance AssociateFinance and Accounting SpecialistCertified AuditorFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperFinancial Services ProfessionalFinancial Services Sales AgentOffice AssistantOffice ClerkClerical SpecialistDirectorOperations Manager

Experience & Education

Title:
Financial Services Professional
Location:
Greater Philadelphia Area
Industry:
Financial Services
Work history:
Centurion Securities, LLC Membership / Compliance AssociateJul 2006 - Mar 2008Banc of America Investments Executive AssistantOct 2004 - Jul 2005

Allison Dolan Philadelphia, PA

Professions & Specialties

Compliance AssociateFinance and Accounting SpecialistChief AccountantCertified AuditorFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperAccount ManagerComputer Network ConsultantComputer ConsultantIT ConsultantTeam MemberStudent WorkerMediatorOperations Manager

Experience & Education

Position:
Senior Compliance Associate at Delaware Investments, a member of the Macquarie Group
Location:
Philadelphia, Pennsylvania
Industry:
Financial Services
Work history:
Delaware Investments, a member of the Macquarie Group - Philadelphia PASenior Compliance Associatesince Aug 2011Remy Cointreau USA Senior AccountantNov 2010 - Feb 2012

Jonathan Fetter Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorCompliance ManagerComputer Specialist

Experience & Education

Position:
QA Compliance Manager at Shire Pharmaceuticals
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
Shire Pharmaceuticals QA Compliance Managersince Aug 2010Shire Pharmaceuticals Sr. QA Compliance AssociateMay 2005 - Aug 2010

Matthew Graham Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorCompliance AgentCompliance OfficerTeam MemberOperations Manager

Experience & Education

Position:
R&D Compliance Specialist at Shire Pharmaceuticals
Title:
Document Compliance Specialist at Shire Pharmaceuticals
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
Shire Pharmaceuticals R&D Compliance Specialistsince Feb 2013GlaxoSmithKline Biologicals Document Compliance AssociateJul 2012 - Feb 2013

Dina Osei-mensah Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorSoftware TesterComputer SpecialistSupporting MemberTeam Member

Experience & Education

Position:
Senior Compliance Associate, Global Quality Assurance at Shire Pharmaceuticals
Title:
Senior Compliance Associate, Global QA at Shire Pharmaceuticals
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
Shire Pharmaceuticals Senior Compliance Associate, Global Quality Assurancesince Jan 2006Shire US Pharmaceuticals Senior Analytical Associate, Quality AssuranceJan 2006 - Nov 2007

Tammy Persun Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorSupporting MemberTeam MemberBiologistBiological Scientist

Experience & Education

Position:
Sr. Associate II, Project Planning & Coordination at Cephalon
Title:
Cephalon, Inc.
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
Cephalon Sr. Associate II, Project Planning & Coordinationsince Sep 2008Centocor Sr. QA Compliance Assoc.Jul 2008 - Sep 2008

Beth Czubati Philadelphia, PA

Professions & Specialties

Finance and Accounting SpecialistCompliance AssociateAccounting BookkeeperBookkeeperCertified AuditorFinancial Compliance ExaminerAuditorCompliance ManagerVice PresidentChief Executive

Experience & Education

Position:
VP I Corporate Compliance Manager - Wealth at TD Bank
Location:
Greater Philadelphia Area
Industry:
Financial Services
Work history:
TD Bank - New JerseyVP I Corporate Compliance Manager - Wealthsince Apr 2012TD Wealth Management Services Inc. AVP / Compliance Associate2001 - May 2010
Skills:
Securities, Wealth Management, Mutual Funds, Series 7, FINRA

Cynthia Mccullough Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperCounselorAdvisorTeam MemberResearch Scientist

Experience & Education

Position:
Compliance Associate at BlackRock
Location:
Greater Philadelphia Area
Industry:
Investment Management
Work history:
BlackRock - Wilmington, DelawareCompliance Associatesince Apr 2011State Street ConsultantJan 2011 - Apr 2011

Quyen Ly Philadelphia, PA

Professions & Specialties

Credit AnalystFinance and Accounting SpecialistCompliance AssociateLoan AccountantAccounting BookkeeperBookkeeperCertified AuditorFinancial Compliance ExaminerAuditorFinancial SpecialistFinancial Services ProfessionalFinancial Services Sales Agent

Experience & Education

Position:
Credit Analyst at Asian Bank
Title:
Financial Specialist at Citizens Financial Group
Location:
Greater Philadelphia Area
Industry:
Financial Services
Work history:
Asian Bank Credit Analystsince Feb 2013Asian Bank Compliance AssociateAug 2012 - Feb 2013

Diane Roberts Philadelphia, PA

Professions & Specialties

Bank ExaminerFinance and Accounting SpecialistCompliance AssociateFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperCertified AuditorCompliance OfficerCoordinatorOffice AssistantSupporting MemberManagersOffice ClerkClerical SpecialistTeam MemberDirector of Quality ControlCompliance Manager

Experience & Education

Title:
Compliance Officer at Susquehanna Intl Group
Location:
Greater Philadelphia Area
Industry:
Financial Services
Work history:
Susquehanna International Group - Bala Cynwyd, PACompliance OfficerAug 1998 - Aug 2013First Colonial Securities - Marlton, NJOffice Manager/Compliance AssociateSep 1992 - Aug 1998
Skills:
Securities, Series 24, Series 63, Trading, AML, Broker-Dealer, Licensing, Sales, Back Office,...

Andrea Monaghan Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorAccounts PayableAccounts Payable SpecialistAccounts ReceivableFinance and Accounting SpecialistAccounting BookkeeperBookkeeperOffice AssistantOffice ClerkClerical SpecialistNotary PublicNotaryLawyersChief ExecutiveData Scientist

Experience & Education

Position:
Compliance Associate at Coastal Investment Advisors
Title:
executive assistant at Ristan Consulting LLC
Location:
Greater Philadelphia Area
Industry:
Insurance
Work history:
Coastal Investment Advisors Compliance Associatesince Oct 2012Ristan Consulting LLC Executive assistantAug 2004 - Oct 2012
Skills:
Administrative Support, Outlook, Word, Excel, PowerPoint, Office Management, Microsoft Office,...

Heather Rhoades Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorCompliance AgentCompliance OfficerTeam MemberBiologistBiological Scientist

Experience & Education

Position:
Plant Compliance Specialist at McNeil Consumer Healthcare
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
McNeil Consumer Healthcare Plant Compliance Specialistsince Mar 2005GBSC/Centocor Inc. Manufacturing Compliance Associate2003 - 2005

Sheila Rector Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorQuality Assurance ProfessionalInspectorTeam MemberManagersBiotechnology ProfessionalBiologistBiological ScientistIndustrial Engineering ProfessionalIndustrial Engineer

Experience & Education

Position:
Sr. QA Specialist at Morphotek, Inc.
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
Morphotek, Inc. Sr. QA Specialistsince Nov 2009Centocor Sr. Compliance AssociateDec 2004 - Nov 2009

Cindy Lindenberg Philadelphia, PA

Professions & Specialties

Bank ExaminerCompliance AssociateFinancial Compliance ExaminerAuditorCertified AuditorCompliance OfficerDirector of Quality ControlCompliance ManagerAdvisor

Experience & Education

Position:
Senior Compliance Officer at Delaware Investments
Location:
Greater Philadelphia Area
Industry:
Legal Services
Work history:
Delaware Investments Senior Compliance Officersince Apr 1999Jennison Associates Compliance AssociateFeb 1995 - Aug 1998

Amanda Didget Philadelphia, PA

Professions & Specialties

Compliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorResearch AssociateResearch SpecialistResearch Scientist

Experience & Education

Position:
Compliance Associate at RPS
Title:
Compliance Associate
Location:
Greater Philadelphia Area
Industry:
Pharmaceuticals
Work history:
RPS Compliance Associatesince Jan 2011PPD Senior Clinical Research AssociateSep 2005 - Dec 2010



Compliance Associates near Philadelphia, PA01Camden