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Compliance Managers in California

Compliance Managers in La Jolla, CA

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Here is a complete directory of nearly every experienced Compliance Managers in La Jolla, CA.

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25 results found

Heather Lambert San Diego, CA

Professions & Specialties

Director of Quality Control • Project Managers • Compliance Manager • HR Manager • General and Operations Manager • Director of Operations • Operations Manager • Office Assistant • Construction • Coordinator • Superintendent • Project Manager • Office Clerk • Clerical Specialist • Managers • Equipment Tools Purchasing Agent • Department Store Salesperson • Retail Professional • Retail Salesperson • Supervisors • Front Office Receptionist • Buyer and Seller • Sales Representative • Recruitment • Property Manager • Real Estate Manager

Experience & Education

Position:
Office Manager at Allied Industries, Inc
Title:
Office Manager at Allied Industries
Location:
Greater San Diego Area
Industry:
Construction
Work history:
Allied Industries, Inc - Greater San Diego AreaOffice Managersince 2012Harper Construction - Camp Pendleton CAProject Coordinator / Safety AdministratorJan 2010 - Jan 2012
Skills:
Purchasing, Contract Negotiation, Construction, Budgeting, Contract Management
Full Profile

Penny Vincent Carlsbad, CA

Professions & Specialties

Compliance Manager • Vice President • Operations Manager • Director of Operations • Chief Executive • HR Manager • General and Operations Manager • Generalist • Investor • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Bachelor of Science

Experience & Education

Position:
Compliance Manager at BluFi Lending
Title:
Compliance Manager
Location:
Carlsbad, California
Industry:
Banking
Work history:
BluFi Lending - Greater San Diego AreaCompliance Managersince Feb 2012Home Savings of America - La Jolla, CaliforniaVice President ~ Regional Operations ManagerJun 2009 - Feb 2012
Skills:
Operations Management, Mortgage Lending, Wholesale Lending, Compliance, Product Development, Goal...
Full Profile

Carla Harris La Jolla, CA

Professions & Specialties

Compliance Manager • Manager • Assistant Vice President • Chief Administrative Officer • Operations Manager • Vice President • Chief Executive • School Principal • School Administrator • Educational Manager • Advisor • Investor • Subject Matter Expert • Analyst • Skilled Professional • Analysts • Finance and Accounting Specialist • Controlling Specialist • Accounting Bookkeeper • Bookkeeper • Controller • Reviewer

Experience & Education

Position:
Advertising Compliance Manager at Altegris Investments
Title:
Advertising Compliance Manager
Location:
La Jolla, California
Industry:
Financial Services
Work history:
Altegris Investments Advertising Compliance Managersince Apr 2012Nuveen Investments Assistant Vice President, Marketing Review Compliance ManagerNov 1999 - Mar 2012
Full Profile

Nicolette Denney San Diego, CA

Professions & Specialties

Director of Quality Control • Compliance Manager • Chief Executive • Counselor • Advisor • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent

Experience & Education

Work

Company:
Torrey pines securities, inc
Consultant/chief compliance officer/finop
Company:
Mutual of new york - San Diego, CA
Investment advisor

Skills

Licenses:Series 7, 24, 27, 53, 63, 65
Full Profile

Jean Piekarz San Diego, CA

Professions & Specialties

Director of Quality Control • Chief Executive Officer • Compliance Manager • Corporate Executive • Chief Executive • Compliance Officer • Bank Examiner • Financial Compliance Examiner • Auditor • Hospital Care Professional • Health Professional • Health Practitioner

Experience & Education

Position:
Corporate Compliance Officer at San Diego Hospice and The Institute for Palliative Medicine,...
Title:
Corporate Compliance, Regulatory Risk Management, and Health Information Expert
Location:
Greater San Diego Area
Industry:
Hospital & Health Care
Work history:
San Diego Hospice and The Institute for Palliative Medicine Corporate Compliance Officersince Jan 2012San Diego Hospice and The Institute for Palliative Medicine Executive Director, Health Information & Compliance Officersince Feb 2000
Full Profile

Robert Bartzokas La Jolla, CA

Professions & Specialties

Chairperson • Partner • Director of Quality Control • Chief Executive • Compliance Manager • Operations Manager • Computer Software Professional • Software Developers • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:
Chairman at d2m Solutions, Inc.
Location:
La Jolla, California
Industry:
Computer Software
Work history:
D2m Solutions, Inc. Chairmansince Jul 2009Nortel Chief Compliance OfficerJul 2005 - Dec 2008
Full Profile

Peter Johnson La Jolla, CA

Professions & Specialties

Director of Quality Control • Compliance Manager • Compliance Officer • Coordinator • Law Librarian • Managers • Librarian • Bank Examiner • Financial Compliance Examiner • Auditor • Paralegal • Litigation Support Specialist

Experience & Education

Work

Company:
Portland habilitation center - Portland, OR
Compliance officer / section 504 coordinator
Company:
Sachnoff & weaver, ltd - Chicago, IL
Paralegal & law librarian assistant
Full Profile

Lynn Duarte La Jolla, CA

Professions & Specialties

Director of Quality Control • Compliance Manager • Compliance Officer • Bank Examiner • Financial Compliance Examiner • Auditor • Customer Service • Client Service Officer

Experience & Education

Work

Company:
Heritage bank of commerce
Avp/bsa compliance officer
Company:
Ellie mae/office team
Customer service administrator
Full Profile

Michele Starsiak La Jolla, CA

Professions & Specialties

Chairperson • Manager • Chief Executive • Operations Manager • Software Tester • Computer Specialist • School Principal • School Administrator • Educational Manager • Counselor • Advisor • Microbiologist

Experience & Education

Position:
President/Principal Quality Assurance Consultant at Starsiak Consulting, Inc. (Sole Proprietorship)
Title:
President/Principal Quality Assurance Consultant Starsiak Consulting, Inc.
Location:
La Jolla, California
Industry:
Pharmaceuticals
Work history:
Starsiak Consulting, Inc. - La Jolla, CAPresident/Principal Quality Assurance Consultantsince Jun 2001Dura (Elan) Pharmaceuticals - San Diego, CASr. Manager, Quality Assurance1997 - 2000
Skills:
cGMP, Quality Systems, Quality Assurance, Quality Auditing, GMP, Pharmaceuticals, FDA, Medical...
Full Profile

Josh Brown San Diego, CA

Professions & Specialties

Manager • Operations Manager • Director of Quality Control • Director • Owner • Compliance Manager • Chief Executive • Security • Police • Contractor • Volunteer • Inspector • Compliance Officer • Managers • Facilities Specialist • Construction • Non-Profit • Bank Examiner • Independent Business Owners • Financial Compliance Examiner • Auditor • Bachelor of Science

Experience & Education

Position:
Facility Services Manager, University Centers at UC San Diego
Location:
Greater San Diego Area
Industry:
Facilities Services
Work history:
UC San Diego - La Jolla, CAFacility Services Manager, University Centerssince Mar 2012Pink Flamingo Landscaping - Greater San Diego AreaCrew ChiefJun 2011 - Mar 2012
Full Profile

Scott Raider San Diego, CA

Professions & Specialties

Compliance Manager • School Principal • School Administrator • Educational Manager • Analyst • Office Assistant • Analysts • Office Clerk • Clerical Specialist • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Financial Compliance Examiner • Auditor • Student Worker • Loan Officer • Loan Officers

Experience & Education

Position:
Compliance Supervision Analyst / Designated Principal at LPL Financial
Title:
Designated Principal at LPL Financial
Location:
Greater San Diego Area
Industry:
Financial Services
Work history:
LPL Financial - Greater San Diego AreaCompliance Supervision Analyst / Designated Principalsince Mar 2012LPL Financial - La Jolla, CaFinancial Intelligence Unit AnalystNov 2010 - Feb 2012
Full Profile

Andrew Miner La Jolla, CA

Professions & Specialties

Vice President • Corporate Executive • Chief Executive • General and Operations Manager • Director of Operations • Operations Manager • Compliance Manager • Financial Officer • Financial Manager • Advisor • Supplier • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative • Certified Public Accountant • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:
Business Development at Global Risk Management Solutions, Strategic Business Advisor at American...
Title:
Helping Executives Avoid Disaster | Solving Compliance and Risk Challenges
Location:
La Jolla, California
Industry:
Information Services
Work history:
Global Risk Management Solutions Business Developmentsince May 2012American Freightways Strategic Business Advisorsince Jun 2009
Skills:
Risk Management Consulting, Public Speaking, Compliance Management Systems, Risk Mitigation,...
Full Profile

David Braga San Diego, CA

Professions & Specialties

Vice President • Sales Manager • Sales Director • Assistant Vice President • Chief Executive • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Property Manager • Real Estate Manager

Experience & Education

Position:
Vice President - Relationship Sales Manager at Millennium Trust Company
Location:
Greater San Diego Area
Industry:
Financial Services
Work history:
Millennium Trust Company - Carlsbad, CAVice President - Relationship Sales Managersince Jul 2013JPMorgan Chase - Greater San Diego AreaAssistant Vice President - Mortgage Banking Default ControlMay 2011 - Jul 2013
Skills:
Portfolio Management, Investments, Loans, Mortgage Lending, Mortgage Banking, Mutual Funds,...
Compliance Manager at Trust Administration Service..
Full Profile

Agnes Chiao San Diego, CA

Professions & Specialties

Compliance Manager • Clerk • Analyst • Apprentice • Clerical Specialist • Analysts • Student Worker • Periodontist • Stomatologist • Surgeon • Surgical Specialist • Bachelor of Arts • Survey Researcher

Experience & Education

Position:
Muir College Writing Program Clerk at UC San Diego
Title:
Student at University of California, San Diego
Location:
Greater San Diego Area
Work history:
UC San Diego - La Jolla, CAMuir College Writing Program Clerksince May 2010StepStone Group - La Jolla, CAPerformance Analyst InternSep 2012 - Dec 2012
Skills:
Investments, Portfolio Management, Financial Analysis, Private Equity, Microsoft Excel, Mandarin,...
Languages:
English, Mandarin
Full Profile

Sandi Weyerhaeuser San Diego, CA

Professions & Specialties

Oncologist • Medical Practice Professional • Medical Practitioner • Coordinator • Independent Contractor • Counselor • Managers • Contractor • Advisor • Nurse • Nurse Practitioner • Educator • Education Professional • Instructor • Biotechnology Professional • Biologist • Biological Scientist • Independent Business Owners

Experience & Education

Position:
Oncology Clinical Coordinator at Genentech
Location:
Greater San Diego Area
Industry:
Biotechnology
Work history:
Genentech Oncology Clinical Coordinatorsince Jan 2006Oncology Education Services - Pittsburgh, PAOncology Nurse EducatorFeb 2003 - Dec 2005
Full Profile

Joe Povoas La Jolla, CA

Professions & Specialties

Chairperson • Chief Executive • Volunteer • Philanthrope • Non-Profit • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Property Manager • Real Estate Manager

Experience & Education

Position:
Volunteer at Retired Guy, President of Retired Guys USA at Retired People Inc.
Title:
Retired Guy
Location:
La Jolla, California
Industry:
Philanthropy
Work history:
Retired Guy - Los Altos Hills, CAVolunteersince Aug 2008Retired People Inc. President of Retired Guys USAsince Aug 2007
Compliance Manager at Natixis
Full Profile

Neil Puri La Jolla, CA

Professions & Specialties

Director of Business Development • Business Development Manager • Operations Manager • Manager • Chief Executive • Compliance Manager • Project Managers • Quality Engineer • Compliance Engineer • Nuclear Engineer • Project Manager • Team Member • Master of Science • Bachelor of Science • Master of Business Administration • Student Worker

Experience & Education

Work

Company:
Inovexus
Director of business development
Company:
General atomics
Quality engineer
Full Profile

Kathleen Muela San Diego, CA

Professions & Specialties

Compliance Manager • Manager • Director • Operations Manager • Software Tester • Systems Manager • Computational Scientist • Computer Specialist • Computer Systems Administrator • Computer Scientists • Representative • Business Administrator • Supplier • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative • Army Specialist

Experience & Education

Title:
Quality Systems Professional
Location:
Greater San Diego Area
Industry:
Medical Devices
Work history:
Amedica Biotech (via Aerotek contract assignment) - San Jose, CAQuality Systems ProfessionalSep 2012 - May 2013Implementing Excellence - Greater San Diego AreaQuality Systems ProfessionalApr 2012 - Sep 2012
Skills:
Team Leadership, Medical Devices, Quality Assurance, 21 CFR Part 820, ISO 13485, GMP, Process...
Full Profile

Gregory Young San Francisco, CA

Professions & Specialties

Compliance Manager • Quality Engineer • Compliance Engineer • Compliance Agent • Supporting Member • Compliance Officer • Team Member • Compliance Associate • Auditor • Certified Auditor • Financial Compliance Examiner • Software Tester • Computer Specialist • Bachelor of Science

Experience & Education

Position:
Quality Compliance Manager at Thoratec
Location:
San Francisco Bay Area
Industry:
Medical Devices
Work history:
Thoratec Quality Compliance Managersince 2011NuVasive - San Diego, CAQA Compliance Manager2003 - 2011
Certifications:
Certified Quality Auditor, ASQ
Full Profile

Michael Dershowitz La Jolla, CA

Professions & Specialties

Compliance Manager • Counselor • Advisor • Certified Nurse Aide • Nurse • Nurse Practitioner • Lawyer • Juris Doctor

Experience & Education

Company:
Michael Dershowitz
Address:
1224 Via Barranca, La Jolla, CA 92037 - Property Information
Phone:
(858) 729-3244
Specialties:
Advertising - 40%(50 years, 50+ cases)
Federal Regulation - 40%(50 years, 50+ cases)
Licenses:
Dist. of Columbia - Active     1982
Wisconsin - Resigned     1973
Experience:
Legal Consultant at MSD Professional Consultants, Inc.     2007-present
Chief Compliance Officer at Seasilver USA, Inc.     2003-2007
School:
University of Wisconsin Law School     1973
Degree:
JD - Juris Doctor - Law
Awards:
FTC Certificate of Commendation - Federal Trade Commission     2003
Associations:
La Jolla Bar Association - Member of Board of Directors     2004-present

I am an expert in advertising law, having successfully prosecuted a large number of false and...

Full Profile

Phillip Abueg Chula Vista, CA

Professions & Specialties

Director of Quality Control • Project Managers • Compliance Manager • Project Manager

Experience & Education

Work

Company:
Mbr contractors - Chula Vista, CA
Project manager / quality control manager
Full Profile

Ashton Kester Oceanside, CA

Professions & Specialties

Chief Executive Officer • Director of Quality Control • Project Managers • Corporate Executive • Chief Executive • Compliance Manager • Project Manager • Construction • Office Assistant • Office Clerk • Clerical Specialist • General Contractor • Construction Manager • Research Professor • Higher Education Professional • School Administrator • Educational Manager • Surveyor • Geodesist • Geo Scientist • Geoscientist • 3D Animator • Animator

Experience & Education

Position:
Project Manager at SDSU Research Foundation
Title:
Project Manager
Location:
United States
Industry:
Facilities Services
Work history:
SDSU Research Foundation - Greater San Diego AreaProject Managersince Jun 2010Architerra MacRae Architects - Oceanside, CaADA Surveyor/ Office ManagerSep 2008 - Jun 2010
Skills:
AutoCAD, Photoshop, Microsoft Project, Microsoft Outlook, Microsoft Word, Microsoft Excel,...
Full Profile

Brett Munson Salt Lake City, UT

Professions & Specialties

Manager • Director of Quality Control • Operations Manager • Compliance Manager • Marketing Manager • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Branch Manager • Field Marketing Specialist • Marketing Administrator • Human Resources Specialist • Recruitment • Financial Compliance Examiner • Auditor • Advisor • Representative • Supervisor • Counselor • Managers • Analysts • Client Service Officer • Agent • Sales Agent • Sales Representative • School Principal • School Administrator • Educational Manager • Financial Consultant • Loan Officers • Financial Services Professional • Financial Services Sales Agent • Master of Science • Customer Service

Experience & Education

Position:
Director- Margin Department at Morgan Stanley Wealth Management
Location:
Salt Lake City, Utah
Industry:
Financial Services
Work history:
Morgan Stanley Wealth Management - Greater Salt Lake City AreaDirector- Margin Departmentsince Sep 2012Lefavi Wealth Management - Salt Lake City, UTChief Compliance Officer and Branch ManagerApr 2003 - Jun 2012
Skills:
Financial Planning, Branch Management, Sales Management, Compliance Management, Compliance Audits,...
Certifications:
Series 7 License - General Securities Representative, FINRA
Series 9 & 10 License - General Securities Sales Supervisor, FINRA
Full Profile

Scott Long New York, NY

Professions & Specialties

Chief Administrative Officer • Chief Executive • Operations Manager • Corporate Executive • Compliance Manager • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • School Principal • School Administrator • Educational Manager • Supplier • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative • Investor • Financial Compliance Examiner • Auditor

Experience & Education

Position:
Chief Administrative Officer at GAMCO Investors
Location:
Greater New York City Area
Industry:
Financial Services
Work history:
GAMCO Investors - Rye, New YorkChief Administrative Officersince Jun 2013Deep Blue Resources LLC PrincipalDec 2012 - Jun 2013
Full Profile

Chris Gummeson Calabasas, CA

Professions & Specialties

Sales Manager • Sales Director • Compliance Manager • Army Sergeant

Experience & Education

Work

Company:
Tax group center
Sales manager
Company:
Tax group center
Full Profile

Compliance Managers near La Jolla, CA0187374561748935San DiegoCarlsbadLa MesaEncinitasNational CityDel MarSolana BeachCardiff by the SeaLemon GroveRancho Santa Fe


Compliance Managers around La Jolla, CA

Carlsbad  (46)
Del Mar  (4)
Encinitas  (7)
La Mesa  (10)
Lemon Grove  (1)
San Diego  (934)
Solana Beach  (3)

Compliance Managers in California