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Compliance Managers in Santa Monica, CA

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34 results found

Suzanne Bond Los Angeles, CA

Professions & Specialties

ChairpersonDirector of Quality ControlVice PresidentChief ExecutiveCompliance ManagerDirectorOperations ManagerAgentSales AgentSales RepresentativeJockeyHorse RacerRacerSecurityCounselorSpokespersonRepresentativeAdvisorFinance and Accounting SpecialistAccounting BookkeeperBookkeeper

Experience & Education

Title:
SVP-Investment Relations at Pharmaco-Kinesis Corporation
Location:
Los Angeles, California
Industry:
Investment Banking
Work history:
KBR Capital Markets LLC - San Francisco Bay AreaPresident, Chief Compliance OfficerDec 2011 - Apr 2013VFG Securities, Inc. - Santa Monica, CAVice President, Chief Compliance OfficerNov 2009 - Dec 2011
Skills:
Alternative Investments, Compliance Management, FINRA, Staff Training, Due Diligence, Investment...
Languages:
English, Farsi, Italian, Arabic, French, Spanish
Certifications:
FINRA, FINRA

Dean Shaw Santa Monica, CA

Professions & Specialties

Compliance ManagerMarketing ManagerWriterManagement ConsultantContractorCounselorIndependent ContractorRecognitionGuideManagement AnalystAnalystsAdvisorTour GuideSEO SpecialistWeb MarketerDoctor of Podiatric MedicineSales SupportSupplierServices ProfessionalSales and Service SpecialistSales AgentSales RepresentativeSports TrainerSports TrainersIndependent Business OwnersPodiatrist

Experience & Education

Position:
Freelance Management Consultant, Contractor & Writer at Freelance Consultant
Title:
Quality & Operational Risk Management, Compliance, Internal Audit, Loss Prevention, Process Improvement & Writer
Location:
Santa Monica, California
Industry:
Retail
Work history:
Freelance Consultant - Greater Seattle AreaFreelance Management Consultant, Contractor & Writersince May 2010Reece Australia - Melbourne Area, AustraliaCompliance Manager (Australia & NZ)Oct 2006 - May 2010
Skills:
Risk Management, Internal Audit, Compliance, Compliance Management, Loss Prevention, Fraud...

Silva Malakian Los Angeles, CA

Professions & Specialties

DirectorCompliance ManagerOperations ManagerTechnical SpecialistQuality Assurance ProfessionalAnalystTechnical Support SpecialistsInspectorAnalystsAdvertising ProfessionalAdvertising Sales AgentHospital Care ProfessionalHealth ProfessionalHealth PractitionerBiotechnology ProfessionalBiologistBiological Scientist

Experience & Education

Position:
QA Director at Guthy-Renker
Location:
Greater Los Angeles Area
Industry:
Pharmaceuticals
Work history:
Guthy-Renker - Santa Monica, CAQA Directorsince Jul 2012Johnson & Johnson Quality Systems & Compliance ManagerDec 2010 - Jun 2012

Lori Gilchrist Los Angeles, CA

Professions & Specialties

Compliance ManagerDirector of Quality ControlFinance and Accounting SpecialistBank ExaminerAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditorCompliance OfficerAdvertising ProfessionalAdvertising Sales AgentInspectorManagersNon-ProfitPsychologistSales RepresentativeAcrobatPsychology Specialist

Experience & Education

Title:
Compliance Professional
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Coast Asset Management - Santa Monica, CACompliance ManagerNov 2010 - Dec 2011Dimensional Fund Advisors - Santa Monica, CACompliance Officer2007 - 2010

Nilla Watkins Santa Monica, CA

Professions & Specialties

Director of Quality ControlCompliance ManagerActing ProfessionalImpersonatorCompliance OfficerBank ExaminerFinancial Compliance ExaminerAuditorAdvisorParamedicMathematical Science TeacherLawyers

Experience & Education

Title:
ACTRESS
Location:
Santa Monica, California
Industry:
Performing Arts
Work history:
Trevor Stewart Burton & Jacobsen Inc. - New York, New YorkCompliance OfficerAug 2010 - Jan 2013Sullivan & Cromwell LLP Attorney2005 - 2007
Skills:
Writing, Due Diligence, Legal Writing, Courts, Securities, Corporate Law, Mergers
Languages:
English, French

Andrea Martinez Santa Monica, CA

Professions & Specialties

Compliance ManagerManagerOperations ManagerChief Administrative OfficerChief ExecutiveBusiness AdministratorHigh School DiplomaRestaurant ServerFood Server

Experience & Education

Work

Company:
Hispanic scholarship fund - Los Angeles, CA
Grant compliance manager
Company:
Northern new mexico college - Espanola, NM
Grant manager

Skills

Computer Skills Microsoft Word, Excel, Outlook, PowerPoint, Oracle (Banner used by Educational...

Philip Mckinley Los Angeles, CA

Professions & Specialties

Director of Quality ControlBoard MemberDirectorCompliance ManagerManagement Team ExecutiveOperations ManagerChief ExecutiveCompliance OfficerCounselorSupporting MemberTeam MemberAdvisorBank ExaminerFinancial Compliance ExaminerAuditorSenior AssociateAnalystsAccounting BookkeeperBookkeeperHealth ProfessionalHealth Practitioner

Experience & Education

Position:
Compliance Officer at Wilshire Associates, Board of Directors at Pacific Serenades
Title:
Compliance Officer at Wilshire Associates
Location:
Greater Los Angeles Area
Industry:
Investment Management
Work history:
Wilshire Associates - Santa Monica, CACompliance Officersince Feb 2013Pacific Serenades - Greater Los Angeles AreaBoard of Directorssince Jul 2002
Certifications:
Certified Anti Money Laundering Specialist (CAMS), Association of Certified Anti Money Laundering Specialists

Alex Megeredchian Los Angeles, CA

Professions & Specialties

Director of Quality ControlVice PresidentCompliance ManagerChief ExecutiveAssociate AttorneyParalegalLitigation Support SpecialistLawyersLicensed Real Estate BrokerProperty ManagerReal Estate ManagerPremierGovernment Service ExecutiveGovernment Administration OfficerCivil ServantSupplierServices ProfessionalSales and Service SpecialistSales AgentSales RepresentativeCompliance OfficerBank ExaminerFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Associate Attorney - Real Estate Legal at Kilroy Realty Corporation
Location:
Greater Los Angeles Area
Industry:
Legal Services
Work history:
Kilroy Realty Corporation - Santa Monica, CaAssociate Attorney - Real Estate Legalsince Feb 2012Public Storage - Glendale, caREIT ParalegalAug 2005 - May 2012
Skills:
Real Estate, Bankruptcy, Family Law, Litigation, Personal Injury, Commercial Real Estate Acquisition

Rochard Doblas Santa Monica, CA

Professions & Specialties

Director of Quality ControlCompliance ManagerShop ManagerSales ManagerArtistBiologistBiological ScientistAssistant ManagerShift ManagerManagersBachelor of Science

Experience & Education

Work

Company:
Customplay llc
Motion graphics artist
Company:
Customplay llc
Quality control manager

Seth Berman Los Angeles, CA

Professions & Specialties

Financial DirectorDirector of Quality ControlChief Executive OfficerVice PresidentFinancial OfficerFinancial ManagerCompliance ManagerCorporate ExecutiveChief ExecutiveAdvisorManagers

Experience & Education

Title:
Chief Financial Officer, Chief Compliance Officer at Gratia Capital LLC
Location:
Greater Los Angeles Area
Industry:
Investment Management
Work history:
Coast Asset Management - Santa Monica, CAManaging Director, Chief Financial Officer & Chief Complaince OfficerJan 2010 - Dec 2011JPMorgan Chase - PropPartners Management Corp. - New York, NYVice President & Chief Financial Officer2008 - 2009

Robert Leftwich Santa Monica, CA

Professions & Specialties

Chief Executive OfficerChairpersonDirector of Quality ControlCorporate ExecutiveChief ExecutiveCompliance ManagerMarketing ManagerVice PresidentOperations ManagerLeaderManagersAdvertising ProfessionalAdvertising Sales AgentBusiness AdministratorWeb MarketerInternet Marketing ManagerAirmanBachelor of ScienceInformation Technology SpecialistSystems Support SpecialistSupport SpecialistsIT SpecialistCustomer Service

Experience & Education

Position:
CEO at Forward Social Media
Title:
CEO/President
Location:
Santa Monica, California
Industry:
Marketing and Advertising
Work history:
Forward Social Media - Santa Monica, CACEOsince Sep 2008Matrix Imaging Products, Inc. - Costa Mesa, CAQuality Control DirectorSep 2009 - Apr 2011
Skills:
Online Advertising, Social Media, Marketing, Analysis, Email Marketing, SEM, SEO, Social Media...

Nancy Uy Santa Monica, CA

Professions & Specialties

Director of Quality ControlChief Administrative OfficerEvent ManagerCompliance ManagerChief ExecutiveOperations ManagerMarketing ProfessionalAdvertising Sales AgentOffice AssistantEvent PlannerIndependent ContractorBusiness AdministratorOffice ClerkClerical SpecialistContractorLicensed Real Estate BrokerProperty ManagerReal Estate ManagerBachelor of ScienceIndependent Business Owners

Experience & Education

Work

Company:
Far west management corporation
Executive assistant
Company:
American realty advisors - Glendale, CA
Independent contractor assisting the asset management group and the chief compliance officer

Skills

COMPUTER SKILLS: Microsoft Office Suite (Word, PowerPoint, Outlook, Excel, Publisher); Graphic...

Latoya Butts Los Angeles, CA

Professions & Specialties

Director of Quality ControlCompliance ManagerCompliance OfficerBank ExaminerFinancial Compliance ExaminerAuditorClient Service OfficerCustomer Service

Experience & Education

Position:
Compliance Officer at Campus Explorer
Location:
Greater Los Angeles Area
Industry:
Online Media
Work history:
Campus Explorer - Santa Monica, CACompliance Officersince May 2012Campus Explorer - Santa Monica, CACustomer Service AgentApr 2010 - May 2012

Steven Cramer Santa Monica, CA

Professions & Specialties

Director of Quality ControlCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorCompliance OfficerManagers

Experience & Education

Work

Company:
The bank of new york mellon
Alternative investments accountant
Company:
The california endowment - Los Angeles, CA
Investment compliance officer

Skills

Investment accounting and reporting, Investment management and operations

Chris Burke Santa Monica, CA

Professions & Specialties

Vice PresidentDirector of Quality ControlChief ExecutiveCompliance ManagerSecurity OfficerCompliance OfficerSecurityBank ExaminerFinancial Compliance ExaminerAuditor

Experience & Education

Work

Company:
Pacific mercantile bank
Vice president, bsa/security officer
Company:
Capital source bank - Brea, CA
Senior compliance officer

Nilla Watkins Santa Monica, CA

Professions & Specialties

Director of Quality ControlCompliance ManagerContract AttorneyDocument ReviewerLawyers

Experience & Education

Work

Company:
Red bull north america, inc. - Santa Monica, CA
Contract attorney
Company:
Trevor stewart burton & jacobsen inc, - New York, NY
Chief compliance officer

Skills

Highly Proficient in French; Enjoy Yoga; Wilderness Survival (Trained in the Talkeetna Mountains);...

Steven Spielberg Santa Monica, CA

Professions & Specialties

Vice PresidentDirector of Quality ControlProject ManagersChief ExecutiveCompliance ManagerProject ManagerCompliance OfficerBank ExaminerFinancial Compliance ExaminerAuditorClient Service OfficerCustomer ServicePsychology Specialist

Experience & Education

Work

Company:
Step up on second
Project manager
Company:
Urban development & finance - Santa Monica, CA
Vice president, transactions and compliance officer

Mehran Lashkari Santa Monica, CA

Professions & Specialties

DirectorDirector of Quality ControlOperations ManagerCompliance ManagerVice PresidentChief ExecutiveSoftware TesterComputer SpecialistSoftware Developers

Experience & Education

Work

Company:
Solidworks corporation - Santa Monica, CA
Director, quality assurance analysis products
Company:
Solidworks corporation
Director of quality control

Carolina Christine Santa Monica, CA

Professions & Specialties

Director of Quality ControlCompliance ManagerCompliance OfficerBank ExaminerFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Compliance Officer at Beach Point Capital Management
Location:
United States
Work history:
Beach Point Capital Management - Santa Monica, CACompliance Officersince Aug 2012

Chiana Shipp Santa Monica, CA

Professions & Specialties

Director of Quality ControlCompliance ManagerCompliance OfficerAnalystAnalystsBank ExaminerFinancial Compliance ExaminerAuditor

Experience & Education

Work

Company:
Revenue media/walla media
Compliance officer
Company:
Sony pictures entertainment - Culver City, CA
Global operator/social media analyst

Portia Cohen Los Angeles, CA

Professions & Specialties

Chief Executive OfficerChairpersonCorporate ExecutiveChief ExecutiveDirector of Quality ControlOperations ManagerManagement Team ExecutiveCompliance ManagerCommunity Service ManagerCounselorPR and Communications ProfessionalPoliceAdvisorPublic Relations ProfessinalMayorCity ManagerCivil ServantMaster of SciencePhysical TherapistPhysical TherapistsHuman Resources SpecialistRecruitmentCompliance OfficerInternational AffairsTeam MemberCleanersGovernment Administration ProfessionalJuris DoctorSchool PrincipalSchool AdministratorEducational ManagerBank ExaminerFinancial Compliance ExaminerAuditorJudgeLaw SpecialistLegal CounselLawyersTechnical EditorTechnical CommunicatorAuthor

Experience & Education

Title:
Campaigns, Strategy & Communications Consultant
Location:
Greater Los Angeles Area
Industry:
Public Relations and Communications
Work history:
Pacific Council on International Policy - Los AngelesExecutive Director, Global Los Angeles InitiativeMar 2012 - Apr 2013City of Manhattan Beach - City of Manhattan Beach, CAMayor & Council MemberMar 2007 - Mar 2011

Grace Hockley Santa Monica, CA

Professions & Specialties

Export ManagerImport Export Sales ManagerSales ManagerOwnerManagerChief ExecutiveOperations ManagerMarketing ManagerImport ManagerLogistics Supply Chain ProfessionalAdvisorImport and Export ProfessionalLogisticianCoordinatorBusiness AdministratorManagersAgentsBuyerClient Service OfficerEquipment Tools Purchasing AgentBuyer and SellerSales RepresentativeDepartment Store SalespersonRetail ProfessionalRetail SalespersonMarketing AdministratorBachelor of ScienceWellness and FitnessLegislatorCustomer Service

Experience & Education

Position:
Senior Import/Export Manager at Beachbody
Location:
Santa Monica, California
Industry:
Logistics and Supply Chain
Work history:
Beachbody - Santa MonicaSenior Import/Export Managersince Aug 2011Martin Sports Design LLC - Greater Seattle AreaConsulting Advisor, Pro BonoSep 2006 - Sep 2011
Corporate Customs Compliance Manager at Nissin Customs Service Inc

Steve Gossett Los Angeles, CA

Professions & Specialties

Project ManagersOperations ManagerMarketing ManagerBusiness AnalystAnalystAnalystsMedical Support AssistantHealth Support WorkerHealthcare SupportInformation Technology SpecialistIT SpecialistEditorAdvisorBusiness AdministratorSystems AdministratorSoftware EngineerComputational ScientistComputer SpecialistComputer Systems AdministratorSoftware DevelopersComputer ScientistsSEO SpecialistWeb MarketerBachelor of ScienceEntertainment ProfessionalEntertainerBiotechnology ProfessionalBiologistBiological ScientistFinance and Accounting SpecialistAccounting BookkeeperBookkeeper

Experience & Education

Position:
Business Analyst at Red Bull
Location:
Greater Los Angeles Area
Industry:
Information Technology and Services
Work history:
Red Bull - Santa Monica, CABusiness Analystsince Oct 2011Technicolor - Burbank, CABusiness AnalystJun 2011 - Oct 2011
Compliance Manager,Contract through TekSystems,at..

Maricela Jauregui Los Angeles, CA

Professions & Specialties

Vice PresidentChief ExecutiveMarketing ManagerOperations ManagerCompliance ManagerIndependent ContractorContractorFinancial ConsultantFinancial Services ProfessionalFinancial Services Sales AgentIndependent Business OwnersOrganization ManagementManagersFinance and Accounting SpecialistFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperField Marketing SpecialistMarketing Administrator

Experience & Education

Position:
Vice President, Member Services at South Bay Credit Union, Self Employed at Independent Financial...
Title:
Vice President, Member Services at South Bay Credit Union
Location:
Greater Los Angeles Area
Industry:
Banking
Work history:
South Bay Credit Union - Redondo Beach, CAVice President, Member Servicessince Feb 2013Independent Financial Consultant - Greater Los Angeles AreaSelf Employedsince Jul 2012
Languages:
English, Spanish

Catherine Nelson Santa Monica, CA

Professions & Specialties

ManagerDirectorOperations ManagerCompliance ManagerProject ManagersCognitive Behavioural HypnotherapistBehavioral ConsultantPsychology SpecialistPsychologistRecruitmentCustomer ServiceClient Service OfficerProject ManagerAdvisorBachelor of ScienceFinancial Compliance ExaminerAuditor

Experience & Education

Title:
Accomplished, Experienced Manager
Location:
Santa Monica, California
Industry:
Higher Education
Work history:
Behavioral Science Centers, Inc Director of Financial Aid2006 - 2007Loyola Marymount University Financial Aid Officer (temporary contract postion)Mar 2005 - Sep 2005

Eric Puumala Los Angeles, CA

Professions & Specialties

Senior Vice PresidentChief Executive OfficerBoard MemberVice PresidentChief ExecutiveCorporate ExecutiveManagement Team ExecutiveOperations ManagerEvent ManagerMarketing ManagerOffice AssistantEvent PlannerOffice ClerkClerical SpecialistHuman Resources SpecialistRecruitmentCustomer ServiceClient Service OfficerManagersField Marketing SpecialistMarketing AdministratorPsychology Specialist

Experience & Education

Position:
Executive Assistant to the Senior Vice President / Logistics at Honda Performance Development
Location:
Greater Los Angeles Area
Industry:
Human Resources
Work history:
Honda Performance Development - Santa Clarita, CAExecutive Assistant to the Senior Vice President / Logisticssince Jun 2012The Mark Cunningham Consulting Group - Santa Monica, CAExecutive Assistant to the CEOJul 2010 - Jun 2012
Skills:
Recruiting, Performance Management, Management, Human Resources
* Operated as the Safety Compliance Manager for industrial clients

Diana Burke Los Angeles, CA

Professions & Specialties

Vice PresidentChief ExecutiveCompliance ManagerSales ManagerCompliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorFinance and Accounting SpecialistAccounting BookkeeperBookkeeperSales Account AssociateSales PersonAgentSales AgentSales ExecutiveSales RepresentativeCounselorAnalystsAdvisorReporterBachelor of ArtsMaster of Science

Experience & Education

Position:
Senior Compliance Associate at Guggenheim Partners
Location:
Greater Los Angeles Area
Industry:
Investment Management
Work history:
Guggenheim Partners - Santa Monica, CASenior Compliance Associatesince Aug 2012Aletheia Research and Management, Inc. Vice President, ComplianceOct 2010 - Aug 2012
Skills:
Series 7, Charles River IMS, BlackRock Aladdin, Bloomberg, SunGard Protegent PTA, Investments,...

Marc Pizzati Los Angeles, CA

Professions & Specialties

Sales ManagerDirector of Quality ControlOperations ManagerCompliance ManagerSales ExecutiveOutside Sales RepresentativeSales RepresentativeFreight ClerkLogistics Supply Chain ProfessionalClerical SpecialistAccount ManagerLogisticianBusiness AdministratorFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Account Sales Executive at NNR Global Logistics
Title:
--
Location:
Greater Los Angeles Area
Industry:
Logistics and Supply Chain
Work history:
NNR Global Logistics - Carson, CAAccount Sales Executivesince Oct 2012Network Power Solutions Inc. - Palos Verdes Estates, CABusiness Development / Account ManagerFeb 2006 - Oct 2012

Lynn Banal Santa Monica, CA

Professions & Specialties

Financial DirectorTreasurerFinancial OfficerFinancial ManagerCompliance ManagerManagerOperations ManagerMarketing ConsultantAdvertising ProfessionalMarket AnalystMarket Research AnalystAdvertising Sales AgentChief AccountantAccount ManagerPremierGovernment Service ExecutiveGovernment Administration OfficerCivil ServantMaster of Business AdministrationBachelor of ScienceBusiness AdministratorOrganization ManagementAdvisor

Experience & Education

Position:
Finance Manager - Events at UBM Canon, P.T.O Board - Treasurer at Nativity Catholic School
Title:
Finance Manager - Events, UBM Canon
Location:
Santa Monica, California
Industry:
Media Production
Work history:
UBM Canon - Santa Monica, CAFinance Manager - Eventssince Nov 2012Nativity Catholic School P.T.O Board - Treasurersince Aug 2012

Jennifer Brewer Santa Monica, CA

Professions & Specialties

DirectorOperations ManagerDirector of Quality ControlChief ExecutiveCompliance ManagerComputer Games ProfessionalComputer SpecialistGeneral CounselOf CounselJuristLegal CounselLaw SpecialistLawyersBank ExaminerFinancial Compliance ExaminerAuditorEntertainment ProfessionalEntertainerTeam MemberAutomotive Professional

Experience & Education

Position:
Director, Compliance and Corporate Governance at Activision
Title:
Director, Compliance and Corporate Securities at Activision Blizzard
Location:
Santa Monica, California
Industry:
Computer Games
Work history:
Activision - Santa Monica, CADirector, Compliance and Corporate Governancesince 2012CODA Automotive, Inc. Assistant General Counsel2009 - 2012

John Dean Santa Monica, CA

Professions & Specialties

Director of Quality ControlProject ManagersCompliance ManagerSupport EngineerCustomer ServiceServer EngineerIT EngineerSecurityProject ManagerCounselorAnalystAdvisorAnalystsUnix AdministratorC++ DeveloperDatabase Administration ProfessionalJava DeveloperJavaScript DeveloperIT ConsultantNetwork DesignerNetwork AdministratorSystems AdministratorComputer Systems AdministratorSoftware DeveloperSoftware DevelopersDatabase AdministratorComputer Network EngineerNetwork Systems AdministratorMaster of Business AdministrationBachelor of Science

Experience & Education

Work

Company:
Vicgen industries inc.
Sr. information technology
Company:
Computer associates - New York, NY
Sr. support engineer

Skills

Skills: Hardware: CISCO, MiLAN, SMC, Alcatel, Ortronics Fiber Optics, Corning Fiber Optics, DEC,...

Pete Koch Santa Monica, CA

Professions & Specialties

OwnerChief ExecutiveDirector of Quality ControlFounderFounding MemberCompliance ManagerBachelor of ArtsArea ManagerManagers

Experience & Education

Work

Company:
Fast fitness
Owner and developer
Company:
Owner crossfit apx - Cary, NC

Allen Abraham Santa Monica, CA

Professions & Specialties

Chief Executive OfficerSenior ManagerCorporate ExecutiveChief ExecutiveOperations ManagerCompliance ManagerCoordinatorBusiness AdministratorManagersMaster of Business AdministrationBachelor of ScienceFinancial Compliance ExaminerAuditor

Experience & Education

Work

Company:
Accentcare home health of california, inc.
General manager
Company:
Dollar loan center - Huntington Beach, CA
Regional senior manager

Catherine Nelson Santa Monica, CA

Professions & Specialties

DirectorOperations ManagerDirector of Quality ControlCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorCounselorAdvisorBachelor of Science

Experience & Education

Work

Company:
Behavioral science centers, inc - Tarzana, CA
Director of financial aid
Company:
Loyola marymount university - Los Angeles, CA
Financial aid officer


Compliance Managers near Santa Monica, CA04589161,3741,8322,290Los AngelesWoodland HillsVan NuysBeverly HillsEl SegundoManhattan BeachHawthornePacific PalisadesInglewoodVenice



Compliance Managers around Santa Monica, CA

Beverly Hills  (28)
El Segundo  (27)
Hawthorne  (5)
Inglewood  (5)
Los Angeles  (2,286)
Malibu  (3)
Venice  (4)

Compliance Managers in California