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Noel Sinclair Chicago, IL
Professions & Specialties
Investment Analyst • Puchasing and Estimating Manager • Director of Quality Control • Compliance Manager • Financial Manager • Marketing Manager • Advisor • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Branch Manager • Field Marketing Specialist • Marketing Administrator
Experience & Education
Position:
Chief Compliance Officer and Investment Analyst at Registered Investment Advisor
Title:
Chief Compliance Officer
Location:
Greater Chicago Area
Industry:
Financial Services
Work history:
Registered Investment Advisor Chief Compliance Officer and Investment Analystsince Jul 20081st Discount Brokerage - Hot Springs ArkansasBranch ManagerAug 2002 - Jul 2008
Certifications:
Series 3,4,7,24,27,63,65, FINRA