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Rhode Island Stock Brokers Directory

Trustoria includes a professional profile for nearly every Stock Broker in Rhode Island.

Find more Stock Brokers and other Financial brokers near in Rhode Island by specifying the city where you need their services.

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27 results found

Martha Rogers Providence, RI

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Vice President • Chief Executive • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper

Experience & Education

Title:
Stockbroker Providence, R.I.
Location:
Providence, Rhode Island Area
Industry:
Financial Services
Work history:
RBC Wealth Management VPSep 1980 - Jan 2011Tucker Anthony VP1979 - 2010
Full Profile

Michael Mcdevitt Warwick, RI

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Apprentice • Office Assistant • Office Clerk • Clerical Specialist • Student Worker

Experience & Education

Work

Company:
Scottrade - Providence, RI
Stockbroker intern
Company:
Providence college - Providence, RI
Residence life office assistant
Full Profile

Robert Florentino Jamestown, RI

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper

Experience & Education

Title:
--
Location:
Jamestown, Rhode Island
Industry:
Financial Services
Work history:
Smith barney Wall streetJun 1950 - Dec 1992Smith barney - Manhasset, nyStockbrokerJun 1950 - Jun 1992
Full Profile

Daria Kuzmina Providence, RI

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Host • Apprentice • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Student Worker

Experience & Education

Position:
Stockbroker Intern at Scottrade, Host/Trainer at Fleming's Prime Steakhouse & Wine Bar
Title:
Host/Trainer at Fleming's Prime Steakhouse & Wine Bar
Location:
Providence, Rhode Island Area
Industry:
Financial Services
Work history:
Scottrade Stockbroker Internsince Nov 2008Fleming's Prime Steakhouse & Wine Bar Host/Trainersince Oct 2007
Full Profile

Andrew Dumas Cranston, RI

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Analyst • Representative • Analysts

Experience & Education

Work

Company:
Mercer hr services
Defined benefit analyst
Company:
Quick & reilly/fleet bank/ banc of america investments
Stock broker/registered representative (passed series
Full Profile

Mirhan Serabian Warwick, RI

Professions & Specialties

Stock Broker • Financial Consultant • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Advisor • Managers • Psychologist • Sales Representative • Medical Laboratory Professional • Medical Laboratory Technologist • Psychology Specialist

Experience & Education

Work

Company:
Janney montgomery scott - Providence, RI
Stockbroker/financial advisor
Company:
Merril lynch - Providence, RI
Stockbroker/financial advisor
Full Profile

Gail Breault Providence, RI

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper

Experience & Education

Title:
Senior Stock Trader/Cleint Services at Fidelity Investments
Location:
Providence, Rhode Island Area
Industry:
Financial Services
Full Profile

Erik Deneault Providence, RI

Professions & Specialties

Financial Services Professional • Financial Services Sales Agent • Capital Markets Professional • Entrepreneur • Visionary • Representative • Philanthrope • Managers • Planner • Non-Profit • Chairperson • Co-Founder • Chief Executive • Founder • Founding Member • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Certified Nurse Aide • Nurse • Nurse Practitioner • Sales Manager • Corporate Executive • Operations Manager • Health Professional • Health Practitioner • Sales Representative

Experience & Education

Position:
President / Co-founder at Little Heros Fund, Financial Representative at Northwestern Mutual...
Title:
Entrepreneur and Visionary
Location:
Providence, Rhode Island Area
Industry:
Financial Services
Work history:
Little Heros Fund President / Co-foundersince Aug 2011Northwestern Mutual Financial network - Providence, Rhode Island AreaFinancial Representativesince Jan 2011
Stock Broker at JPTurner LLC
Full Profile

Leo Raneri Smithfield, RI

Professions & Specialties

Trader • Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Brokerage Clerk • Senior Director • Senior Manager • Operations Manager • Counselor • Advisor • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Chief Executive • Representative • Leadership Think Tank • Recognition • Analysts • SalesForce Administrator • Database Administration Professional • Database Administrator • Consumer Goods Professional • Account Service Manager • Client Service Officer • Commodities Clerk • Customer Service

Experience & Education

Position:
Senior Director - Digital Distribution; Solutions Consultant at Fidelity Investments
Title:
Senior Director of Digital Distribution- Fidelity Investments
Location:
Smithfield, Rhode Island
Industry:
Financial Services
Work history:
Fidelity Investments - Smithfield, RISenior Director - Digital Distribution; Solutions Consultantsince Aug 2011Hasbro - Pawtucket, RIConsultant - Global Brand StrategyDec 2010 - Aug 2011
Retail Stockbroker at Raymond James Financial
Full Profile

Lr Tabit Providence, RI

Professions & Specialties

Stock Broker • Trader • Repossessor • Collections Specialist • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • School Principal • School Administrator • Educational Manager • Clerk • Clerical Specialist • Owner • Chief Executive • Analysts • Technical Specialist • Technical Support Specialists • Production Manager • Production Director • Community Service Manager • Licensed Real Estate Broker • Property Manager • Real Estate Manager • Bachelor of Arts • Government Administration Professional

Experience & Education

Position:
Planning Board, Principal Clerk at Town of Westport, Owner, Hana's Honey Apiary at Hana's Honey
Title:
Beekeeper
Location:
Providence, Rhode Island Area
Industry:
Farming
Work history:
Town of Westport Planning Board, Principal Clerksince Mar 2009Hana's Honey Owner, Hana's Honey Apiarysince Oct 2001
Full Profile

Bettina Hackett Cranston, RI

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Sales Person • Sales Representative • Office Assistant • Office Clerk • Clerical Specialist • Host • Psychologist • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Corporate Executive • Chief Executive • Psychology Specialist

Experience & Education

Position:
Stay at home mom at 33 Bennington Road
Title:
Sales Assistant
Location:
Cranston, Rhode Island
Industry:
Executive Office
Work history:
33 Bennington Road Stay at home momsince Apr 1995Moors & Cabot Sales AssistantMay 1986 - Apr 1995
Skills:
Microsoft Office
Licensed NASD Series 7 Stockbroker
Full Profile

Mark Collins Providence, RI

Professions & Specialties

Teller • Business Systems Analyst • IT Analyst • Recognition • Business Analyst • Analyst • Call Center Representative • Analysts • Information Operator • Communications Equipment Operator • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:
Senior Business Systems Analyst, Officer at Citizens Bank
Title:
Sr Business Systems Analyst at Citizens Financial Group
Location:
Providence, Rhode Island Area
Industry:
Financial Services
Work history:
Citizens Bank Senior Business Systems Analyst, Officersince Jan 2005PFPC Global Fund Services Senior Business AnalystJan 1993 - Jan 2005
NASD Series 7 and 63 licensed stockbroker
Full Profile

Matthew Ditomasso Providence, RI

Professions & Specialties

Financial Consultant • Financial Planner • Financial Services Professional • Financial Services Sales Agent • Financial Management Analyst • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Representative • Actuarial Analyst • Actuarial Associate • Insurance Actuary • Statistician

Experience & Education

Position:
Financial Planner at Merrill Lynch
Title:
Financial Advisor at Merrill Lynch
Location:
Providence, Rhode Island Area
Industry:
Financial Services
Work history:
Merrill Lynch Financial Plannersince Nov 2011Fidelity Investments Fidelity Investments RepresentativeAug 1998 - Mar 2010
Stock Broker at Duke and Company
Full Profile

Steve Winn Providence, RI

Professions & Specialties

Loan Officer • Loan Officers • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Licensed Real Estate Broker • Property Manager • Real Estate Manager • Sales Manager • Sales Director • Sales Representative • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:
Loan Officer at Embrace Home Loans NMLS# 2184
Title:
Loan Officer at Embrace Home Loans
Location:
Providence, Rhode Island Area
Industry:
Real Estate
Work history:
Embrace Home Loans NMLS# 2184 - Newport,RI 02840Loan Officersince Feb 2009O2 Global Chauffeured Services Corporate Sales ManagerNov 2008 - Mar 2011
Skills:
Loans, FHA, Finance, Banking, Underwriting, Sales, Mortgage Banking, Refinance, Loan Origination,...
Stockbroker at Corporate Securities
Full Profile

Norb Vonnegut Providence, RI

Professions & Specialties

Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Author • Chief Executive Officer • Corporate Executive • Chief Executive • Financial Officer • Financial Manager • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:
Author at Norb Vonnegut LLC
Title:
Author - The Trust, The Gods of Greenwich, Top Producer
Location:
Providence, Rhode Island Area
Industry:
Writing and Editing
Work history:
Norb Vonnegut LLC - Greater New York City AreaAuthorsince Jan 2009Silvercrest Managing DirectorMay 2006 - Jan 2009
Stockbroker in Private Wealth Management
Full Profile

Marco Capaldi Providence, RI

Professions & Specialties

Trader • Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Owner • Chief Executive • Operations Manager • Advisor • Business Administrator • Army Lieutenant Colonel

Experience & Education

Title:
Owner of Cappy's calls market timing letter as well as ETFsight.com at Cappy's Calls & ETFsight.com Vineyard Proprietor Noble Roots Vineyard ltd. Cos. at "TBA" Family Winery Advisory and Major Contributor at Habitat for Technology see less...
Location:
Providence, Rhode Island Area
Industry:
Investment Banking
..Bond Trader/ Advisor at Citizens Bank Stockbroker at Janney Montgomery Scott Life Sales..
Full Profile

Matt Ditomasso Providence, RI

Professions & Specialties

Financial Consultant • Financial Services Professional • Financial Services Sales Agent • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Actuarial Analyst • Actuarial Associate • Insurance Actuary • Statistician

Experience & Education

Title:
Financial Advisor at Merrill Lynch
Location:
Providence, Rhode Island Area
Industry:
Financial Services
Stock Broker at Duke and Company
Full Profile

Thomas Shanley Warwick, RI

Professions & Specialties

Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Vice President • Chief Executive • Marketing Manager • Marketing Administrator • Operations Manager

Experience & Education

Work

Company:
Fidelity investments
Vice president - head of marketing communications - fidelity institutional
Company:
Fidelity investments - Smithfield, RI
Vice president - marketing communications
Full Profile

Erik Dufresne Providence, RI

Professions & Specialties

Stock Broker • Investment Analyst • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Puchasing and Estimating Manager • Account Service Manager • Client Service Officer • Customer Service • Policy Analyst • Analyst • Analysts • Financial Manager

Experience & Education

Work

Company:
New strategies
Account executive
Company:
Sunamerica securities - Phoenix, AZ
Trade specialist
Full Profile

Paul Austin Lincoln, RI

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Sales Representative • Sales Agent • Sales Executive • Sales Manager • Bachelor of Arts

Experience & Education

Work

Company:
Crafford laserstar technologies
Technical sales representative
Company:
Gannon & scott, inc
Refining sales executive
Full Profile

Gabriella Rossi Millstone Township, NJ

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Banker • Apprentice • Student Worker • Business Administrator • Bachelor of Science • Marketing Professional • Advertising Sales Agent • Recruitment • Operations Manager

Experience & Education

Work

Company:
Scottrade
Stockbroker
Company:
Six senses spa pan peninsula - London
Intern
Full Profile

Marco J Providence, RI

Professions & Specialties

Trader • Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Counselor • Advisor • Army Lieutenant Colonel

Experience & Education

Title:
Critical Market Timing Advice
Location:
Providence, Rhode Island Area
Industry:
Investment Banking
Stockbroker at Janney Montgomery Scott
Full Profile

Anthony Tristani Boston, MA

Professions & Specialties

Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Director • Founding Member • Operations Manager • Chief Executive • Master of Business Administration • Human Resources Specialist • Recruitment • Interviewer • Apprentice • Supplier • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative • Student Worker • Deputy Manager • Project Managers • Marketing Manager • Bachelor of Science • Advisor • Representative • Analysts • Account Service Manager • Client Service Officer • SEO Specialist • Market Research Analyst • Web Marketer • Model • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Customer Service

Experience & Education

Position:
Director of Corporate Relations at Boston University School of Management
Location:
Greater Boston Area
Industry:
Higher Education
Work history:
Boston University School of Management - Greater Boston AreaDirector of Corporate Relationssince Feb 2012The Hanover Insurance Group - Worcester, MADirector HR – (Director, College Recruiting)Jul 2008 - Feb 2012
Stock Broker at Investors Center Inc
Full Profile

Rick Heffernan Hartford, CT

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Director • Operations Manager • Manager • Co-Founder • Chairperson • Marketing Manager • Founder • Founding Member • Chief Executive • Entrepreneur • Visionary • Independent Contractor • Solutions Advisor • Food service • Managers • Planner • Contractor • Advisor • SEO Specialist • Internet Marketing Manager • Web Marketer • Site Manager • Construction Specialist • Construction Laborer • Computer Software Professional • Software Developers • Independent Business Owners

Experience & Education

Position:
2VP of Digital Marketing at Travelers, Director eMarketing Strategy and Internet Sales at MetLife
Title:
2VP of Digital Marketing at Travelers
Location:
Hartford, Connecticut
Industry:
Insurance
Work history:
Travelers - Hartford, Connecticut Area2VP of Digital Marketingsince Apr 2013MetLife - Warwick, RIDirector eMarketing Strategy and Internet Salessince Aug 2011
Skills:
Email Marketing, Online Marketing, E-business, Web Development, Web Design, Entrepreneur, Database...
Full Profile

Kris Mccabe San Francisco, CA

Professions & Specialties

Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • National Director • Senior Vice President • Manager • Partner • Chief Executive • Vice President • Operations Manager • Advisor • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Senior Manager • Account Service Manager • Client Service Officer • Customer Service • Property Manager • Real Estate Manager

Experience & Education

Position:
National Director Sales and Marketing at Advisor Partners, LLC
Title:
National Director Sales and Marketing at Advisor Partners
Location:
San Francisco Bay Area
Industry:
Financial Services
Work history:
Advisor Partners, LLC - SF Bay Area - Walnut Creek, CANational Director Sales and Marketingsince Nov 2012Wealthfront Inc. - San Francisco Bay Area - Palo AltoSenior Vice President - SalesOct 2010 - Sep 2011
Certifications:
Series
Stockbroker at Joseph Stevens
Full Profile

James Canale New York, NY

Professions & Specialties

Bank Teller • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Banker • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Chief Executive Officer • Operations Manager • Corporate Executive • Chief Executive • Apprentice • Licensed Real Estate Broker • Property Manager • Real Estate Manager • Bachelor of Science • Student Worker

Experience & Education

Position:
Financial Executive at Cabot Lodge
Title:
...
Location:
Greater New York City Area
Industry:
Financial Services
Work history:
Cabot Lodge - 44 Wall StreetFinancial Executivesince Apr 2012Cabot Lodge Financial Executive2012 - 2012
Languages:
English, French, Greek, Spanish
Stock Broker Trainee at Olympia Capital Markets Gr..
Full Profile

Rong Hu New York, NY

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Manager • Operations Manager • Supporting Member • Team Member • Software Quality Assurance Specialist • Software Developers • Accounting Bookkeeper • Bookkeeper • Researcher • Survey Researcher

Experience & Education

Work

Company:
Deloitte & touche llp
Acting manager
Company:
Goldman sachs & co - New York, NY
Associate, asset management
Full Profile