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Stock Brokers in California

Stock Brokers in San Jose, CA

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Here is a complete list of nearly every professional Stock Brokers in San Jose, CA.

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19 results found

Eric Ng San Jose, CA

Professions & Specialties

Stock Broker • Banker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Loan Officers • Customer Service • Client Service Officer • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Systems Support Specialist • Support Specialists • Clerical Specialist • Communications Equipment Operator

Experience & Education

Position:

Senior Stock Broker at Scottrade

Location:

San Jose, California

Industry:

Financial Services

Work history:

Scottrade - San JoseSenior Stock Brokersince Jan 2010Bank of America Personal BankerJul 2009 - Dec 2009

Languages:

English, Mandarin, Cantonese

Certifications:

Series 7, Financial Industry Regulatory Authority
Series 63, Financial Industry Regulatory Authority

Ricardo Cabezas San Jose, CA

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Loan Officers • Counselor • Leader • Advisor • Managers • Licensed Real Estate Broker • Property Manager • Real Estate Manager • Client Service Officer • Customer Service

Experience & Education

Work

Company:

Innovation partners, llc - San Jose, CA
Stockbroker

Company:

American first financial - San Jose, CA
Licensed realtor

Skills

FINRA Series 3, 7 & 63 License, California Real Estate License and California Life and Health...

Nguyet Trinh San Jose, CA

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Sales Account Associate • Sales Executive • Certified Nurse Aide • Nurse • Nurse Practitioner • Sales Manager

Experience & Education

Work

Company:

Scottrade, inc - San Jose, CA
Senior stockbroker

Company:

Tuesday morning - San Jose, CA
Lead sales associate

Skills

FINRA Series 7 & 63 licenses; Fluent in Vietnamese; Proficient in Microsoft Office...

David Milz San Jose, CA

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Apprentice • Student Worker

Experience & Education

Work

Company:

Scottrade financial services, inc - San Francisco, CA
Branch stockbroker

Company:

Scottrade financial services, inc - Stockton, CA
Branch intern

Michael Sanchez Campbell, CA

Professions & Specialties

Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Data Analyst • Software Engineer • Java Developer • Data Entry Specialist • Data Scientist • Software Developers • Software Developer • Certified Nurse Aide • Nurse • Nurse Practitioner • Human Resources Specialist • Recruitment • Information Technology Specialist • IT Specialist • Student Worker • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Advisor • Team Member

Experience & Education

Position:

Talent and Recruiting Operations Specialist at Saama Technologies

Title:

Talent and Recruiting Operations Specialist

Location:

Campbell, California

Industry:

Human Resources

Work history:

Saama Technologies - Campbell, CATalent and Recruiting Operations Specialistsince Apr 2013Jobspring Partners - San Jose, CAAssistant RecruiterNov 2012 - Mar 2013

Stockbroker Intern at Scottrade

Hanif Bholat Palo Alto, CA

Professions & Specialties

Financial Consultant • Financial Services Professional • Financial Services Sales Agent • Capital Markets Professional • Sports Trainer • Sports Trainers • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Mathematics • Mathematician • Sales Representative

Experience & Education

Position:

Financial Advisor at Morgan Stanley Wealth Management

Title:

Financial Advisor

Location:

Palo Alto, California

Industry:

Financial Services

Work history:

Morgan Stanley Wealth Management - Palo alto, CaliforniaFinancial Advisorsince Mar 2013SLAC - Menlo Park, CaRFFeb 1999 - May 2012

Languages:

SerboCroatian, Urdu/Hindi/Gujarati, Burmese, Arabic, Fortran

Certifications:

Series 7 General Securities Representative, FINRA
Series 66 Uniform Securities Code, FINRA

Financial Advisor and Stock Broker Group

Gary Tsang Mountain View, CA

Professions & Specialties

Banker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Counselor • Advisor • Controller • Doorman • Personal Care Aide • Owner • Information Technology Director • Chief Executive • IT Manager • Model • Property Manager • Real Estate Manager

Experience & Education

Position:

Consultant at Ravix Group, Controller at Restaurant Peony, LP

Location:

Mountain View, California

Industry:

Accounting

Work history:

Ravix Group - San Jose, CAConsultantsince Jun 2012Restaurant Peony, LP - Oakland, CAControllersince Jul 2010

Skills:

Financial Accounting, Technical Management, Strategic Planning, Valuation, Accounting, Budgeting,...

Languages:

English, Cantonese, Mandarin

Stockbroker at Scottrade

Keith Dreier San Jose, CA

Professions & Specialties

Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Analyst • Analysts • Information Technology Specialist • Oracle Administrator • Web Developer • PHP Developer • IT Specialist • Database Administration Professional • Database Administrator • User Interface Designer • Software Developers • Software Developer • Manager • Operations Manager • Student Worker • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:

Senior Technical Analyst at Castle PKE LLC

Location:

San Jose, California

Industry:

Information Technology and Services

Work history:

Castle PKE LLC Senior Technical Analystsince Jun 2013ARYx Therapeutics Oracle Database Administrator / Web DeveloperJan 2008 - Mar 2010

Skills:

Database Administration, Database Design, Web Development, PHP, Oracle, MySQL, JavaScript

Languages:

English

Certifications:

Oracle 10g Administrator Certified Professional (OCP), The Oracle Certification Program

Stockbroker Intern at Scottrade

Chelsey Xu San Jose, CA

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Accounting Bookkeeper • Bookkeeper • Technical Specialist • Technical Support Specialists

Experience & Education

Work

Company:

Sun life financial
Accounting specialist

Company:

Equitable life of canada
Life administrator

Skills

Financial Statement Analysis, Accounting, Corporate Finance Budgeting and Planning, MS Office, SAP, ...

Sonny Sharma San Jose, CA

Professions & Specialties

Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Loan Officers • Senior Account Executive • Senior Customer Service Representative • Client Service Officer • Team Leader • Operations Manager • Customer Service • Sales Executive • Sales Manager • Advisor

Experience & Education

Work

Company:

Womply
Senior account executive

Company:

Wonolo - San Francisco, CA
Operations / inside sales team lead / business development

Kevin Tran San Jose, CA

Professions & Specialties

Financial Services Professional • Financial Services Sales Agent • Capital Markets Professional • Supporting Member • Team Member • Business Administrator • Bachelor of Science • Operations Manager

Experience & Education

Work

Company:

Morgan stanley smith barney
Client service associate

Company:

Kaspick & company
Trust administrator

Karl Lulu San Francisco, CA

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Branch Manager • Field Marketing Specialist • Marketing Administrator • Manager • Marketing Manager • Operations Manager • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Customer Service • Client Service Officer

Experience & Education

Position:

Manager at Scottrade

Title:

Branch Manager at Scottrade

Location:

San Francisco Bay Area

Industry:

Financial Services

Work history:

Scottrade - San Jose, CAManagersince May 2009Scottrade StockbrokerAug 2005 - May 2009

Languages:

Tagalog

Jessie Gan San Francisco, CA

Professions & Specialties

Financial Consultant • Stock Broker • Financial Services Professional • Financial Services Sales Agent • Capital Markets Professional • Account Manager • Marketing Manager • Partner • Chief Executive • Marketing Administrator • Retail Professional • Retail Salesperson • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Operations Manager • Agent • Supplier • Client Service Officer • Sales Engineering Specialist • Sales Engineer • Senior Customer Service Representative • Sales Representative • Services Professional • Sales and Service Specialist • Sales Agent • Licensed Real Estate Broker • Property Manager • Real Estate Manager • Customer Service • Bachelor of Arts • Master of Science • Computer Software Professional • Software Developers

Experience & Education

Position:

National Account Manager at XATA Corporation

Title:

Highly successful Channel Sales and Marketing Management professional

Location:

San Francisco Bay Area

Industry:

Telecommunications

Work history:

XATA Corporation - San Jose, CANational Account Managersince Apr 2010GEARWORKS INC / XORA Channel Marketing ManagerOct 2007 - Aug 2009

Skills:

B2B, Sales, Business Development, Marketing, Market Planning, Sales Operations, Competitive...

Derek Kerton San Francisco, CA

Professions & Specialties

Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Brokerage Clerk • School Principal • School Administrator • Educational Manager • Evangelist • Advisor • Analyst • Preacher • Religious Worker • Analysts • Chairperson • Owner • Chief Executive • Editor • Entertainment Professional • Entertainer • Certified Nurse Aide • Nurse • Nurse Practitioner • Operations Manager • Bilingual Communications Specialist • Linguist • Language Specialist • Information Technology Specialist • Software Developer • Software Developers • IT Specialist

Experience & Education

Position:

Technology Evangelist at MHL Consortium, Advisor at Makesbridge Technology, Telecom Expert -...

Title:

Principal at The Kerton Group

Location:

San Francisco Bay Area

Industry:

Telecommunications

Work history:

MHL Consortium - San Jose, CATechnology Evangelistsince Sep 2012Makesbridge Technology Advisorsince Feb 2011

Skills:

Product Development, Due Diligence, Market Analysis, Expert Witness, Product Management,...

Languages:

French, Spanish

..to be a securities trader or stockbroker in Canada

Richard Moreno San Francisco, CA

Professions & Specialties

Stock Broker • Teller • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Shop Manager • Sales Manager • Customer Service • Client Service Officer • Human Resources Specialist • Recruitment • Department Supervisor • Partner • Operations Manager • Marketing Manager • Manager • Chief Executive • Sales Account Associate • Retail Salesperson • Sales Executive • Branch Manager • Field Marketing Specialist • Marketing Administrator • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Bachelor of Science • Service Operations Expert

Experience & Education

Position:

Store Manager at Kohl's Department Stores

Title:

Store Manager at Kohl's

Location:

San Francisco Bay Area

Industry:

Retail

Work history:

Kohl's Department Stores - Fremont, CAStore Managersince Aug 2011Target - San Jose, CAExecutive Team Lead: Human ResourcesOct 2010 - Jul 2011

Skills:

Customer Service, Coaching, Scheduling, Compliance, Hiring, Profitability, Inventory Management,...

Sean Mulvihill Portland, OR

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Vice President • Director • Sales Manager • Sales Director • Chief Executive • Operations Manager • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Financial Manager • Financial Director • Founding Member • Financial Officer • Account Service Manager • Client Service Officer • Recognition • Advisor • Computer Software Professional • Database Administration Professional • Database Administrator • Software Developers • School Administrator • Educational Manager • Customer Service

Experience & Education

Position:

Vice President, Sales and Marketing Operations at Monitise Americas, Inc.

Title:

Vice President, Sales and Marketing Operations at Monitise Americas

Location:

Portland, Oregon Area

Industry:

Wireless

Work history:

Monitise Americas, Inc. - Portland, Oregon AreaVice President, Sales and Marketing Operationssince Sep 2005AppStream (Acquired by Symantec) Inside Sales ManagerJul 2004 - Aug 2005

Skills:

Operations Leadership, Marketing Operations, Sales Operations, Salesforce.com, Google Apps, Mobile...

Stockbroker at OLDE,Acquired by H&R Block

Egon Mclean San Mateo, CA

Professions & Specialties

Trader • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Sales Support • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative

Experience & Education

Work

Company:

Actuate inc - San Mateo, CA
Entitlement specialist

Company:

Undisclosed start-up company - San Jose, CA
Contract financial & sales support (part-time)

Edwin Feng San Francisco, CA

Professions & Specialties

Banker • Teller • Financial Services Professional • Financial Services Sales Agent • Market Manager • Senior Vice President • District Manager • Vice President • Manager • Region Manager • Chief Executive • Marketing Manager • Operations Manager • Training and Development • Advisor • Area Manager • Managers • Relationship Manager • Account Service Manager • Client Service Officer • Premier • Government Service Executive • Government Administration Officer • Civil Servant • Customer Service • Project Managers • Sales Representative • Student Worker • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:

Citigold Market Manager / Senior Vice President - Metro Northern CA at Citibank

Title:

Citigold Market Manager/SVP - Metro Northern CA at Citibank

Location:

San Francisco Bay Area

Industry:

Banking

Work history:

Citibank - San Francisco Bay AreaCitigold Market Manager / Senior Vice President - Metro Northern CAsince May 2012Wells Fargo Bank - Bellevue, WADistrict Manager 4 / Vice PresidentJun 2008 - May 2012

Stockbroker at Scottrade

Caerry Robinson San Francisco, CA

Professions & Specialties

Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Manager • Operations Manager • Training and Coaching Professional • Professional Development Teacher • Trainer • Financial Officer • Financial Manager • Jockey • Horse Racer • Racer • Master of Science • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:

Trainer/Barn Manager at Mt Home Stables

Location:

San Francisco Bay Area

Industry:

Professional Training & Coaching

Work history:

Mt Home Stables - Woodside, CaTrainer/Barn Managersince Feb 2013Waldenbrook Trainer/Rider/ManagerNov 2007 - Feb 2013

Stock Broker at Smith Barney

Stock Brokers around San Jose, CA

Campbell (2)

Cupertino (1)

Fremont (4)

Los Gatos (1)

Milpitas (2)

Mountain View (4)

Palo Alto (7)

Santa Clara (4)

Sunnyvale (1)

Stock Brokers in California