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Stock Brokers in California

Stock Brokers in Santa Monica, CA

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5 results found

Jeremy Stone Santa Monica, CA

Professions & Specialties

Senior Broker • Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Manager • Operations Manager • Marketing Manager • Counselor • Analyst • Office Assistant • Apprentice • Advisor • Analysts • Office Clerk • Clerical Specialist • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Branch Manager • Market Analyst • Field Marketing Specialist • Marketing Administrator • Market Research Analyst • Customer Service • Client Service Officer • Agent • Sales Representative • Student Worker

Experience & Education

Position:
Manager, Surveillance & Dispute Resolution at National Planning Corporation (NPC)
Title:
Manager, Surveillance & Dispute Resolution at National Planning Corporation
Location:
Santa Monica, California
Industry:
Financial Services
Work history:
National Planning Corporation (NPC) - Santa Monica, CaliforniaManager, Surveillance & Dispute Resolutionsince Jul 2011Scottrade - San Luis Obispo, CaliforniaBranch ManagerJul 2005 - Jul 2011
Certifications:
Series 4-Registered Options Principal, Financial Industry Regulatory Authority (FINRA)
Series 7-General Securities Representative, Financial Industry Regulatory Authority (FINRA)
Stockbroker (October 2006
Full Profile

Emir Phillips Los Angeles, CA

Professions & Specialties

Financial Planner • Financial Management Analyst • Financial Services Professional • Financial Services Sales Agent • Capital Markets Professional • Juris Doctor • MS in Forensic Science • Master of Business Administration • Income Tax Preparer • Finance and Accounting Specialist • Tax Preparer • Tax Accountant • Accounting Bookkeeper • Bookkeeper • Agent • Sales Representative • Founder • Founding Member • Chief Executive • Bachelor of Science • Financial Analyst • Operations Manager • Economist • Actuarial Analyst • Actuarial Associate • Insurance Actuary • Statistician • Health Insurance Agent • Property Manager • Real Estate Manager • Non-Profit

Experience & Education

Position:
Ph.D Candidate at The American College, Financial Planner at WealthDirectives, Inc., Enrolled Agent ...
Title:
JD/MBA MSFS EA ChFC CLU Tax and Financial Planning, Ph.d Candidate at The American College
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
The American College - Bryn MawrPh.D Candidatesince Apr 2013WealthDirectives, Inc. Financial Plannersince 2010
Skills:
Disability Insurance, Business Succession Planning, Asset Protection Planning, Cafeteria Plans,...
Languages:
Spanish
Stock Broker
Full Profile

Beverly Parsons El Segundo, CA

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Chief Operating Officer • General and Operations Manager • Director of Operations • Operations Manager • Advertising Professional • Advertising Sales Agent • Chief Executive • Management Consultant • Management Analyst • Analysts • Financial Analyst • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Supplier • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative • Bachelor of Science

Experience & Education

Position:
Chief Operating Officer at Murad
Location:
El Segundo, California
Industry:
Marketing and Advertising
Work history:
Murad - ElSegundo, CAChief Operating Officersince Sep 2011Guthy-Renker - Guthy-Renker Santa Monica, CASenior Vice-President Business IntegrationOct 2010 - Sep 2011
Skills:
Cross-functional Team Leadership, Leadership, Business Planning, Budgets, Business Development,...
Retail Stockbroker at Merrill Lynch
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Anthony Ettaro Los Angeles, CA

Professions & Specialties

Stock Broker • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Director • Operations Manager • Computer Software Professional • Software Developers • Manager • Technology Manager • Technical Managers • Chief Executive • Information Technology Specialist • IT Specialist • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Advisor

Experience & Education

Position:
Director of Engineering at Thomson Reuters
Title:
Software Engineering Director
Location:
Greater Los Angeles Area
Industry:
Computer Software
Work history:
Thomson Reuters Director of Engineeringsince May 2012AYFFL Parent2011 - 2012
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Atticus Shelley New York, NY

Professions & Specialties

Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • Senior Analyst • Analyst • Analysts • Entertainment Professional • Entertainer • Financial Analyst • Sports Game Coach • Student Worker

Experience & Education

Position:
Global Revenue Operations at Spotify
Title:
Senior Analyst
Location:
New York, New York
Industry:
Entertainment
Work history:
Spotify - New York, New YorkGlobal Revenue Operationssince Mar 2013Hulu - Santa Monica, CAFinancial Analyst, Sales FinanceJul 2011 - Mar 2013
Skills:
Financial Modeling, Financial Analysis, Start-ups, Corporate Finance, Business Development, Due...
Stockbroker Intern at Scottrade
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Stock Brokers near Santa Monica, CA064128192256320Los AngelesWoodland HillsVan NuysBeverly HillsManhattan BeachEl SegundoMalibuVeniceInglewoodPacific Palisades


Stock Brokers around Santa Monica, CA

Beverly Hills  (10)
El Segundo  (3)
Inglewood  (1)
Los Angeles  (317)
Malibu  (2)
Van Nuys  (10)
Venice  (1)

Stock Brokers in California