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Compliance Officers in New Canaan, CT

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7 results found

Patrick Meeks New Canaan, CT

Professions & Specialties

Compliance OfficerBusiness AdministratorBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerCorporate ExecutiveChief ExecutiveOperations ManagerRecruitmentTrust Law AttorneyLawyers

Experience & Education

Work

Company:
Penton learning systems (iqpc.com)
Head of global technology & integration
Company:
True north partners llc - Suffern, NY
Chief financial & compliance officer

Skills

Major Competencies include: Financial Management Relationship Building Fiduciary Duty Strategic...

Janice Martin New Canaan, CT

Professions & Specialties

Compliance OfficerCounselorAdvisorBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerOperations ManagerPartnerChief Executive

Experience & Education

Work

Company:
Cornell scott-hill health corporation
Corporate compliance officer, certified
Company:
Tatum llc
Senior healthcare consultant

Neil Mcdonnell New Canaan, CT

Professions & Specialties

Compliance OfficerAnalystAnalystsExecutive Vice PresidentFinancial DirectorDirector of Quality ControlVice PresidentChief ExecutiveFinancial OfficerFinancial ManagerCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditor

Experience & Education

Work

Company:
Darien rowayton bank
Executive vice president & chief financial officer
Company:
Fieldpoint private bank & trust - Greenwich, CT
Chief financial & compliance officer

Skills

Currently studying for Certified Management Accountant (CMA) certification

Christopher Wrenn New Canaan, CT

Professions & Specialties

Compliance OfficerBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
Penton learning systems (iqpc.com) - New York, NY
Head of global technology & integration
Company:
True north partners llc - Suffern, NY
Chief financial & compliance officer

Mary Leverich New Canaan, CT

Professions & Specialties

Office AssistantOffice ClerkClerical SpecialistCompliance OfficerContractorAdministrative ClerkChief Information OfficerFinancial DirectorVice PresidentTechnology DirectorTechnology ManagerTechnical ManagersFinancial OfficerFinancial ManagerChief ExecutivePartnerSenior ManagerOperations ManagerIndependent Business OwnersMarket Research Analyst

Experience & Education

Work

Company:
Crane co
Executive assistant to cio / executive assistant to vp
Company:
Crane co
Executive assistant to co-cfos / executive assistant to cio

Lawrence Alfieri New Canaan, CT

Professions & Specialties

Supporting MemberCompliance OfficerTeam MemberDirectorOperations ManagerChief Executive OfficerChief Administrative OfficerDirector of Quality ControlCorporate ExecutiveChief ExecutiveCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorAssociate AttorneyOf CounselJuristLegal CounselLawyersJuris Doctor

Experience & Education

Work

Company:
Bank of america- merrill lynch
Director
Company:
Bank of america- merrill lynch
Senior vice-president

Skills

Securities Laws, Compliance and Regulatory Expertise; Series 7, 24, 63 and 78

Mark Inglis New York, NY

Professions & Specialties

Business AdministratorPartnerFinancial DirectorChief ExecutiveFinancial OfficerFinancial ManagerDirector of Quality ControlCompliance ManagerOperations ManagerBank ExaminerAuditorFinancial Compliance ExaminerMaster of Business AdministrationBachelor of Arts

Experience & Education

Position:
Regional Developer, New England at Franchise Growth Systems
Title:
Regional Developer, New England, FG360
Location:
Greater New York City Area
Industry:
Investment Management
Work history:
Franchise Growth Systems - Greater New York City AreaRegional Developer, New Englandsince Jan 2013TSG Capital Group - Stamford, CTPartner and CFONov 1994 - Dec 2012
CFO and Compliance Officer at Belenos Capital Management


Compliance Officers near New Canaan, CT01938577695StamfordBridgeportNorwalkWhite PlainsDanburyGreenwichFairfieldWiltonPurchaseWestport



Compliance Officers around New Canaan, CT

Armonk  (6)
Bayville  (1)
Bedford  (2)
Bethel  (6)
Bridgeport  (42)
Danbury  (29)
Fairfield  (18)
Greenwich  (21)
Harrison  (2)
Katonah  (3)
Mill Neck  (1)
Mount Kisco  (3)
North Salem  (1)
Norwalk  (33)
Purchase  (12)
Ridgefield  (7)
Rye  (1)
Stamford  (92)
Thornwood  (1)
Weston  (2)
Westport  (7)
White Plains  (31)
Wilton  (13)

Compliance Officers in Connecticut