Professional Background CheckInformation on professionals, their work history and resumes

Find Professionals

Compliance Officers in California

Compliance Officers in Santa Ana, CA

Find a professional & check records

Here is a complete list of nearly all experienced Compliance Officers in Santa Ana, CA.

The Trustoria Directory helps anyone know the best person for their latest project.

Be sure to see other regions near here to find the names of more people.

250 results found

Starla Hashimoto Santa Ana, CA

Professions & Specialties

Compliance Agent • Representative • Compliance Officer • Apprentice • Analysts • Paralegal • Litigation Support Specialist • Law Specialist • Lawyers • DB Administrator • Database Administration Professional • Database Administrator • Marketing Administrator • Tutor • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Student Worker • Marketing Manager

Experience & Education

Position:
Compliance Specialist at SchoolsFirst Federal Credit Union
Location:
Orange County, California Area
Industry:
Legal Services
Work history:
SchoolsFirst Federal Credit Union - Tustin, CACompliance Specialistsince Mar 2013U.S. Bank - Irvine, CACompliance RepresentativeJul 2011 - Feb 2013
Skills:
Legal Research, Online Advertising, Microsoft Office, PowerPoint, Microsoft Excel, WordPress
Full Profile

Tamar Miminoshvili Santa Ana, CA

Professions & Specialties

Compliance Coordinator • Compliance Officer • Managers • Production Manager • Production Director • Manager • Operations Manager • Sales Representative

Experience & Education

Position:
Import Production Manager at Hybrid Apparel/Jem Sportswear, Production & Compliance Coordinator ...
Title:
Import Production Manager at Hybrid Apparel
Location:
Orange County, California Area
Industry:
Apparel & Fashion
Work history:
Hybrid Apparel/Jem Sportswear Import Production Managersince Aug 2009Hybrid Apparel Production & Compliance Coordinatorsince Aug 2009
Skills:
Apparel, Fashion
Full Profile

Julie Granbery Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer • IT Specialist

Experience & Education

Position:
Regulatory Compliance Specialist at Southern California Edison
Location:
Orange County, California Area
Industry:
Environmental Services
Work history:
Southern California Edison - Brea, CARegulatory Compliance Specialistsince Jan 2011URS Corporation Senior Scientist2006 - Dec 2010
Full Profile

Tracey Sempson Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer • Traffic Administrator • Analysts • Traffic Coordinator • Managers • Agent • Equipment Tools Purchasing Agent • Sales Representative • Department Store Salesperson • Retail Professional • Retail Salesperson

Experience & Education

Position:
Import / Export Specialist at QSC Audio
Location:
Orange County, California Area
Industry:
Computer Hardware
Work history:
QSC Audio Import / Export Specialistsince May 2010Qualcomm Export Compliance SpecialistSep 2009 - May 2010
Skills:
Logistics, including domestic as well as, import and export operations and compliance
Full Profile

Tom Walsh Santa Ana, CA

Professions & Specialties

Compliance Officer • Supporting Member • Team Member • Vice President • Director of Quality Control • Chairperson • Chief Executive • Compliance Manager • General Counsel • Legal Counsel • Law Specialist • Of Counsel • Jurist • Lawyers • General Contractor • Construction Manager • Human Resources Specialist • Recruitment • Bank Examiner • Financial Compliance Examiner • Auditor • Sales Representative

Experience & Education

Position:
Vice President, Assistant General Counsel at Kleinfelder
Location:
Orange County, California Area
Industry:
Law Practice
Work history:
Kleinfelder Vice President, Assistant General Counselsince Dec 2009Control Components, Inc., an IMI plc Company Division General Counsel, Chief Compliance Officer, Vice PresidentJul 2008 - Oct 2009
Skills:
Project Finance, Mergers, Negotiation, Licensing, Joint Ventures, Corporate Law, Litigation,...
Full Profile

David Raskin Santa Ana, CA

Professions & Specialties

Compliance Officer • Security • Coordinator • Counselor • Managers • Advisor • Technical Specialist • Technical Support Specialists • Attorney At Law • Lawyers • Bank Examiner • Financial Compliance Examiner • Auditor • Director of Quality Control • Owner • Compliance Manager • Chief Executive • Programmer • Computer Programmer • C++ Developer • Software Developer • Software Developers • Operations Manager • Information Technology Specialist • Computer Software Professional • Systems Administrator • Computer Systems Administrator • Security and Investigations Professional • IT Security • Network Systems Administrator • Computer Network Professional • Network Administrator • IT Specialist • General Education • Mathematician • Student Worker

Experience & Education

Position:
Attorney at Law Office of David W. Raskin, Consultant/Owner at David Raskin Consulting (Sole...
Title:
Attorney, compliance officer, information security coordinator, programmer and general network go-to guy.
Location:
Orange County, California Area
Industry:
Computer & Network Security
Work history:
Law Office of David W. Raskin - Orange County, California AreaAttorneysince Apr 2012David Raskin Consulting Consultant/Ownersince Mar 1997
Skills:
Information Security Management, PKI, Encryption, Data transport security, SQL, Linux, Windows...
Certifications:
Microsoft Certified Professional, Microsoft Corporation
Microsoft Small Business Specialist, Microsoft Corporation
Full Profile

Robert Fambrough Santa Ana, CA

Professions & Specialties

Field Representative • Construction • Compliance Officer • Managers • Staff Sergeant • Army Sergeant • Shop Manager • Sales Manager

Experience & Education

Title:
Field Representative at Glidden Paint
Location:
Orange County, California Area
Industry:
Construction
Full Profile

William Puryear Santa Ana, CA

Professions & Specialties

Field Representative • Compliance Officer • Supervisor • Superintendent • Construction • Independent Contractor • Managers • Contractor • Finish Carpenter • Carpenter • Carpentry Worker • Sales Representative • Supervisors • Independent Business Owners

Experience & Education

Title:
Field Representative
Location:
Orange County, California Area
Industry:
Medical Devices
Full Profile

Jeff Sorensen Santa Ana, CA

Professions & Specialties

Compliance Officer • Business Administrator • Bank Examiner • Accounts Receivable • Financial Compliance Examiner • Auditor • Director of Quality Control • Vice President • Chief Executive Officer • Compliance Manager • Chief Executive • Corporate Executive • Physician • Hospital Care Professional • Health Professional • Health Practitioner • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Management Team Executive • Operations Manager • Fiduciary • Trust Law Attorney • Lawyers • Master of Business Administration • Property Manager • Real Estate Manager • Government Service Executive • Government Administration Officer • Civil Servant

Experience & Education

Title:
--
Location:
Orange County, California Area
Industry:
Hospital & Health Care
Work history:
NORTH AMERICAN HEALTH CARE, INC Compliance OfficerNov 2007 - Mar 2011ResMAE Morrtgage RESMAE MORTGAGE CORPORATION Exec Vice President, Managing DirectorMay 2004 - Oct 2007
Skills:
Banking, Structured Finance, Loans, Mortgage, Compliance, Capital Markets, Risk Management,...
Full Profile

Cynthia Reinelt Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer • Human Resources Specialist • Recruitment • Benefits Specialist • Compensations and Benefits • Advocate • Jurist • Legal Counsel • Employee Relations Specialist • Labor Relations Specialist • Psychologist • Agent • Sales Representative • Associate of Science • Hospital Care Professional • Psychology Specialist • Health Professional • Health Practitioner • Data Scientist

Experience & Education

Title:
Experienced Benefits and Human Resources Professional
Location:
Orange County, California Area
Industry:
Human Resources
Work history:
Alliant Insurance Services - Newport Beach, CABenefits SpecialistJan 2009 - Jun 2009HD Supply, White Cap Construction Supply - Costa Mesa, CAHR Benefits & Compliance SpecialistFeb 2005 - Dec 2008
Skills:
Benefits Administration, Employee Benefits, HRIS, Employee Relations, Human Resources, Legal...
Full Profile

Marsi Archer Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer • Operations Manager

Experience & Education

Title:
Compliance Specialist at Corrective Solutions
Location:
Orange County, California Area
Industry:
Legal Services
Full Profile

Luci Bruner Santa Ana, CA

Professions & Specialties

Field Representative • Compliance Officer • Advertising Professional • Advertising Sales Agent

Experience & Education

Position:
Marketing Field Representative at Creative Channel Servvices
Location:
Orange County, California Area
Industry:
Marketing and Advertising
Work history:
Creative Channel Servvices Marketing Field Representative
Full Profile

Olaf Lohr Santa Ana, CA

Professions & Specialties

Counselor • Non-Profit • Field Representative • Advisor • Compliance Officer • Event Planner • Business Administrator • Organization Management • Market Analyst • Market Research Analyst • Certified Nurse Aide • Nurse • Nurse Practitioner • Internet Marketing Manager • Web Marketer • Personal Trainer • Fitness Trainer • Event Manager • Marketing Manager • Operations Manager • Business Unit Manager • Business Administration Specialist • Entertainment Professional • Entertainer • Recruitment • Master of Science • Automotive Specialist • Automotive Professional

Experience & Education

Position:
Marketing and Media Consultant at Action Sports Marketing, Consultant at Tristar Traders, Inc.
Title:
Consultant - Marketing, Non-Profit, International Business
Location:
Orange County, California Area
Industry:
Management Consulting
Work history:
Action Sports Marketing Marketing and Media Consultantsince Jan 2010Tristar Traders, Inc. - Miami/Fort Lauderdale AreaConsultantsince Jul 2009
Skills:
International Sales, Brokerage, Action Sports, Logistics, Marketing Strategy, Online Marketing,...
Languages:
German, English, Spanish
Full Profile

Tonya Gipson Santa Ana, CA

Professions & Specialties

Field Representative • Compliance Officer

Experience & Education

Title:
Field Representative
Location:
Orange County, California Area
Industry:
Motion Pictures and Film
Full Profile

Steven Forster Santa Ana, CA

Professions & Specialties

Field Representative • Leader • Compliance Officer • Managers • Manager • Owner • Operations Manager • Chief Executive • Technical Support Specialist • Systems Support Specialist • Support Specialists • Surgeon • Surgical Specialist • Equipment Tools Purchasing Agent • Department Store Salesperson • Retail Professional • Retail Salesperson • Commander • Baseball Player • Athletes

Experience & Education

Position:
Visual Technologies Manager at Nobel Biocare
Title:
Manager of Visual Technologies at Nobel Biocare
Location:
Orange County, California Area
Industry:
Broadcast Media
Work history:
Nobel Biocare Visual Technologies Managersince Mar 2001SF Audio Sound & Recording Studios OwnerJan 1984 - Jan 2002
Full Profile

Willy Liou Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer • Team Member • Manager • Operations Manager • Biologist • Biological Scientist • Research Specialist • Research Scientist

Experience & Education

Position:
Regulatory Affairs Manager at Amgen
Location:
Orange County, California Area
Industry:
Medical Devices
Work history:
Amgen - Thousand Oaks, CARegulatory Affairs Managersince Jun 2013Advanced Sterilization Products, a Johnson & Johnson Company - Irvine, CaliforniaSr. Compliance SpecialistApr 2012 - May 2013
Skills:
Medical Devices, Regulatory Affairs, Compliance, FDA, Quality System Regulations, 510(k),...
Languages:
Chinese
Full Profile

Mary Amen Santa Ana, CA

Professions & Specialties

Senior Planner • Advisor • Field Representative • Planner • Compliance Officer • Owner • Chief Executive • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Agent • Sales Representative

Experience & Education

Position:
Senior Planner at Pacific Advisors, Trusted Advisor at Guardian Life Insurance, Field...
Location:
Orange County, California Area
Industry:
Financial Services
Work history:
Pacific Advisors Senior Plannersince Apr 1992Guardian Life Insurance Trusted Advisorsince Apr 1992
Skills:
We provide our clients with their own personal financial website called the Living Balance Sheet,...
Full Profile

Mark Hansard Santa Ana, CA

Professions & Specialties

Field Representative • Compliance Officer • Researcher • Survey Researcher

Experience & Education

Position:
Campus Staff with Graduate and Faculty Ministries, University of California, Irvine at InterVarsity ...
Title:
Grad & Faculty Staff, University of California, Irvine with InterVarsity Christian Fellowship/USA
Location:
Orange County, California Area
Industry:
Religious Institutions
Work history:
InterVarsity Christian Fellowship/USA Campus Staff with Graduate and Faculty Ministries, University of California, Irvinesince Feb 2009Campus Crusade for Christ - Irvine, California & Dallas, TexasField Representative, Academic Initiative2004 - 2009
Full Profile

Dennis Hughes Santa Ana, CA

Professions & Specialties

Compliance Officer • Analyst • Analysts • Managers • Representative • Vice President • Director of Quality Control • Chief Executive • Compliance Manager • Bank Examiner • Finance and Accounting Specialist • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Operations Manager • School Administrator • Educational Manager

Experience & Education

Position:
Vice President, Mtg Compliance Officer at Pacific Mercantile Bank
Location:
Orange County, California Area
Industry:
Financial Services
Work history:
Pacific Mercantile Bank Vice President, Mtg Compliance Officersince Sep 2012Kinecta Federal Credit Union Mortgage Compliance AnalystDec 2010 - Aug 2012
Skills:
TILA, HMDA, Mortgage Lending, Underwriting, ECOA, RESPA, Mortgage Banking, Credit, Loan...
Full Profile

Donna Carman Santa Ana, CA

Professions & Specialties

Compliance Coordinator • Compliance Officer • Paralegal • Litigation Support Specialist • Purchasing Managers

Experience & Education

Position:
Export Compliance Coordinator at L-3 Communications, Export Compliance Coordinator at L-3...
Title:
Export Compliance Coordinator at L-3 Communications
Location:
Orange County, California Area
Industry:
Defense & Space
Work history:
L-3 Communications Export Compliance Coordinatorsince Mar 2004L-3 Communications Interstate Electronics Export Compliance Coordinatorsince 2003
Full Profile

Lesley Corlew Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer • Supplier • Client Service Officer • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative • Customer Service • Sales Executive • Sales Manager • Chief Executive • Operations Manager

Experience & Education

Position:
Compliance Specialist at Vans
Location:
Orange County, California Area
Industry:
Banking
Work history:
Vans - Santa Fe Springs, CACompliance Specialistsince Apr 2012City National Bank - Greater Los Angeles AreaBSA/AML SpecialistJun 2008 - Apr 2012
Skills:
Problem Solving, Compliance, Teamwork, Risk Management, AML, Critical Thinking, Customer Service,...
Full Profile

David Lum Santa Ana, CA

Professions & Specialties

Compliance Officer • Refund Specialist • Financial Specialist • Finance and Accounting Specialist • Bank Examiner • Accounting Bookkeeper • Bookkeeper • Financial Compliance Examiner • Auditor • Director of Quality Control • Compliance Manager • Project Managers • Sales Support • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative

Experience & Education

Position:
Expense Reimbursement Specialist at H.D. Supply Distribution Services
Location:
Orange County, California Area
Industry:
Financial Services
Work history:
H.D. Supply Distribution Services Expense Reimbursement Specialistsince Aug 2008Pacific Mercantile Bank A.V.P. Compliance OfficerJun 2005 - Apr 2007
Full Profile

Francine Smidt Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer

Experience & Education

Title:
Regulatory Affairs Professional
Location:
Orange County, California Area
Industry:
Pharmaceuticals
Work history:
Allergan Pr. Advertising and Promotional Compliance Specialist2005 - 2008Allergan Pr. Labeling and Promotional Compliance Specialist2004 - 2005
Full Profile

Alison Whitcomb Santa Ana, CA

Professions & Specialties

Administrative Coordinator • Compliance Agent • Clerical Specialist • Compliance Officer • Coordinator • Managers • Human Resources Specialist • Recruitment • Chief Administrative Officer • Chief Executive • Psychologist • Employee Benefits Director • Benefits Manager • Compensations and Benefits • Master of Education • General Education • Data Scientist • Psychology Specialist

Experience & Education

Position:
Legal Compliance Specialist at Yum! Brands Inc
Title:
Human Resources Administrative Coordinator
Location:
Orange County, California Area
Industry:
Human Resources
Work history:
Yum! Brands Inc - Irvine, CALegal Compliance Specialistsince Jan 2010Taco Bell Corporate - Irvine, CALegal Compliance SpecialistSep 1999 - Jan 2010
Skills:
Strong Written/Interpersonal Skills, Excellent Customer Service Skills, Accurate Fast Data Entry,...
Full Profile

Ronald Dewitt Santa Ana, CA

Professions & Specialties

Inspector • Journeyman • Environmental Compliance Inspector • Skilled Professional • Compliance Officer • Technical Specialist • Technical Support Specialists • Environmental Services Professional • Environmentalist • Equipment Tools Purchasing Agent • Department Store Salesperson • Retail Professional • Retail Salesperson • Environmental Remediation Engineer • Environmental Engineer

Experience & Education

Title:
Environmental Services Professional
Location:
Orange County, California Area
Industry:
Environmental Services
Work history:
Orange County Sanitation District Enviromental Compliance Inspector IIDec 1995 - Apr 2010Orange County Sanitation District Environmental Compliance Inspector IJul 1999 - Jul 2003
Full Profile

Alfonso Anguiano Santa Ana, CA

Professions & Specialties

Field Representative • Compliance Officer • Auditor • Community Service Manager

Experience & Education

Position:
Tax Auditor at State Board of Equalization
Location:
Orange County, California Area
Industry:
Accounting
Work history:
State Board of Equalization - Irvine, CATax Auditorsince Oct 2011California Department of Motor Vehicles - Fullerton, CAMotor Vehicle Field RepresentativeJan 2011 - Oct 2011
Skills:
Auditing, GAAP, Tax, Internal Controls, Accounting, Sales Tax, Account Reconciliation, Tax Returns
Full Profile

Karen Lawson Santa Ana, CA

Professions & Specialties

Compliance Coordinator • Compliance Officer

Experience & Education

Position:
Compliance Coordinator at American Airlines
Location:
Orange County, California Area
Industry:
Aviation & Aerospace
Work history:
American Airlines Compliance Coordinatorsince Feb 1999
Full Profile

Jeff Jameson Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer • Information Technology Specialist • IT Specialist

Experience & Education

Position:
Environmental Compliance Specialist at General Dynamics Information Technology
Location:
Orange County, California Area
Industry:
Information Technology and Services
Work history:
General Dynamics Information Technology Environmental Compliance Specialist
Full Profile

Wendy Bumgardner Santa Ana, CA

Professions & Specialties

Office Assistant • Business Administrator • Advisor • Compliance Coordinator • Office Clerk • Clerical Specialist • Compliance Officer • Executive Vice President • Chief Administrative Officer • Board Member • Vice President • Chief Executive • Operations Manager • Management Team Executive

Experience & Education

Position:
EXECUTIVE ASSISTANT at CITY NATIONAL BANK
Location:
Orange County, California Area
Industry:
Banking
Work history:
CITY NATIONAL BANK EXECUTIVE ASSISTANTsince Jan 1999Home Savings of America Executive Assistant1987 - 1998
Skills:
Administrative Assistants, PowerPoint, Outlook, Travel Arrangements, Customer Service, Microsoft...
Languages:
Sign Language
Full Profile

Steven Sheasby Santa Ana, CA

Professions & Specialties

Counselor • Compliance Officer • Advisor • Owner • Chairperson • Director of Quality Control • Chief Executive • Compliance Manager • Bank Examiner • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Mortgage Specialist • Loan Officers • Property Manager • Real Estate Manager

Experience & Education

Position:
President at Integrity Mortgage Licensing
Title:
Owner, Integrity Mortgage Licensing
Location:
Orange County, California Area
Industry:
Legal Services
Work history:
Integrity Mortgage Licensing Presidentsince May 2007Direct Lender Compliance OfficerMar 2007 - May 2008
Skills:
Mortgage Broker Licensing, Mortgage Lender Licensing, Mortgage Servicer Licensing, Mortgage,...
Full Profile

Christopher Hassler Santa Ana, CA

Professions & Specialties

Compliance Agent • Apprentice • Compliance Officer • Baker • Sales Account Associate • Client Service Officer • Sales Executive • Customer Service • Student Worker • Sales Manager

Experience & Education

Title:
Environmental Compliance Specialist at Baker Commodities
Location:
Orange County, California Area
Industry:
Architecture & Planning
Work history:
County of Orange - Santa Ana, CAPlanning InternNov 2011 - Sep 2012True Grits School Uniforms - San Clemente, CASales AssociateJun 2007 - Sep 2010
Skills:
ArcGIS, InDesign, Photoshop, SketchUp, Microsoft Office, SPSS
Languages:
English, Spanish
Full Profile

Tammie Mynatt Santa Ana, CA

Professions & Specialties

Project Manager • Compliance Officer • Senior Project Manager • Director of Quality Control • Project Managers • Senior Manager • Operations Manager • Compliance Manager • Computer Software Professional • Software Developers • Bank Examiner • Financial Compliance Examiner • Auditor

Experience & Education

Position:
Professional Services Project Manager at Dynamic Healthcare Systems
Location:
Orange County, California Area
Industry:
Computer Software
Work history:
Dynamic Healthcare Systems - Irvine, CAProfessional Services Project Managersince Feb 2008FirstCare Compliance OfficerSep 2005 - Dec 2007
Skills:
Medicare, Compliance, Healthcare, Medicare Part D, Medical Compliance, Medicaid, Health Policy
Full Profile

Lee Riew Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer

Experience & Education

Position:
Compliance / Audit Specialist at Medtronic, Compliance/Audit Specialist at Medtronic-CoreValve
Title:
Compliance/Audit Specialist at Medtronic-CoreValve
Location:
Orange County, California Area
Industry:
Medical Devices
Work history:
Medtronic Compliance / Audit Specialistsince 2009Medtronic-CoreValve Compliance/Audit Specialistsince Jun 2008
Full Profile

Kathryn Hauser Santa Ana, CA

Professions & Specialties

Compliance Officer • Counselor • Managers • Inspector • Advisor • Bank Examiner • Finance and Accounting Specialist • Compliance Associate • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Certified Auditor • Director of Quality Control • Compliance Manager • Agent • Sales Representative • Marketing Manager • Retail Professional • Retail Salesperson • Field Marketing Specialist • Marketing Administrator • School Administrator • Educational Manager

Experience & Education

Title:
Compliance Officer - Financial Services
Location:
Orange County, California Area
Industry:
Financial Services
Work history:
Global Hunter Securities - Costa MesaCompliance AssociateJun 2012 - May 2013MassMutual Financial Group - Newport BeachAgency Supervisory Officer - ComplianceOct 2006 - Sep 2011
Skills:
FINRA, Series 7, Securities, Compliance, Series 24, AML, Mutual Funds, Investment Advisory,...
Full Profile

Michael O'hearn Santa Ana, CA

Professions & Specialties

Environmental Compliance Inspector • Inspector • Compliance Officer

Experience & Education

Position:
Environmental Inspector at AEi-CASC Consulting
Title:
Environmental Compliance Inspector, CESSWI at AEI-CASC Consulting
Location:
Orange County, California Area
Industry:
Environmental Services
Work history:
AEi-CASC Consulting Environmental Inspector
Full Profile

Jill Suh Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer

Experience & Education

Position:
Compliance Specialist at PIMCO, Specialist at Pacific Investment Management Company
Title:
Compliance Specialist at PIMCO
Location:
Orange County, California Area
Industry:
Investment Management
Work history:
PIMCO Compliance SpecialistPacific Investment Management Company Specialistsince 1996
Full Profile

Teresa Grigorieff Santa Ana, CA

Professions & Specialties

Office Assistant • Compliance Agent • Office Clerk • Clerical Specialist • Compliance Officer

Experience & Education

Position:
Executive Assistant at B. Braun Medical
Location:
Orange County, California Area
Industry:
Medical Devices
Work history:
B. Braun Medical Executive AssistantWatson Pharmaceuticals Sr. Compliance SpecialistSep 2002 - Nov 2008
Full Profile

Stephanie Mcgreevy Santa Ana, CA

Professions & Specialties

Compliance Officer • Fundraiser • Fundraising Officer • Sales Manager • Sales Director • Founding Member • Director of Quality Control • Chief Executive • Compliance Manager • Commodity Trader • Trader • Capital Markets Professional • Financial Services Professional • Financial Services Sales Agent • School Principal • School Administrator • Educational Manager • Customer Service • Client Service Officer • Bank Examiner • Finance and Accounting Specialist • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper

Experience & Education

Position:
Principal, Sales Manager and Commodities Broker at American Futures Trading, Founding Member at...
Title:
Sales Manager and Commodities Broker
Location:
Orange County, California Area
Industry:
Financial Services
Work history:
American Futures Trading - Dana Point, CaliforniaPrincipal, Sales Manager and Commodities Brokersince May 2001Alpha Phi Omega National Service Fraternity - San Luis Obispo, California AreaFounding Membersince Jun 1992
Skills:
Investments, Risk Management, Sales Management, Entrepreneurship, Sales, Business Strategy,...
Full Profile

Dawn Krause Santa Ana, CA

Professions & Specialties

Compliance Officer • Analysts • Bank Examiner • Financial Compliance Examiner • Auditor • Director of Quality Control • Manager • Compliance Manager • Operations Manager • Accounting Bookkeeper • Bookkeeper • Legal Counsel • Human Resources Specialist • Recruitment

Experience & Education

Position:
Senior Compliance Officer, Regulatory Compliance at PIMCO
Title:
Senior Compliance Officer at PIMCO
Location:
Orange County, California Area
Industry:
Investment Management
Work history:
PIMCO - Newport Beach, CaliforniaSenior Compliance Officer, Regulatory Compliancesince 2011PIMCO - Newport Beach, CACompliance Officer, Manager, Risk & Controls2008 - 2011
Skills:
Derivatives, Hedge Funds, Securities, Due Diligence, Financial Risk, Mutual Funds, Investments,...
Full Profile

Jessica Alvarado Santa Ana, CA

Professions & Specialties

Coordinator • Compliance Coordinator • Investor • Managers • Compliance Officer • Clerical Specialist • Office Clerk • Front Office Receptionist • Licensed Real Estate Broker • Property Manager • Real Estate Manager • Partner • Team Leader • Chief Executive • Operations Manager • Dental Specialist • Stomatologist • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Loan Officer • Loan Officers • Jurist • Legal Counsel • Chiropractor • Data Scientist

Experience & Education

Position:
Bankruptcy Compliance/Foreclosure Coordinator at UTLS Default Services ( formerly LandAmerica...
Title:
Foreclosure Coordinator
Location:
Orange County, California Area
Industry:
Real Estate
Work history:
UTLS Default Services ( formerly LandAmerica OneStop DS) Bankruptcy Compliance/Foreclosure Coordinatorsince Nov 2006Option One Mortgage (OOMC) Business Relationship SpecialistNov 2003 - Nov 2006
Full Profile

Kathy Liles Santa Ana, CA

Professions & Specialties

Compliance Officer • Coordinator • Custodian • Managers • Custodial Worker • Cleaners • Bank Examiner • Finance and Accounting Specialist • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Director of Quality Control • Compliance Manager • Loan Accountant • Operations Manager • Community Service Manager • Sales Representative • Department Store Salesperson • Retail Professional • Retail Salesperson

Experience & Education

Position:
Tax Compliance Officer at Internal Revenue Service
Title:
Tax Compliance Officer with the IRS
Location:
Orange County, California Area
Industry:
Financial Services
Work history:
Internal Revenue Service Tax Compliance Officersince Sep 2010Lehman Brothers Bank SBF Post Closing Specialist & Loan CoordinatorJul 2007 - Dec 2008
Full Profile

Julian Guzman Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer • Client Service Officer

Experience & Education

Title:
Compliance Specialist at LBS Financial Credit Union
Location:
Orange County, California Area
Industry:
Banking
Full Profile

Reena Pascual Santa Ana, CA

Professions & Specialties

Compliance Officer • Bank Examiner • Finance and Accounting Specialist • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Director of Quality Control • Compliance Manager • Marketing Manager • Marketing Administrator • Entertainment Professional • Entertainer • Equipment Tools Purchasing Agent • Department Store Salesperson • Retail Professional • Retail Salesperson • Loan Officers

Experience & Education

Position:
AVP, Wealth Management Compliance Officer at Bank of the West
Location:
Orange County, California Area
Industry:
Financial Services
Work history:
Bank of the West AVP, Wealth Management Compliance Officersince Sep 2010Roth Capital Partners Program & Marketing CoordinatorMar 2006 - Dec 2008
Skills:
Business retention and growth, logistics maintenance, contract negotiator, sales, relationship...
Full Profile

Luci Bruner Santa Ana, CA

Professions & Specialties

Field Representative • Compliance Officer

Experience & Education

Title:
Marketing Field Representative at Creative Channel Services
Location:
Orange County, California Area
Industry:
Education Management
Full Profile

Daisy Kimpang Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer

Experience & Education

Position:
Legal & Compliance Specialist at Black Dot Wireless
Location:
Orange County, California Area
Industry:
Telecommunications
Work history:
Black Dot Wireless Legal & Compliance Specialist
Full Profile

Nicholas Romero Santa Ana, CA

Professions & Specialties

Field Representative • Compliance Officer • Government Administration Professional • Community Service Manager

Experience & Education

Position:
Senior Field Representative at Assemblyman Mike Duvall
Location:
Orange County, California Area
Industry:
Government Administration
Work history:
Assemblyman Mike Duvall Senior Field Representative
Full Profile

Gillian Wilson Santa Ana, CA

Professions & Specialties

Compliance Agent • Business Analyst • Compliance Officer • Analyst • Analysts • Advisor • Presenter • SharePoint Administrator • Network Systems Administrator • Computer Network Professional • Network Administrator • Biotechnology Professional • Biologist • Biological Scientist • Operations Manager • Production Manager • Market Research Analyst • Services Professional • Sales and Service Specialist • Sales Agent • Sales Representative

Experience & Education

Position:
Corporate Compliance Specialist at Allergan
Location:
Orange County, California Area
Industry:
Pharmaceuticals
Work history:
Allergan Corporate Compliance Specialistsince Nov 2010Allergan Business Analyst, Information SystemsMay 2008 - Dec 2010
Full Profile

Mike Boyle Santa Ana, CA

Professions & Specialties

Compliance Agent • Compliance Officer

Experience & Education

Position:
Compliance Specialist at Union Bank of California
Location:
Orange County, California Area
Industry:
Banking
Work history:
Union Bank of California Compliance Specialist
Full Profile

Cynthia Navas Santa Ana, CA

Professions & Specialties

Compliance Coordinator • Compliance Officer

Experience & Education

Position:
Regulartory Compliance Coordinator at Integrium,LLC.
Title:
Regulartory Compliance/Document Control II
Location:
Orange County, California Area
Industry:
Research
Work history:
Integrium,LLC. Regulartory Compliance Coordinator
Full Profile

Jane Sur Santa Ana, CA

Professions & Specialties

Compliance Coordinator • Compliance Officer • Hospital Care Professional • Health Professional • Health Practitioner

Experience & Education

Title:
Senior Research Compliance Coordinator at Children's Hospital of Orange County
Location:
Orange County, California Area
Industry:
Hospital & Health Care
Work history:
Children's Hospital of Orange County Senior Research Compliance CoordinatorJul 2010 - Jun 2012Children's Hospital of Orange County Research Compliance CoordinatorDec 2007 - Jun 2010
Full Profile


Compliance Officers near Santa Ana, CA0336699132165IrvineAnaheimNewport BeachHuntington BeachCosta MesaOrangeFullertonTustinGarden GroveBrea