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Compliance Officers in Staten Island, NY

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61 results found

Michael Grogan Staten Island, NY

Professions & Specialties

Compliance AgentCompliance OfficerSoftware TesterComputer Specialist

Experience & Education

Work

Company:
Message compliance - Princeton, NJ
Email compliance specialist
Company:
Quality assurance - portfolio group - Princeton, NJ
Quality assurance specialist

Skills

Expert knowledge of the Bloomberg Terminal, Bloombergs email archiving services and message system, ...

Emily Lam Staten Island, NY

Professions & Specialties

SecuritySupervisorCompliance CoordinatorManagersCompliance OfficerOperations ManagerStudent Worker

Experience & Education

Work

Company:
Marc jacobs
Compliance coordinator
Company:
Haier america trading llc - New York, NY
Customs compliance coordinator

Yana Khassanov Staten Island, NY

Professions & Specialties

Compliance AgentCompliance OfficerNurseNurse Practitioner

Experience & Education

Work

Company:
Emblem health
Sr. compliance specialist
Company:
Direct the human resource administration - Flushing, NY
Visiting nurse services of new york

Robert White Staten Island, NY

Professions & Specialties

Field RepresentativeCompliance OfficerSkilled ProfessionalCarpenterCarpentry WorkerHigh School Diploma

Experience & Education

Work

Company:
Harbor view
Field representative
Company:
First response - Brooklyn, NY
Fire and flood restoration specialist

Fred Bender Staten Island, NY

Professions & Specialties

Field RepresentativeCompliance OfficerClient Service OfficerCustomer Service

Experience & Education

Work

Company:
Terminix - New York, NY
Outside sales professional
Company:
Lockheed martin - New York, NY
Field representative

Joan Artesi Staten Island, NY

Professions & Specialties

Compliance AgentCompliance OfficerBusiness AdministratorSenior ParalegalParalegalNetwork Systems AdministratorComputer Network ProfessionalNetwork AdministratorCertified AuditorFinancial Compliance ExaminerAuditorOperations Manager

Experience & Education

Work

Company:
Leigh technical - New York, NY
Senior paralegal
Company:
Bristol-myers squibb company - New York, NY
Senior paralegal/compliance specialist

Skills

MS Office, LexisNexis, Westlaw and Sharepoint

Fred Bender Staten Island, NY

Professions & Specialties

Field RepresentativeCompliance OfficerClient Service OfficerCustomer Service

Experience & Education

Work

Company:
Terminix - New York, NY
Company:
Lockheed martin - New York, NY
Field representative

Crystal Shearin New York, NY

Professions & Specialties

AnalystCompliance OfficerAnalystsAdvisorInformation Technology SpecialistIT SpecialistBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerOperations ManagerCustomer ServiceStudent Worker

Experience & Education

Position:
Infrastructure Sr. Tech Analyst at Citi
Title:
at Citi
Location:
Greater New York City Area
Industry:
Information Technology and Services
Work history:
Citi Infrastructure Sr. Tech Analystsince Mar 2009Citi Compliance OfficerApr 2006 - Mar 2009
Skills:
Six Sigma, Business Analysis, ITIL, Software Documentation, Analysis, User Acceptance Testing,...

Kevin Califano Staten Island, NY

Professions & Specialties

Compliance AgentCounselorCompliance OfficerAdvisorManagersCompliance AssociateCertified AuditorFinancial Compliance ExaminerAuditorDatabase Administration ProfessionalDatabase AdministratorSoftware DevelopersData Entry SpecialistData ScientistPsychology Specialist

Experience & Education

Work

Company:
Alpari-us, llc - New York, NY
Senior compliance associate
Company:
Consulting agency - New York, NY
Aml consultant

Skills

Skills Proficient in Salesforce CRM (5yrs), LexisNexis, and World-Check NFA, CFTC, FINRA, FSA,...

Mary Robertson Staten Island, NY

Professions & Specialties

SupervisorCompliance OfficerLeaderManagersBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
Medical associates
Billing assistant
Company:
Morgan stanley & co. inc - Jersey City, NJ
Compliance avp/supervisor

Mathew Thomas Staten Island, NY

Professions & Specialties

Compliance OfficerSupporting MemberTeam MemberManagersBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerAdjunct InstructorLecturerPostsecondary TeacherOperations ManagerPsychology Specialist

Experience & Education

Work

Company:
New york city health and hospitals corporation
Associate compliance officer
Company:
Technical career institute, inc
Adjunct instructor

Skills

Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Publisher

Michel Landron Staten Island, NY

Professions & Specialties

LeaderProject ManagerCompliance OfficerManagersTeam MemberVice PresidentDirector of Quality ControlChief ExecutiveProject ManagersCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorLawyersResearch Scientist

Experience & Education

Work

Company:
Bny mellon - New York, NY
Vice president, project manager, sr
Company:
North fork bank now capital one
Vice president, trust compliance officer & trust risk management officer

Meghan Klages Staten Island, NY

Professions & Specialties

CounselorOffice AssistantCompliance OfficerAdvisorOffice ClerkClerical SpecialistEducatorEducation ProfessionalInstructorResource SpecialistConservation ScientistBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
Champion learning center
Independent educational consultant
Company:
Comfort keepers of edison
Office manager, human resource specialist, hippa compliance officer

Patricia Lane Staten Island, NY

Professions & Specialties

Office AssistantCompliance OfficerSupporting MemberOffice ClerkClerical SpecialistTeam MemberBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
Ubs - New York, NY
Executive assistant to managing director-global head of power & utilities/renewable energy...
Company:
Hsbc
Executive assistant/associate compliance officer - aml private banking americas

Mary Labella Staten Island, NY

Professions & Specialties

Compliance OfficerAnalystsTeam MemberBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerAssistant Vice PresidentVice PresidentChief ExecutiveBachelor of Business Administration

Experience & Education

Work

Company:
Permal group
Avp, compliance temp
Company:
United bank limited
Country compliance officer/avp/bsa officer

Brian Dore Staten Island, NY

Professions & Specialties

Compliance OfficerOperations ManagerDirector of OperationsDirector of Quality ControlCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorPhysical Education Professors

Experience & Education

Work

Company:
Axa advisors
Branch operations manager
Company:
Independence planning group an office of guardian life insurance
Agency compliance officer

Jonathan Palumbo Staten Island, NY

Professions & Specialties

Compliance OfficerSupporting MemberTeam MemberBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerHuman Resources SpecialistRecruitmentResearcherSurvey Researcher

Experience & Education

Work

Company:
Early start - early intervention program
Hr compliance officer
Company:
Institute for international and cross-cultural psychology
Associate research fellow

Laurence Delarue Staten Island, NY

Professions & Specialties

Compliance OfficerEngineerBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
Nyc department of environmental protection - Hook
Stationary engineer electric, eh&s (environmental health & safety) compliance officer
Company:
Water pollution control plant - Hook
Stationary engineer electric at red hook wpcp

Jennifer Kleptsyna Staten Island, NY

Professions & Specialties

RepresentativeCompliance OfficerManagerDirector of Quality ControlOperations ManagerCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorPsychology Specialist

Experience & Education

Work

Company:
Accu reference medical lab llc
Credentialing and contracting manager / human resource representative
Company:
Natures cure pharmacy inc
Compliance officer

Skills

Fluent in Russian, Knowledge in MS Office (Excel, Word, PowerPoint, Quickbooks, Access and...

Joseph Soldano Staten Island, NY

Professions & Specialties

Field RepresentativeTechnicianApprenticeCompliance OfficerTechnical SpecialistTechnical Support SpecialistsManufacturing LaborerLaborerManagersStudent WorkerTherapistPhysical Therapy SpecialistBachelor of ScienceOperations Manager

Experience & Education

Work

Company:
Redbox automated retail
Field representative, technician, merchandiser
Company:
Cbs
Intern

Ron Becton Staten Island, NY

Professions & Specialties

Compliance OfficerBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerSales AgentSales RepresentativePremierGovernment Service ExecutiveGovernment Administration OfficerCivil Servant

Experience & Education

Work

Company:
Premier solutions
Compliance officer/ sales rep
Company:
Monroe staffing
Long-term temporary positions as mailroom service provider

Peter Gasparino Staten Island, NY

Professions & Specialties

Compliance OfficerAgentSales RepresentativeBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
Wellington shields & co. llc
New york stock exchange floor broker
Company:
Kcci ltd - New York, NY
New york stock exchange floor broker/blue line compliance officer

Jessica Mcgill Staten Island, NY

Professions & Specialties

ReceptionistFront Desk ClerkCompliance CoordinatorFront Office ReceptionistCompliance OfficerHuman Resources SpecialistRecruitment

Experience & Education

Work

Company:
Premier home care - Staten Island, NY
Recruiter
Company:
Patient care inc - Staten Island, NY
Receptionist / compliance coordinator

Michael Matteo Staten Island, NY

Professions & Specialties

Compliance OfficerSection ManagerManagersPension AdministratorBank ExaminerCompensations and BenefitsFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
Axa-equitable life insurance company
Compliance officer
Company:
Axa-equitable life insurance company - Secaucus, NJ
Section manager 401(k) operations

Timothy Brereton Staten Island, NY

Professions & Specialties

Field RepresentativeMeter ReaderGas Meter ReaderCompliance OfficerSorter

Experience & Education

Work

Company:
Meter reader
Customer field representative
Company:
Sorter - Secaucus, NJ

Fred Bender Staten Island, NY

Professions & Specialties

Field RepresentativeCompliance OfficerAccount Service ManagerClient Service OfficerCustomer Service

Experience & Education

Work

Company:
Lockheed martin - New York, NY
Field representative
Company:
Prf systems - New York, NY
Account executive

Felicia Garetta Staten Island, NY

Professions & Specialties

Office AssistantCompliance OfficerOffice ClerkClerical SpecialistHuman Resources SpecialistRecruitmentBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
Diacore associates - Brooklyn, NY
Office manager/human resources/hippa compliance officer

Thomas Arambarry Staten Island, NY

Professions & Specialties

Compliance OfficerLeaderManagersBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
New york mercantile exchange - New York, NY
Staff floor committee/compliance officer/group leader

Jodi Hannula Staten Island, NY

Professions & Specialties

Field RepresentativeCompliance OfficerCashierClient Service OfficerCustomer Service

Experience & Education

Work

Company:
United states census bureau - New York, NY
Field representative
Company:
Waldbaums - Staten Island, NY
Cashier/customer service

Theresa Bifulco Staten Island, NY

Professions & Specialties

Loan AdministratorCredit ManagerLoan OfficersSales Account AssociateClient Service OfficerSales ExecutiveSales ManagerCustomer Service

Experience & Education

Work

Company:
Bayerische landesbank - New York, NY
Loan administrator
Company:
Allstate insurance company - Staten Island, NY
Licensed sales associate / customer service representative

Skills

Commercial Loans, Banking Letters of Credit, Bank Reconciliations, Loan Servicing, Microsoft Excel, ...

Jessica Perez Staten Island, NY

Professions & Specialties

Office AssistantEntrepreneurOffice ClerkClerical SpecialistManagers

Experience & Education

Work

Company:
Mi'jessa nail spa
Entrepreneur
Company:
American homes - Staten Island, NY
Executive assistant

Christopher Cavaliere Staten Island, NY

Professions & Specialties

Subject Matter ExpertAdvisorBusiness AdministratorSkilled ProfessionalSenior AnalystProject ManagerAnalystAnalystsManagerOperations ManagerDirector of Quality ControlAssistant Vice PresidentCompliance ManagerProject ManagersVice PresidentChief ExecutiveBachelor of ScienceCapital Markets ProfessionalFinancial Services ProfessionalFinancial Services Sales AgentFinancial Compliance ExaminerAuditor

Experience & Education

Work

Company:
Capital one
Subject matter expert/compliance advisor
Company:
Td securities - New York, NY
Manager - desk based supervision / trading business management

Skills

Technical Skills: NASDAQ Trader Report Cards, Equity Trade Journals, NASDAQ OMX Applications, ILX ...

Lloyd Patti Staten Island, NY

Professions & Specialties

Project ManagerBusiness AnalystAnalystAnalystsCompliance OfficerFacility ManagerFacilities SpecialistConstructionSite ManagerConstruction SpecialistConstruction LaborerManagerProject ManagersOperations Manager

Experience & Education

Work

Company:
Data center services - New York, NY
Site manager / project manager / facilities manager / data center services / business analyst
Company:
David yurman design inc - New York, NY
Facilities manager

Francis Rawdon Staten Island, NY

Professions & Specialties

Director of Quality ControlCompliance ManagerDirectorOperations ManagerAssistant CounselDistrict AttorneyLegal CounselLawyersFinancial Compliance ExaminerAuditor

Experience & Education

Work

Company:
Gilford securities
Chief compliance officer
Company:
Imperial credit corporation - Jersey City, NJ
Chief compliance officer

Thelma Medida Staten Island, NY

Professions & Specialties

CounselorAdvisorAnalystsCredit AnalystLoan AccountantUnderwriterFinancial Compliance ExaminerAuditorBachelor of ArtsCompliance Manager

Experience & Education

Work

Company:
Cit group inc - New York, NY
Consultant, loan and risk review
Company:
Idb bank - New York, NY
Credit analyst / underwriter

Yvette Saul Staten Island, NY

Professions & Specialties

Project ManagerManagersCompliance OfficerFinancial Services ProfessionalFinancial Services Sales AgentProject ManagersCustomer Service

Experience & Education

Work

Company:
Citizens bank
Project manager
Company:
Metlife insurance company - Tampa, FL
Project manager/financial services representative

Veronika Mata Staten Island, NY

Professions & Specialties

Assistant ManagerManagersBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
Third key, traffic shoes - Staten Island, NY
Company:
The children's place - Staten Island, NY
Assistant manager

Christine Hollister Staten Island, NY

Professions & Specialties

Billing SupervisorCertified Professional CoderManagersManagerDirectorOperations ManagerSurgeonSurgical SpecialistCompliance ManagerCarpenterCarpentry WorkerFinancial Compliance ExaminerAuditorSecretary

Experience & Education

Work

Company:
Mount sinai medical center - New York, NY
Billing manager surgery department, plastic division
Company:
Chechups usa - New York, NY
Director of medical billing

Skills

Certified Healetcare Compliance Officer, CHCO Restricted Lic. NY State Dept. of Board of ED...

Natasha Payson Staten Island, NY

Professions & Specialties

CounselorAdvisorDeputy DirectorDeputy ManagerChief ExecutiveSoftware TesterComputer SpecialistOperations ManagerCompliance ManagerFinancial Compliance ExaminerAuditor

Experience & Education

Work

Company:
Heartshare human services inc
Assistant director of programs
Company:
United cerebral palsy (ucp) of new york city
Quality assurance consultant

Trish Napolitano Staten Island, NY

Professions & Specialties

Office AssistantOffice ClerkClerical SpecialistTeam MemberParalegalLitigation Support SpecialistBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerMortgage SpecialistLoan Officers

Experience & Education

Work

Company:
New horizons mitigation services
Paralegal assistant to short sale division
Company:
Keller williams realty - Wellington, FL
Executive assistant to top producer and front desk reception

Salvatore Colonna Staten Island, NY

Professions & Specialties

ClerkClerical SpecialistAssistant Vice PresidentDirector of Quality ControlVice PresidentChief ExecutiveCompliance ManagerFinancial Compliance ExaminerAuditor

Experience & Education

Work

Company:
Barclays capital
Assistant vice president of compliance
Company:
Labranche & co. llc
Deputy chief compliance officer

Mildred Cruz Staten Island, NY

Professions & Specialties

AnalystCounselorAnalystsAdvisorBusiness AdministratorChief Risk OfficerChief ExecutiveCompliance ManagerOperations ManagerInternal AuditorFinancial Compliance ExaminerAuditorCertified Auditor

Experience & Education

Work

Company:
Hsbc - New York, NY
Kyc analyst
Company:
Deutsche bank - New York, NY
Compliance consultant risk officer

Skills

Legal, IT solutions, Automation, Record Retention, and MS Office applications

Vito Iacoviello Staten Island, NY

Professions & Specialties

Compliance AgentBusiness AdministratorCompliance OfficerControllerChief AccountantAccount ManagerSecretaryMaster of Business AdministrationBachelor of ScienceOperations Manager

Experience & Education

Work

Company:
Salmanson capital, llc
Controller
Company:
Park avenue funding, llc
Controller

Eric Beaufort Staten Island, NY

Professions & Specialties

RepresentativeCompliance OfficerClerical SpecialistInformation OperatorCommunications Equipment OperatorCollectorRepossessorCollections SpecialistAccount Service ManagerClient Service OfficerCustomer ServiceSales ManagerSupervisors

Experience & Education

Work

Company:
Northern leasing systems, inc
Collector/client account coordinator
Company:
Time warner cable - Staten Island, NY
Winback specialist representative

Michael Brand Staten Island, NY

Professions & Specialties

Vice PresidentManagerChief ExecutiveOperations ManagerDirector of Quality ControlCompliance ManagerFinancial Compliance ExaminerAuditor

Experience & Education

Work

Company:
Jp morgan
Vice president, kyc manager, commercial & investment banking
Company:
Citigroup - Long Island City, NY
Vice president, enhanced due diligence and kyc

Ark Neyman Staten Island, NY

Professions & Specialties

Operations OfficerExecutive Vice PresidentDirector of Quality ControlVice PresidentChief ExecutiveCompliance ManagerOperations ManagerBank ExaminerFinancial Compliance ExaminerAuditorBachelor of Science

Experience & Education

Work

Company:
Monarch capital group, llc
Company:
Westminster securities corp - New York, NY
Executive vice president / chief compliance officer

Roger Konviser Staten Island, NY

Professions & Specialties

ApprenticeSales RepresentativeSales AgentBlood Bank Laboratory TechnicianHematology TechnicianImmunohematologistHematologistStudent Worker

Experience & Education

Work

Company:
Collegebound network
Student sales representative
Company:
Richmond university medical center - Staten Island, NY
Blood bank laboratory technologist intern

Charles Tortorici Staten Island, NY

Professions & Specialties

Field RepresentativeConstructionCompliance OfficerOwnerChief ExecutiveEstimatorFinancial AnalystOperations ManagerProject ManagersPurchasing AgentConstruction ManagerForemanConstruction AdministratorDraughtsmanDrafter

Experience & Education

Work

Company:
Cjm construction corp - New York, NY
Owner
Company:
Charles tortorici inc - New York, NY
Owner

Skills

Estimator/Project Manager/Purchasing Agent

Michael Dotts Staten Island, NY

Professions & Specialties

AdvisorManagersCompliance OfficerClient Service OfficerCustomer Service

Experience & Education

Work

Company:
Scottish & southern energy
Customer service representative
Company:
Lloyds tsb bank, scotland, uk
Telephone banking advisor

Richard Dunn Staten Island, NY

Professions & Specialties

Vice PresidentManagerChief ExecutiveOperations ManagerDirector of Quality ControlCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorBachelors DegreeComputer Specialist

Experience & Education

Work

Company:
Jp morgan
Vice president, kyc manager, commercial & investment banking
Company:
Citigroup - Long Island City, NY
Vice president, enhanced due diligence and kyc



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