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Compliance Officers in West Des Moines, IA

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29 results found

Kent Mowrer Des Moines, IA

Professions & Specialties

Field RepresentativeCompliance OfficerTechnicianInspectorConstructionTechnical SpecialistTechnical Support SpecialistsResearch AssistantResearch AssociateBiotechnology ProfessionalResearcherSurvey ResearcherResearch SpecialistResearch ScientistBiologistBiological ScientistManagerChairpersonHR ManagerOperations ManagerChief ExecutiveInventory ManagerInventory SpecialistLogisticianEquipment Tools Purchasing AgentDepartment Store SalespersonRetail ProfessionalRetail Salesperson

Experience & Education

Position:
Field Representative at Coalition to Support Iowa Farmers
Location:
Des Moines, Iowa Area
Industry:
Farming
Work history:
Coalition to Support Iowa Farmers - West Des Moines, IAField Representativesince Jul 2010Alliant Energy - Ames, IAAgricultral Account RepresntativeOct 2007 - Jun 2010

Karen Miller West Des Moines, IA

Professions & Specialties

Compliance AgentCompliance OfficerTeam MemberLegal AideParalegalFinance and Accounting SpecialistAccounting BookkeeperBookkeeper

Experience & Education

Position:
Compliance Specialist II at FBL Financial Group, Inc.
Title:
Legal Specialist II at FBL Financial Group, Inc.
Location:
West Des Moines, Iowa
Industry:
Insurance
Work history:
FBL Financial Group, Inc. Compliance Specialist IIsince Mar 2003First American Bank Corporate Trust Services OfficerDec 2001 - Jan 2003

Susan Mersereau West Des Moines, IA

Professions & Specialties

Compliance OfficerCounselorAdvisorDirector of Quality ControlCompliance ManagerFinance and Accounting SpecialistBank ExaminerAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditorBoard MemberChairman of the BoardCorporate ExecutiveChief ExecutiveOperations ManagerManagement Team ExecutiveAgentSales AgentSales RepresentativeArbitratorRefereeJudgeSchool PrincipalSchool AdministratorEducational ManagerFinancial Services ProfessionalFinancial Services Sales Agent

Experience & Education

Position:
Chief Compliance Officer at Sammons Financial Network LLC
Title:
Chief Compliance Officer at Sammons Financial Network, LLC
Location:
West Des Moines, Iowa
Industry:
Financial Services
Work history:
Sammons Financial Network LLC - West Des Moines, IAChief Compliance Officersince 2011Sammons Securities Company, LLC - West Des Moines, IACo-Chief Compliance OfficerJun 2011 - Feb 2012
Skills:
Compliance assessment, Sales Management, Employee management, Regulatory requirements, Series 7,...
Certifications:
FINRA Arbitrator, FINRA

Jill Roozeboom West Des Moines, IA

Professions & Specialties

Compliance OfficerSecurityBusiness ConsultantAdvisorManagersAdministrative ClerkClerical SpecialistAnalystAnalystsManagerDirector of Quality ControlOperations ManagerCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorSoftware TesterInformation Technology SpecialistComputer SpecialistIT SpecialistPartnerProject ManagersChief ExecutiveIT AnalystComputer Systems AdministratorHuman Resources SpecialistRecruitmentServices ProfessionalSales and Service SpecialistSales AgentSales Representative

Experience & Education

Position:
Business Analysis Manager at Zirous, Compliance Officer at Zirous
Title:
Business Analysis Manager at Zirous focused on Oracle Identity Management
Location:
West Des Moines, Iowa
Industry:
Information Technology and Services
Work history:
Zirous - West Des Moines, IABusiness Analysis Managersince Jul 2010Zirous - West Des Moines, IACompliance Officersince Jul 2010
Skills:
Oracle Identity Manager, Oracle Identity Analytics, Business Analysis, Requirements Gathering,...

Rose Foxwell West Des Moines, IA

Professions & Specialties

Compliance AgentCompliance OfficerBusiness AdministratorSupporting MemberTeam MemberField AuditorAuditorAccount ManagerOperations Manager

Experience & Education

Work

Company:
Nationwide insurance
P&c regulatory compliance specialist
Company:
Nationwide insurance - Des Moines, IA
P&c sales compliance - field auditor

Carmen Stone West Des Moines, IA

Professions & Specialties

Compliance AgentCompliance Officer

Experience & Education

Work

Company:
Compressor controls corp.
Logistics export compliance specialist ii

Skills

IFS, Sales Logix, Fourth Shift, Microsoft Office

Sharon Renfroe West Des Moines, IA

Professions & Specialties

Compliance AgentInvestigatorCompliance OfficerBusiness AdministratorRecruitmentOperations Manager

Experience & Education

Work

Company:
Usda - food safety and inspection service
Employee misconduct investigator
Company:
Drug enforcement administration (dea) - Des Moines, IA
Investigator

Faith Baer West Des Moines, IA

Professions & Specialties

Compliance CoordinatorAnalystCompliance OfficerAnalystsRecruitment

Experience & Education

Work

Company:
Marketlink, inc
Compliance coordinator
Company:
Aviva life and annuity company - Des Moines, IA
Legislative analyst

Mark Stadtlander West Des Moines, IA

Professions & Specialties

Compliance OfficerChief Executive OfficerChairpersonDirector of Quality ControlCorporate ExecutiveChief ExecutiveCompliance ManagerFinance and Accounting SpecialistBank ExaminerAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditor

Experience & Education

Position:
CEO at Foster Group
Location:
West Des Moines, Iowa
Industry:
Financial Services
Work history:
Foster Group CEOsince Jan 2013Foster Group - West Des Moines , IowaPresidentJan 1997 - Dec 2012

Kelly Sorensen West Des Moines, IA

Professions & Specialties

Field RepresentativeCompliance OfficerGovernment Administration ProfessionalCommunity Service Manager

Experience & Education

Position:
Mom at Home
Title:
Field Representative Extraodinaire
Location:
West Des Moines, Iowa
Industry:
Government Administration
Work history:
Home Mom

Michelle Nabiliwa West Des Moines, IA

Professions & Specialties

Compliance OfficerAnalystAnalystsNon-ProfitSchool PrincipalSchool AdministratorEducational ManagerBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerSolicitorLawyersAccounting BookkeeperBookkeeperIT Specialist

Experience & Education

Position:
FSA RIS 1 at Principal Financial Group
Location:
West Des Moines, Iowa
Industry:
Investment Management
Work history:
Principal Financial Group FSA RIS 1since Apr 2013Cambridge Investment Research, Inc. - Fairfield, IASenior Advisory Services Analyst and NFA Compliance OfficerApr 2012 - Apr 2013
Languages:
English, French

Kyle Woodmansee West Des Moines, IA

Professions & Specialties

Compliance OfficerBank ExaminerFinance and Accounting SpecialistFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperDirector of Quality ControlCompliance Manager

Experience & Education

Position:
Compliance Officer at PolicyWorks
Title:
Compliance Officer
Location:
West Des Moines, Iowa
Industry:
Financial Services
Work history:
PolicyWorks Compliance Officersince Dec 2009Wells Fargo - Des Moines, IAOperations SpecialistDec 2006 - Dec 2009

Bettina Miller Des Moines, IA

Professions & Specialties

Compliance AgentCompliance OfficerManagerOperations ManagerFinance and Accounting SpecialistAccounting BookkeeperBookkeeperSchool AdministratorEducational Manager

Experience & Education

Position:
Stay at home mom at none
Title:
Former manager in retirement services
Location:
Des Moines, Iowa Area
Industry:
Financial Services
Work history:
None - Ankeny, IAStay at home momsince Aug 2012Kidder Advisers, LLC - West Des Moines, IACompliance SpecialistJun 2011 - Sep 2012
Skills:
Series 7

Doug Johnson Des Moines, IA

Professions & Specialties

Field RepresentativeCompliance OfficerChairpersonChief ExecutiveHospital Care ProfessionalHealth ProfessionalHealth Practitioner

Experience & Education

Position:
President at Hawkeye Care Centers, Inc
Location:
Des Moines, Iowa Area
Industry:
Hospital & Health Care
Work history:
Hawkeye Care Centers, Inc - West Des Moines, IAPresidentsince 1995Rain and Hail Insurance Field Representative1991 - 1995

Eric Johnson West Des Moines, IA

Professions & Specialties

Compliance OfficerBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlChief Administrative OfficerCompliance ManagerChief ExecutiveInsurance Benefit CounselorWorkers Compensation Claims ExaminerCasualty Insurance Claims ExaminerLiability SpecialistInsurance ProfessionalUnderwriterLaw ClerkJudicial Law Clerk

Experience & Education

Work

Company:
Iowa insurance division - West Des Moines, IA
Health insurance counselor and compliance officer
Company:
Iowa office of citizens' aide/ombudsman - Des Moines, IA
Administrative law clerk

Skills

Administrative Law, Regulatory Compliance, Health Insurance Regulation, Legislation

Britt Fritz West Des Moines, IA

Professions & Specialties

Compliance AgentAdministrative AssociateCompliance OfficerAdministrative ClerkClerical SpecialistBranch Account ManagerAccount Service ManagerClient Service OfficerLoan OfficerLoan OfficersCustomer Service

Experience & Education

Work

Company:
Dupont pioneer
Permit acquisition and compliance specialist
Company:
Citifinancial - Clive, IA
Senior branch account manager, administrative assistant, financial loan officer

John Vos West Des Moines, IA

Professions & Specialties

Compliance OfficerHome InspectorInspectorBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Work

Company:
City of fort worth
Code compliance officer
Company:
Trails end home inspection - Springtown, TX
Professional home inspector

Coby Turner West Des Moines, IA

Professions & Specialties

Compliance AgentCompliance OfficerClinical Laboratory TechnicianMedical Laboratory ProfessionalMedical Laboratory Technologist

Experience & Education

Work

Company:
Geostat environmental
Environmental compliance specialist
Company:
Flint hills resources
Lab technician

Ginger Swanson West Des Moines, IA

Professions & Specialties

Compliance OfficerUnderwriter

Experience & Education

Work

Company:
Ncmic insurance company
Underwriter
Company:
Blue cross blue shield - Des Moines, IA
Small group enrollment specialist

Skills

Active property and casualty license. Pursing RPLU designation

Dave Milligan Des Moines, IA

Professions & Specialties

Compliance OfficerDevelopment DirectorHR ManagerDirector of Quality ControlCompliance ManagerBank ExaminerAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditor

Experience & Education

Position:
AVP - Regulatory Compliance at American Equity Investment Life Insurance Company
Location:
Des Moines, Iowa Area
Industry:
Insurance
Work history:
American Equity Investment Life Insurance Company - West Des Moines, IAAVP - Regulatory Compliancesince Apr 2011American Equity Investment Life Insurance Company Market Development Director & Compliance CommunicationsSep 2007 - Apr 2011
Skills:
Fixed Annuities, Insurance, Risk Management, Life Insurance, Insurance Law, Underwriting, Financial ...

Andy Swanson Des Moines, IA

Professions & Specialties

Field RepresentativeCoordinatorCompliance OfficerManagersPolitical ConsultantPolitical ScientistChairpersonTreasurerDirectorManagerChief ExecutiveFinancial OfficerFinancial ManagerOperations ManagerSecretaryMortgage Loan ProcessorMortgage AccountantLoan AccountantWebmasterWeb DeveloperUser Interface DesignerSoftware DevelopersEditor

Experience & Education

Title:
Political Operative - Veteran of 5 Campaigns
Location:
Des Moines, Iowa Area
Industry:
Political Organization
Work history:
National Republican Congressional Committee - Des Moines, IAOpposition Research - TrackerMar 2012 - Nov 2012Latham for Congress - Des Moines, Iowa AreaPolitical ConsultantMar 2012 - Nov 2012
Skills:
Political Campaigns, Public Policy

Nancy Tunender Des Moines, IA

Professions & Specialties

Compliance AgentCompliance OfficerUnderwriterInsurance UnderwriterInsurance ProfessionalSchool PrincipalSchool AdministratorEducational ManagerFinance and Accounting SpecialistAccounting BookkeeperBookkeeper

Experience & Education

Position:
Senior Life Underwriter at EMC National
Title:
Senior Life Underwriter at EMC National Life Company
Location:
Des Moines, Iowa Area
Industry:
Insurance
Work history:
EMC National - Des Moines, IASenior Life Underwritersince Nov 2011Farm Bureau - West Des Moines, IASenior Life UnderwriterJul 2009 - Nov 2011

Janice Bell West Des Moines, IA

Professions & Specialties

Executive Administrative AssistantAdministrative AssociateAdministrative ClerkClerical SpecialistSecurityBusiness AdministratorSecretarySharePoint AdministratorNetwork Systems AdministratorComputer Network ProfessionalNetwork AdministratorPension AdministratorFinancial Compliance ExaminerAuditorCompensations and BenefitsCustomer ServiceClient Service OfficerNotary PublicNotaryLawyersCompliance ManagerOperations Manager

Experience & Education

Work

Company:
Iowa medicaid enterprise
Midas mmis pmo administrative assistant
Company:
Accenture
Operations assistant

Skills

Written and Verbal Communications, Business Correspondence, I-9 Compliance Officer, Security...

Michael Teachout West Des Moines, IA

Professions & Specialties

Business AdministratorVice PresidentChief Executive OfficerChief ExecutiveCorporate ExecutiveHuman Resources SpecialistRecruitmentDirector of Quality ControlDirectorRegional Vice PresidentDepartment SupervisorManagerOperations ManagerCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorSales Representative

Experience & Education

Position:
Vice President at Focus OneSource LLC
Location:
West Des Moines, Iowa
Industry:
Human Resources
Work history:
Focus OneSource LLC - West Des MoinesVice Presidentsince Dec 2008Coventry Health Care of Iowa - Des Moines IowaCEO Coventry Health Care of IowaAug 2001 - Jul 2008
Vice President Sales and Medicare Compliance Officer at Antero Healthplans

Coleen Kelleher Des Moines, IA

Professions & Specialties

CounselorManagement ConsultantAdvisorManagement AnalystAnalystsHospital Care ProfessionalHealth ProfessionalHealth PractitionerFinancial Compliance ExaminerAuditorCompliance ManagerMedical Practitioner

Experience & Education

Position:
Consultant at Harris & Associates Consulting, Consultant at Harris & Associates Consulting, ...
Title:
Compliance at Iowa Radiology
Location:
Des Moines, Iowa Area
Industry:
Hospital & Health Care
Work history:
Harris & Associates Consulting Consultantsince 2011Professional Medical Management Services - West Des Moines, IACompliance/Medical Billing /Practice Management Consultantsince Apr 2002
Skills:
Practice Management, EMR
Compliance Officer at Iowa Radiology

Monica Hanson West Des Moines, IA

Professions & Specialties

VolunteerNon-ProfitAnalystsCompliance OfficerDirectorOperations ManagerLegal Intern

Experience & Education

Work

Company:
Volunteer
Company:
Silver oak homeowners' association
Director for the condominiums

Chase Gade Tempe, AZ

Professions & Specialties

Compliance OfficerUnderwriterBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlBoard MemberCompliance ManagerManagement Team ExecutiveOperations ManagerAccounting BookkeeperBookkeeperFinancial Services ProfessionalFinancial Services Sales Agent

Experience & Education

Position:
Marketing Underwriter at Amerisure Insurance
Location:
Tempe, Arizona
Industry:
Insurance
Work history:
Amerisure Insurance - Phoenix, Arizona AreaMarketing Underwritersince Jul 2012Ashworth Credit Union - West Des Moines, IACompliance Officer - Board of DirectorsFeb 2010 - Jul 2012

Joe Kimmes Minneapolis, MN

Professions & Specialties

Project ManagerAnalystsCompliance OfficerInformation Technology SpecialistIT SpecialistProject ManagersOperations ManagerMarketing ProfessionalAdvertising Sales AgentHospital Care ProfessionalHealth ProfessionalHealth Practitioner

Experience & Education

Location:
Greater Minneapolis-St. Paul Area
Industry:
Information Technology and Services
Work history:
Executive Health Resources Medical Data SpecialistOct 2009 - Apr 2012Kum & Go - West Des Moines, IAProject ManagerMay 2007 - Dec 2008

Dane Nealson Ames, IA

Professions & Specialties

Camp CounselorClerkCoordinatorCompliance OfficerAdvisorClerical SpecialistManagersCertified Pharmacy TechnicianPharmaceuticals ProfessionalDruggistPharmacistHospital Care ProfessionalHealth ProfessionalHealth PractitionerGovernorGovernment Administration ProfessionalGovernment Administration OfficerCivil ServantMusic ProfessorMusic ProfessorsOperations ManagerChief ExecutiveCommunity Service Manager

Experience & Education

Position:
Pharmacy Technician at NuCara Pharmacy
Title:
CPhT at NuCara Pharmacy
Location:
Ames, Iowa
Industry:
Pharmaceuticals
Work history:
NuCara Pharmacy - Nevada, IAPharmacy Techniciansince Jan 2012Elect Nealson - Ames, IACandidateFeb 2012 - Nov 2012
Skills:
Organizational Management, Political Campaigns, Politics, Grassroots Organizing, Event Management,...


Compliance Officers near West Des Moines, IA04488132176220Des MoinesAnkenyBondurantDallas CenterProle



Compliance Officers around West Des Moines, IA

Ankeny  (12)
Bondurant  (2)
Des Moines  (217)
Prole  (1)

Compliance Officers in Iowa