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Compliance Officers in Wilton, CT

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13 results found

Ralph Sanna Wilton, CT

Professions & Specialties

Compliance CoordinatorCompliance Officer

Experience & Education

United States Patent InventorAppl. No.Assignee

#8639593  Jan 28, 2014

Filed: Jun 30, 2009

Paul J. Gallagher (New York, NY)
Evan Giller (New York, NY)
Elaine Immerman (New York, NY)
Ralph Sanna (Wilton, CT)
Christopher Fee (Ossining, NY)
Grace Murphy (Dumont, NJ)
Brian Smerdell (Charlotte, NC)
Merrell Rielly (Berkeley Heights, NJ)
Brian Ragone (Charlotte, NC)
Denise Lovell (Jamaica Estates, NY)
12/495182 Teachers Insurance and Annuity Association of America (New York, NY)
International Classification: G07B 17/00, G07F 19/00, G06Q 40/00U.S. Classification: 705 30
Patent:
Apparatuses, methods and systems for a compliance coordinator
Abstract:
The APPARATUSES, METHODS AND SYSTEMS FOR A COMPLIANCE COORDINATOR (“COMPLIANCE COORDINATOR”)...

Jeanette Bartek Wilton, CT

Professions & Specialties

Compliance CoordinatorCompliance OfficerVeterinary TechnicianVeterinarian AssistantAnimal DoctorAnimal Care GiverAnimal Caretaker

Experience & Education

Work

Company:
Onward healthcare
Compliance coordinator
Company:
Bethel veterinary hospital lc
Veterinary technician

Stephen Dirocco Wilton, CT

Professions & Specialties

Independent ContractorConciergeContractorDirector of OperationsChief Administrative OfficerChief Operating OfficerOperations ManagerChief ExecutiveGeneral and Operations ManagerHuman Resources SpecialistRecruitmentLicensed Real Estate BrokerProperty ManagerReal Estate ManagerCertified Public AccountantIndependent Business OwnersAccounting BookkeeperBookkeeperMarketing ManagerCompliance ManagerFinancial Compliance ExaminerAuditorField Marketing SpecialistMarketing Administrator

Experience & Education

Title:
Operations
Location:
Wilton, Connecticut
Industry:
Management Consulting
Work history:
HedgeSpeed Technology LLC Director of OperationsJun 2005 - Jan 2012DiRocco Investment Group, LLC COOOct 2004 - Dec 2011
Conceptualized position of Compliance Officer

Keith Murray Stamford, CT

Professions & Specialties

Security OfficerSecurityCrewmanOrganization ManagementCompliance OfficerAnalystsTeam MemberProgrammerComputer ProgrammerApplications DeveloperComputer Software ProfessionalIT ConsultantSoftware EngineerSoftware DevelopersInformation Technology SpecialistComputer Laboratory AssistantVisual Basic DeveloperJavaScript DeveloperComputational ScientistComputer Laboratory TechnicianComputer ScientistsFinance and Accounting SpecialistAccounting BookkeeperBookkeeperOperations Manager

Experience & Education

Position:
Programmer/ Applications Developer at Independent
Title:
Programmer / Software Applications Developer
Location:
Stamford, Connecticut
Industry:
Computer Software
Work history:
Independent Programmer/ Applications Developersince Feb 2012Hitachi Capital America - Norwalk, CT (via KForce)IT ConsultantMar 2013 - Jun 2013

Sarah Leeuw Burlington, VT

Professions & Specialties

AdvisorCompliance AgentCounselorCompliance OfficerSales AgentRelationship ManagerSales RepresentativeAccount Service ManagerClient Service OfficerAccount ManagerSales ManagerSales DirectorOwnerManagerChief Executive OfficerChief ExecutiveOperations ManagerCorporate ExecutiveMarketing ManagerTechnical Support SpecialistSystems Support SpecialistSupport SpecialistsProduct SpecialistAdvertising ProfessionalAdvertising Sales AgentPerformerCustomer Service

Experience & Education

Position:
Senior Digital Marketing Advisor at Dealer.com
Location:
Burlington, Vermont Area
Industry:
Marketing and Advertising
Work history:
Dealer.com - Burlington, Vermont AreaSenior Digital Marketing Advisorsince Feb 2010Fuse - Burlington, Vermont AreaCreative Group Account ManagerJan 2007 - May 2009

Beth Mccollum New York, NY

Professions & Specialties

Compliance AgentAnalystCompliance OfficerAnalystsFinance and Accounting SpecialistAccounting BookkeeperBookkeeper

Experience & Education

Position:
Ethics & Compliance Analyst at Deloitte, LLP, Ethics & Compliance Specialist at Deloitte LP
Title:
Ethics & Compliance Specialist at Deloitte LP
Location:
Greater New York City Area
Industry:
Financial Services
Work history:
Deloitte, LLP Ethics & Compliance AnalystDeloitte LP - Wilton, CTEthics & Compliance Specialistsince May 2006

Sarah Vigneron New York, NY

Professions & Specialties

Compliance OfficerBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlDeputy DirectorCompliance ManagerDeputy ManagerChief Executive

Experience & Education

Position:
Senior Compliance Officer at Commonfund
Location:
Greater New York City Area
Industry:
Investment Management
Work history:
Commonfund - Wilton, CTSenior Compliance Officersince Jul 2013Commonfund - Wilton, CTAssociate Director of ComplianceAug 2010 - Jun 2013

Anthony Armentano New York, NY

Professions & Specialties

Business Process ConsultantBusiness ConsultantAdvisorCompliance AgentCounselorBusiness AnalystPhilanthropeNon-ProfitCompliance OfficerAnalystAnalystsInventory CoordinatorLogisticianAccounts Payable ManagerAccounts ReceivableAccounts Payable SpecialistAccounts PayableTalent Acquisition AdvisorHuman Resources SpecialistTalent AgentContract AdministratorClient Service OfficerEquipment Tools Purchasing AgentConsumer Goods ProfessionalDirector of ContractsDepartment Store SalespersonRetail ProfessionalRetail SalespersonCommodities ClerkSports TrainerSports TrainersOperations ManagerDirector of OperationsVice PresidentPurchasing ManagersChief ExecutiveGeneral CounselCompany SecretaryOf CounselJuristLegal CounselLawyersTraining and Coaching ProfessionalProfessional Development TeacherCustomer ServiceTraderCapital Markets ProfessionalFinancial Services ProfessionalFinancial Services Sales Agent

Experience & Education

Position:
Inventory Coordinator at Muehlstein, Business Process Consultant at Anthony Armentano
Title:
Inventory Coordinator at Muehlstein
Location:
Greater New York City Area
Industry:
Chemicals
Work history:
Muehlstein - Wilton, CTInventory Coordinatorsince Jul 2013Anthony Armentano Business Process Consultantsince Jun 2010
Skills:
Physician Recruitment, Consultancy, Integration, Excel, MS Project, Access, Word, Wordpress,...

Gabrielle White Hartford, CT

Professions & Specialties

Compliance AgentCounselorCompliance OfficerAdvisorSecurityJuris DoctorMaster of Business AdministrationLaw SpecialistLawyersMaster of ScienceBachelor of ScienceJudicial Law ClerkOf CounselJuristLegal CounselPosting ClerkBillerLicensed Real Estate BrokerProperty ManagerReal Estate ManagerInformation Technology SpecialistIT SpecialistGovernment Administration OfficerCivil ServantResearcherSurvey Researcher

Experience & Education

Position:
Contracts & Compliance Specialist at United Technologies, Legal Consultant at International...
Title:
Fourth Year J.D./M.B.A. Candidate
Location:
Hartford, Connecticut Area
Industry:
Law Practice
Work history:
United Technologies - Windsor Locks, CTContracts & Compliance Specialistsince May 2013International Business Accelerator (IBA) - Stamford, CTLegal Consultantsince May 2012

Karl Klass New York, NY

Professions & Specialties

CRT ManagerPilotClient Development ManagerManagersAir Transportation WorkerDirectorVice President of FinanceChief Administrative OfficerOperations ManagerVice PresidentChief ExecutiveHuman Resources SpecialistRecruitmentManagerCompliance ManagerFinancial OfficerFinancial ManagerSchool PrincipalSchool AdministratorEducational ManagerAgentSales AgentSales RepresentativeCertified Public AccountantAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditorEmergency Medical TechnicianParamedicMaster of Business AdministrationBachelor of Science

Experience & Education

Position:
Director, Ethics & Compliance at Deloitte
Location:
Greater New York City Area
Industry:
Accounting
Work history:
Deloitte - Wilton, CTDirector, Ethics & Compliancesince Mar 2006Verified Identity Pass, Inc. (CLEAR) - Greater New York City AreaVP FinanceMay 2004 - Mar 2006
Skills:
Financial Markets, Change Management, Process Excellence, Financial Modeling, Process Improvement,...
Certifications:
Certified Public Accountant, New York and Connecticut
Process Excellence Green Belt, Deloitte Process Excellence
Controller and Compliance Officer at Prescient Markets

Janice Niper New York, NY

Professions & Specialties

AnalystCounselorContractorAnalystsAdvisorCompliance OfficerTeam MemberManagersSupplierAgentServices ProfessionalSales and Service SpecialistSales AgentSales RepresentativeGeneral CounselOf CounselJuristLegal CounselIndependent Business OwnersAccounting BookkeeperBookkeeperSystems Support SpecialistSupport SpecialistsOperations Manager

Experience & Education

Title:
Legal & Compliance Analyst at Ravago Holdings America
Location:
Greater New York City Area
Industry:
Plastics
Work history:
Ravago - Wilton, CTLegal & Compliance AnalystJun 2011 - Jul 2012Candidates On Demand Group, Inc. ContractorMar 2009 - Nov 2009

Lisa Falcone New York, NY

Professions & Specialties

Compliance AgentCompliance OfficerAnalystsParalegalLitigation Support SpecialistAdvertising ProfessionalAdvertising Sales AgentConsumer Goods ProfessionalCommodities ClerkFinance and Accounting SpecialistAccounting BookkeeperBookkeeperOperations ManagerTraderCapital Markets ProfessionalFinancial Services ProfessionalFinancial Services Sales Agent

Experience & Education

Position:
Paralegal at BIC
Location:
Greater New York City Area
Industry:
Marketing and Advertising
Work history:
BIC - Shelton, CTParalegalsince Jun 2013TracyLocke - Wilton, CTSenior Marketing Law Compliance SpecialistFeb 2006 - Jun 2013
Languages:
Italian, German

Daniel Zappone Hartford, CT

Professions & Specialties

Compliance OfficerBank ExaminerFinance and Accounting SpecialistInternal AuditorFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperCertified AuditorDirector of Quality ControlCompliance Manager

Experience & Education

Position:
Compliance Officer at Symmetry Partners, LLC
Title:
Compliance Officer at Symmetry Partners
Location:
Hartford, Connecticut Area
Industry:
Financial Services
Work history:
Symmetry Partners, LLC - Glastonbury, CTCompliance Officersince Apr 2007Deloitte & Touche - Wilton, CTInternal Auditor - Ethics and ComplianceApr 2006 - Apr 2007


Compliance Officers near Wilton, CT01938577695StamfordBridgeportNorwalkDanburyGreenwichFairfieldNewtownRidgefieldWestportNew Canaan



Compliance Officers around Wilton, CT

Armonk  (6)
Bedford  (2)
Bethel  (6)
Bridgeport  (42)
Danbury  (29)
Fairfield  (18)
Greenwich  (21)
Katonah  (3)
New Canaan  (7)
Newtown  (8)
North Salem  (1)
Norwalk  (33)
Ridgefield  (7)
Sandy Hook  (3)
Stamford  (92)
Weston  (2)
Westport  (7)

Compliance Officers in Connecticut