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Compliance Officers in Newport Beach, CA

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54 results found

Cynthia Reinelt Santa Ana, CA

Professions & Specialties

Compliance AgentCompliance OfficerHuman Resources SpecialistRecruitmentBenefits SpecialistCompensations and BenefitsAdvocateJuristLegal CounselEmployee Relations SpecialistLabor Relations SpecialistPsychologistAgentSales RepresentativeAssociate of ScienceHospital Care ProfessionalPsychology SpecialistHealth ProfessionalHealth PractitionerData Scientist

Experience & Education

Title:
Experienced Benefits and Human Resources Professional
Location:
Orange County, California Area
Industry:
Human Resources
Work history:
Alliant Insurance Services - Newport Beach, CABenefits SpecialistJan 2009 - Jun 2009HD Supply, White Cap Construction Supply - Costa Mesa, CAHR Benefits & Compliance SpecialistFeb 2005 - Dec 2008
Skills:
Benefits Administration, Employee Benefits, HRIS, Employee Relations, Human Resources, Legal...

Jed Bohn Santa Ana, CA

Professions & Specialties

Field RepresentativeConstructionCompliance OfficerConstruction ManagerForemanConstruction AdministratorFounderChairpersonFounding MemberChief ExecutiveProject ManagersOperations ManagerLicensed Real Estate BrokerProperty ManagerReal Estate Manager

Experience & Education

Position:
Founder || Construction Manager Field Representative at Leaders in Construction Manager Field...
Title:
Construction Manager Field Representative with Expertise in Hospitality + Retail || Open to New Opportunities
Location:
Orange County, California Area
Industry:
Construction
Work history:
Leaders in Construction Manager Field Representative in San Diego, CA Founder || Construction Manager Field Representativesince 2012Bohn Consulting, LLC Presidentsince Jul 2009
Skills:
Construction Management, Construction, Mixed-use, Scheduling, Change Order Control, CPM Scheduling, ...

Michelle Shaw Newport Beach, CA

Professions & Specialties

Compliance AgentCompliance OfficerAnalystsArmy Lieutenant ColonelParalegalLitigation Support SpecialistNotary PublicNotaryLawyerBookkeeperShop ManagerSales ManagerManagement Team ExecutiveOperations Manager

Experience & Education

Position:
Compliance Specialist - Consumer Compliance at Bank of America
Title:
Regulatory Compliance Specialist Bank of America
Location:
Newport Beach, California
Industry:
Banking
Work history:
Bank of America - Newport Beach, CaliforniaCompliance Specialist - Consumer Compliancesince Jul 2010CPS Insurance Services, Inc. Sr. Licensing SpecialistMay 2003 - Mar 2010
Skills:
Insurance, Customer Service, Leadership, Training, Outlook, Microsoft Excel, Management, Microsoft...
Languages:
Tagalog

Dawn Krause Santa Ana, CA

Professions & Specialties

Compliance OfficerAnalystsBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlManagerCompliance ManagerOperations ManagerAccounting BookkeeperBookkeeperLegal CounselHuman Resources SpecialistRecruitment

Experience & Education

Position:
Senior Compliance Officer, Regulatory Compliance at PIMCO
Title:
Senior Compliance Officer at PIMCO
Location:
Orange County, California Area
Industry:
Investment Management
Work history:
PIMCO - Newport Beach, CaliforniaSenior Compliance Officer, Regulatory Compliancesince 2011PIMCO - Newport Beach, CACompliance Officer, Manager, Risk & Controls2008 - 2011
Skills:
Derivatives, Hedge Funds, Securities, Due Diligence, Financial Risk, Mutual Funds, Investments,...

Loan Nguyen Newport Beach, CA

Professions & Specialties

RepresentativeCompliance CoordinatorCompliance OfficerMaster of ScienceBachelor of ScienceJuristLegal CounselOperations Manager

Experience & Education

Work

Company:
Medical eye services, inc
Compliance representative
Company:
Heritage provider network, inc - Cypress, CA
Quality & compliance coordinator

James Petros Newport Beach, CA

Professions & Specialties

Compliance OfficerVice PresidentDirector of Quality ControlChief ExecutiveCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorLicensed Real Estate BrokerProperty ManagerReal Estate ManagerLegal Counsel

Experience & Education

Position:
VP, Legal & Compliance Officer at Carrington Mortgage Holdings, LLC
Location:
Newport Beach, California
Industry:
Real Estate
Work history:
Carrington Mortgage Holdings, LLC VP, Legal & Compliance Officersince Oct 2012Manderson, Schafer and McKinlay - Newport Beach, CASenior Legal CounselJun 2011 - Oct 2012

Natalie Calderon Newport Beach, CA

Professions & Specialties

Compliance AgentCompliance OfficerDaycare ProviderChildcare Workers

Experience & Education

Work

Company:
Sk management company, llc
Compliance specialist
Company:
Navy child development homes
Licensed home daycare provider

Steve Caggiano Newport Beach, CA

Professions & Specialties

Business Development AssociateRepresentativeCompliance OfficerFinance and Accounting SpecialistBank ExaminerAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditorDirector of Quality ControlOperations ManagerCompliance Manager

Experience & Education

Position:
Business Development Associate at PIMCO
Location:
Newport Beach, California
Industry:
Financial Services
Work history:
PIMCO - Newport Beach, CABusiness Development Associatesince Apr 2013Aberdeen Asset Management - Greater Philadelphia AreaCompliance OfficerJul 2012 - Mar 2013

Christina Khamsivone Fullerton, CA

Professions & Specialties

Field RepresentativeCompliance OfficerFile KeeperClerical SpecialistCashierFinancial Specialist

Experience & Education

Work

Company:
Bactes - Fullerton, CA
Field representative
Company:
Hands home care - Newport Beach, CA
Assisting hands home care

Natalie Sadon Newport Beach, CA

Professions & Specialties

Compliance AgentCompliance OfficerLaw ClerkJudicial Law Clerk

Experience & Education

Work

Company:
Mount olympus mortgage company - Irvine, CA
Legal compliance specialist
Company:
Law offices of victor w. luke - Santa Ana, CA
Law clerk

Sarah Fohl Newport Beach, CA

Professions & Specialties

CounselorCompliance OfficerAdvisorLegal AideGeneral CounselParalegalOf CounselJuristLegal CounselMedical Record TranscriberMedical TranscriptionistClinical Data Management ProfessionalHealth Information SpecialistHealthcare SupportBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerHealth Support WorkerPsychology SpecialistHealth ProfessionalHealth PractitionerChief Executive

Experience & Education

Position:
Research Consultant at Planned Parenthood of Orange and San Bernardino Counties
Title:
Healthcare and Community Development Professional
Location:
Newport Beach, California
Industry:
Program Development
Work history:
Planned Parenthood of Orange and San Bernardino Counties Research Consultantsince Sep 2012AIDS Healthcare Foundation - Greater Los Angeles AreaLegal AssistantMar 2011 - May 2012
Languages:
French

Jonathan Kropf Newport Beach, CA

Professions & Specialties

Compliance OfficerVice PresidentDirector of Quality ControlDirectorChief ExecutiveCompliance ManagerOperations ManagerBank ExaminerFinance and Accounting SpecialistFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeper

Experience & Education

Position:
Vice President, Senior Compliance Officer at PIMCO
Location:
Newport Beach, California
Industry:
Financial Services
Work history:
PIMCO - Newport Beach, CAVice President, Senior Compliance Officersince Apr 2012PricewaterhouseCoopers LLP - San Francisco Bay AreaDirectorJul 2011 - Apr 2012

Carrie Fogliani Newport Beach, CA

Professions & Specialties

GuideCompliance OfficerTour GuideGeneral CounselLegal CounselLaw SpecialistOf CounselJuristLawyerPartnerDirector of Quality ControlChief ExecutiveCompliance ManagerCertified Nurse AidePhysicianNurseNurse PractitionerGeneral PractitionerBank ExaminerFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Senior Counsel at GeneralCounselWest, PC
Location:
Newport Beach, California
Industry:
Law Practice
Work history:
GeneralCounselWest, PC - Newport Beach, CASenior Counselsince Sep 2011City of Hope Compliance OfficerJan 2008 - Aug 2011

Ginni Anderson Santa Ana, CA

Professions & Specialties

Compliance AgentCompliance OfficerProject ManagerAdministrative ClerkClerical SpecialistContractorOffice ClerkFinance and Accounting SpecialistAccounting BookkeeperBookkeeperIndependent Business OwnersChief Administrative OfficerProject ManagersChief Executive

Experience & Education

Position:
Compliance Specialist at Rushmore Home Loans
Location:
Orange County, California Area
Industry:
Financial Services
Work history:
Rushmore Home Loans - Irvine, CACompliance Specialistsince Apr 2013Carnegie Mortgage, LLC, a wholly owned subsidiary of Grand Bank, N.A. - Irvine, CACompliance SpecialistDec 2010 - Apr 2013

Kristen Eid Newport Beach, CA

Professions & Specialties

Compliance AgentCompliance OfficerCompliance ManagerManagerOperations ManagerProject ManagersResearch SpecialistResearch ScientistJuris DoctorDocument ReviewerLawyer

Experience & Education

Work

Company:
Educational advisors, inc - Long Beach, CA
Compliance specialist
Company:
Safety and regulatory compliance
Manager

Prarthana Mohan Newport Beach, CA

Professions & Specialties

Compliance OfficerBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerCorrespondentReporterStudent Worker

Experience & Education

Work

Company:
New york film academy
Academic compliance officer
Company:
Headline today
Correspondent

Tanya Hernandez Newport Beach, CA

Professions & Specialties

RepresentativeField RepresentativeOffice AssistantCompliance OfficerOffice ClerkClerical SpecialistAssistant ManagerManagersEducational Assistant TeacherTeaching AssistantSales ExecutiveSales ManagerOperations Manager

Experience & Education

Work

Company:
Auto club of southern california
Claims service adjuster/field representative
Company:
Auto club of southern california
Office assistant

Katherine Devine Newport Beach, CA

Professions & Specialties

Compliance AgentCoordinatorCompliance OfficerManagersFinance and Accounting SpecialistAccounting BookkeeperBookkeeperOperations ManagerMathematician

Experience & Education

Work

Company:
The legend group
Compliance project coordinator
Company:
The legend group

Daniel Harkins Santa Ana, CA

Professions & Specialties

Compliance OfficerBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance Manager

Experience & Education

Position:
Chief legal & Compliance Officer at Research Affiliates
Title:
Chief Legal Officer
Location:
Orange County, California Area
Industry:
Investment Management
Work history:
Research Affiliates - Newport Beach, CAChief legal & Compliance Officersince Nov 2006

Deena Mcclusky Newport Beach, CA

Professions & Specialties

RepresentativeField RepresentativeCompliance OfficerEditorPhotographer

Experience & Education

Work

Company:
Deena mcclusky
Freelance editor/photographer
Company:
Rsp & associates
Trainer/field representative

Kevin Maloney Santa Ana, CA

Professions & Specialties

SecurityLeaderManagersOrganization ManagementBoard MemberCo-FounderChief Executive OfficerPartnerManagement Team ExecutiveOperations ManagerFounderFounding MemberChief ExecutiveCorporate ExecutiveEntertainment ProfessionalEntertainerLicensed Real Estate BrokerProperty ManagerReal Estate ManagerMarketing ManagerCompliance ManagerBachelor of ArtsMarket AnalystMarket Research AnalystFinancial Compliance ExaminerAuditorSchool AdministratorEducational ManagerNurseNurse PractitionerTrust Law AttorneyLawyer

Experience & Education

Position:
Board Member at Gen Next, Co-Founder & CEO at QuantumSphere, Inc.
Title:
Capital Raising, Strategic Partnerships, Business Development, Brand Activation / Lead Generation, Marketing Strategy
Location:
Orange County, California Area
Industry:
Electrical/Electronic Manufacturing
Work history:
Gen Next - Newport BeachBoard Membersince 2006QuantumSphere, Inc. - Santa Ana, CACo-Founder & CEOsince Oct 2002
Principal and Compliance Officer at Pacific Investment Managemen..

Janet Chung Santa Ana, CA

Professions & Specialties

LeaderManagersCompliance OfficerPersonnel RecruiterPersonnel SpecialistRecruitmentPublic Information OfficerPartnerChief ExecutivePremierGovernment Service ExecutiveGovernment Administration OfficerCivil ServantIT ManagerTalent AgentInformation Technology SpecialistComputer Software ProfessionalSoftware DeveloperSoftware DevelopersNetwork AdministratorSystems AdministratorComputer Systems AdministratorNetwork Systems AdministratorDatabase Administration ProfessionalDatabase AdministratorComputer ScientistsIT Specialist

Experience & Education

Position:
Recruiting Manager at Outsource Technical, Public Relations Director at So Cal .NET Developers User ...
Title:
Technology Recruiting and Management
Location:
Orange County, California Area
Industry:
Staffing and Recruiting
Work history:
Outsource Technical - Newport Beach, CARecruiting Managersince Aug 2010So Cal .NET Developers User Group Public Relations Directorsince Jan 2006
Skills:
Business Networking, Requirements Analysis, Team Management, .NET, Oracle, LAMP, PHP, Java, Cisco...

Joanne Mahaffey Santa Ana, CA

Professions & Specialties

CounselorOffice AssistantGeneralistAdvisorOffice ClerkClerical SpecialistNon-ProfitTeam MemberOwnerChief ExecutiveLaw SpecialistLawyerHuman Resources GeneralistHuman Resources SpecialistHuman Resource ManagerRecruitmentCompliance ManagerLitigation Support SpecialistAccount Service ManagerClient Service OfficerCustomer ServiceFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeper

Experience & Education

Position:
Consultant at MAHAFFEY & ASSOCIATES, PLC (Sole Proprietorship)
Title:
Consultant at MAHAFFEY & ASSOCIATES, PLC
Location:
Orange County, California Area
Industry:
Law Practice
Work history:
MAHAFFEY & ASSOCIATES, PLC - Newport Beach, CAConsultantsince Sep 2009Mahaffey & Associates Office Manager/Human Resources GeneralistFeb 2002 - Sep 2009
Compliance Officer at Banc of America Investments

Jamisen Allen Santa Ana, CA

Professions & Specialties

ConstructionTechnicianCompliance OfficerBusiness AdministratorTeam MemberTechnical SpecialistTechnical Support SpecialistsAccounts PayableAccounts Payable SpecialistAccounting ClerkAccounting BookkeeperBookkeeperBank ExaminerFinance and Accounting SpecialistFinancial Compliance ExaminerAuditorEquipment Tools Purchasing AgentSales PersonDepartment Store SalespersonRetail ProfessionalRetail SalespersonSales RepresentativeDirector of Quality ControlChief ExecutiveCompliance ManagerFinancial ManagerOperations ManagerInvestment AnalystPuchasing and Estimating Manager

Experience & Education

Position:
Investment Specialist at Tax & Financial Group
Title:
Investment Specialist, CFA Level 3 Candidate
Location:
Orange County, California Area
Industry:
Investment Management
Work history:
Tax & Financial Group - Newport Beach, CAInvestment Specialistsince Jul 2012Shimano American Corp. - Irvine, CAAccounts Payable & Staff AccountantSep 2011 - Jul 2012
Certifications:
2014 Level 3 CFA Candidate, CFA Institute
Series 7 Licensed, FINRA

Brett Neu Newport Beach, CA

Professions & Specialties

Supporting MemberTeam MemberResearcherSurvey Researcher

Experience & Education

Work

Company:
Fmv opinions, inc
Associate
Company:
Roth capital partners - Newport Beach, CA
Equity research intern

Claire Ardis Newport Beach, CA

Professions & Specialties

Administrative AssociateOffice AssistantAdministrative ClerkClerical SpecialistOffice Clerk

Experience & Education

Work

Company:
Gen-e (generation e technologies) - San Clemente, CA
Executive assistant
Company:
Medxm - Tustin, CA
Scheduler

Skills

QuickBooks, Excel and Power Point

Douglas Jackson Santa Ana, CA

Professions & Specialties

CounselorAdvisorCompliance OfficerVice PresidentChief ExecutiveFinance and Accounting SpecialistAccounting BookkeeperBookkeeperConsumer Goods ProfessionalCommodities ClerkFinancial Services ProfessionalFinancial Services Sales AgentTraderCapital Markets Professional

Experience & Education

Position:
Field Vice President at Major Financial Services Company
Title:
Field Vice President
Location:
Orange County, California Area
Industry:
Financial Services
Work history:
Major Financial Services Company Field Vice Presidentsince Jan 2009Bank Investment Advisory Services ConsultantSep 2007 - Dec 2008

James Lynn Santa Ana, CA

Professions & Specialties

Supporting MemberTeam MemberCompliance AgentDomestic Violence AdvocateCompliance OfficerDirector of OperationsOperations ManagerIndustrial HygienistHospital Care ProfessionalOccupational Health SpecialistHSEHealth ProfessionalHealth PractitionerSocial WorkersInformation Technology SpecialistIT Specialist

Experience & Education

Position:
Process Improvement Champion at Solugenix Corporation
Location:
Orange County, California Area
Industry:
Medical Devices
Work history:
Solugenix Corporation - Irvine, CaProcess Improvement Championsince Feb 2013Hoag Hospital - Newport Beach, CABusiness Services AssociateDec 2011 - Feb 2013
Certifications:
Lean Green Belt for Healthcare, Institute of Industrial Engineers

Scott Olson Newport Beach, CA

Professions & Specialties

CounselorSupporting MemberAdvisorTeam MemberCompliance OfficerDirectorOperations Manager

Experience & Education

Work

Company:
University of exeter
Resident life mentor
Company:
Van tran for congress
Regional political director

Skills

Advanced knowledge in Microsoft Office, LCMS, SPSS, Adobe Photoshop, and Social Media.

Kevin Maloney Newport Beach, CA

Professions & Specialties

ChairpersonChief Executive OfficerVice PresidentChief ExecutiveCorporate ExecutiveMarketing ManagerMarketing AdministratorDirectorCompliance ManagerFounderFounding MemberOperations ManagerBachelor of ScienceMaster of Business AdministrationFinancial Compliance ExaminerAuditorSchool AdministratorEducational Manager

Experience & Education

Work

Company:
Quantumsphere, inc
President & ceo
Company:
First american capital management, inc
Vice president, institutional marketing

Els Herzen Newport Beach, CA

Professions & Specialties

Compliance OfficerManagerOperations ManagerClient Service OfficerCustomer ServiceTravel AgentRoom Service Food ServerFood Service WorkerFood and Beverages ProfessionalFood and Beverage Attendant

Experience & Education

Work

Company:
Berlitz learning center
Learning center manager
Company:
Berlitz learning center - Costa Mesa, CA
Service representative

Skills

Fluent in English, Spanish, French and Dutch ( native) . Conversational in German

Kevin Maloney Newport Beach, CA

Professions & Specialties

Director of Business DevelopmentCo-FounderVice PresidentBusiness Development ManagerOperations ManagerFounderFounding MemberChief ExecutiveMarketing ManagerMarketing AdministratorCompliance ManagerFinancial Compliance ExaminerAuditorSchool AdministratorEducational Manager

Experience & Education

Work

Company:
Quantumsphere, inc
Co-founder & director of business development
Company:
First american capital management, inc. (facm)
Vice president, institutional marketing

Art Okun Newport Beach, CA

Professions & Specialties

CounselorRepresentativeAdvisorBroker AssociateReal Estate Sales AgentLoan OfficerLoan OfficersBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerSchool PrincipalSchool AdministratorEducational Manager

Experience & Education

Work

Company:
Remax lifestyles - West Hills, CA
Associate broker
Company:
Downey saving & loan/ us bank, downey
Branch loan officer

Madeline Vaughan Newport Beach, CA

Professions & Specialties

RepresentativeJourneymanCompliance OfficerSkilled ProfessionalManagerOperations ManagerElectricianAssociate of ScienceCopy EditorEditing ProfessionalWriting and Editing ProfessionalWriter and Editor

Experience & Education

Work

Company:
Pinner construction - Los Angeles, CA
Safety manager
Company:
Insurance service offices (iso) - Jersey City, NJ
Western region field safety representative

Abdul Ibrahim-ibrahim Newport Beach, CA

Professions & Specialties

Systems AnalystIT AnalystShop ManagerSales ManagerSales Account AssociateSales Executive

Experience & Education

Work

Company:
General nutrition centers, inc - Brentwood, CA
Store manager
Company:
General nutrition centers, inc. - Culver City, CA
Sales associate

Michael Flaherty San Francisco, CA

Professions & Specialties

CounselorCompliance OfficerAdvisorDirectorDirector of Quality ControlOperations ManagerCompliance ManagerFinance and Accounting SpecialistBank ExaminerAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditorProject ManagersSales RepresentativeAccount Service ManagerClient Service OfficerCustomer ServiceCapital Markets ProfessionalFinancial Services ProfessionalFinancial Services Sales Agent

Experience & Education

Position:
Compliance Director at Charles Schwab & Company
Title:
Director at Charles Schwab & Co.
Location:
San Francisco Bay Area
Industry:
Financial Services
Work history:
Charles Schwab & Company - San Francisco Bay AreaCompliance Directorsince Nov 2011Pacific Investment Management Company LLC "PIMCO" - Newport Beach, CAVice-President-Senior Compliance OfficerAug 2008 - Oct 2011

Stefanie Dussault San Diego, CA

Professions & Specialties

Compliance AgentCompliance OfficerManagerDirectorVice PresidentOperations ManagerChief ExecutiveSupplierServices ProfessionalSales and Service SpecialistSales AgentSales RepresentativeModel

Experience & Education

Position:
Sr. Subcontracts Manager, Major Subcontracts at Northrop Grumman Information Systems
Title:
Sr. Subcontracts Manager (Major Subcontracts) at Northrop Grumman Information Systems
Location:
Greater San Diego Area
Industry:
Defense & Space
Work history:
Northrop Grumman Information Systems - Greater San Diego AreaSr. Subcontracts Manager, Major Subcontractssince Jan 2004Titan Corporation - Greater San Diego AreaCompliance Specialist/Corporate Small Business Liaison OfficerFeb 2002 - Jan 2004
Skills:
Government Contracting, Supply Chain Management, Earned Value Management

Debbie Free Los Angeles, CA

Professions & Specialties

Office AssistantAdvisorCompliance OfficerOffice ClerkClerical SpecialistSenior Vice PresidentChief Administrative OfficerDirector of Quality ControlManagerVice PresidentChief ExecutiveCompliance ManagerOperations ManagerBank ExaminerFinancial Compliance ExaminerAuditorEquipment Tools Purchasing AgentDepartment Store SalespersonRetail ProfessionalRetail SalespersonLegal CounselLegal SecretaryLawyerHospital Care ProfessionalHealth ProfessionalHealth Practitioner

Experience & Education

Position:
Senior Executive Assistant at Hoag Memorial Hospital Presbyterian
Location:
Greater Los Angeles Area
Industry:
Hospital & Health Care
Work history:
Hoag Memorial Hospital Presbyterian - Newport Beach, CASenior Executive Assistantsince Oct 2008Hopkins & Carley Legal SecretaryJul 2006 - Mar 2008
Skills:
I type 72 WPM, PowerPoint, Calendars, Confidentiality, Administrative Assistants, Heavy...

Jami Dolinski Los Angeles, CA

Professions & Specialties

Compliance AgentCoordinatorProgram CoordinatorCompliance OfficerManagersHuman Resources SpecialistRecruitmentAdvertising ProfessionalAdvertising Sales AgentHealth ProfessionalHealth PractitionerCommodities ClerkTraderCapital Markets ProfessionalFinancial Services ProfessionalFinancial Services Sales Agent

Experience & Education

Position:
Corporate Compliance Specialist | Human Resources at Premiere Home Health Care
Title:
Corporate Compliance Specialist
Location:
Greater Los Angeles Area
Industry:
Marketing and Advertising
Work history:
Premiere Home Health Care - Newport Beach, CACorporate Compliance Specialist | Human Resourcessince Feb 2012Muscular Dystrophy Association - Long Beach, CAFundraising/Program CoordinatorAug 2011 - Feb 2012

Afshin Davari Los Angeles, CA

Professions & Specialties

AnalystSecurityCompliance OfficerAnalystsSharePoint AdministratorNetwork Systems AdministratorComputer Network ProfessionalNetwork AdministratorBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerModelAccounting BookkeeperBookkeeperChief Executive

Experience & Education

Position:
Automation Analyst at PIMCO
Title:
Analyst at PIMCO
Location:
Greater Los Angeles Area
Industry:
Investment Management
Work history:
PIMCO - Newport Beach, caAutomation Analystsince Jul 2011Western Asset Management Compliance OfficerAug 2008 - Jul 2011
Skills:
Financial Modeling, Fixed Income, Bloomberg, Investments, VBA, Finance, Bonds, Analysis, Analytical ...
Languages:
Persian

Mark Ruggles Los Angeles, CA

Professions & Specialties

Compliance OfficerBank ExaminerFinance and Accounting SpecialistFinancial Compliance ExaminerAuditorAccounting BookkeeperBookkeeperDirector of Quality ControlCompliance ManagerLicensed Real Estate BrokerProperty ManagerReal Estate ManagerSchool AdministratorEducational Manager

Experience & Education

Position:
Compliance Officer at CWS Investments
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
CWS Investments - Newport Beach, CACompliance Officersince Sep 2012B. B. Graham & Co. CCOAug 2008 - Sep 2012

Genevieve Tenorio San Diego, CA

Professions & Specialties

Compliance AgentCompliance OfficerLegal AdministratorLawyerAgentSales RepresentativeLegal AideParalegalHealth Information ManagerHealth Services AdministratorMedical Services ManagerHealth Services ManagerBachelor of ArtsFinance and Accounting SpecialistAccounting BookkeeperBookkeeperProperty ManagerReal Estate Manager

Experience & Education

Title:
Legal Administrator
Location:
Greater San Diego Area
Industry:
Investment Management
Work history:
Allianz Global Investors - San Diego, CALegal AdministratorSep 2005 - Feb 2013American Mortgage Network - San Diego, CACompliance Specialist, Broker SpecialistMay 2003 - Sep 2005
Skills:
Mutual Funds, Equities, Investments, Real Estate, Series 63

Christie Brown Arcadia, CA

Professions & Specialties

Compliance OfficerProject AdministratorProject ManagerManagersOperations OfficerAdministrative ClerkClerical SpecialistAnalystsBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlCompliance ManagerProject ManagersOperations ManagerSecretary

Experience & Education

Work

Company:
S.j. amoroso construction co., inc
Labor compliance officer
Company:
Jacobs - Arcadia, CA
Project administrator

Skills

Strong Organizational, Time Management and Document Control skills, excellent Communicator.

Richard Kim Aberdeen Proving Ground, MD

Professions & Specialties

Project ManagerApprenticeCompliance OfficerAnalystsGovernment Administration ProfessionalProject ManagersCommunity Service ManagerDirector of Quality ControlCompliance ManagerProgrammer AnalystInformation Systems AnalystIT AnalystFinance and Accounting SpecialistBank ExaminerAccounting BookkeeperBookkeeperFinancial Compliance ExaminerAuditorMaster of ScienceResearcherSurvey ResearcherStudent Worker

Experience & Education

Position:
Business Database Management Specialist at US Department of Health and Human Services, Junior...
Title:
Business Database Management Specialist at US Department of Health and Human Services
Location:
Washington, District Of Columbia
Industry:
Government Administration
Work history:
US Department of Health and Human Services - Washington D.C. Metro AreaBusiness Database Management Specialistsince Jun 2013Jefferies & Company - Greater New York City AreaJunior Project Managersince Oct 2012
Languages:
Korean

Scott Olson Washington, DC

Professions & Specialties

AnalystCounselorSupporting MemberTeam MemberAnalystsAdvisorVolunteerManagersCompliance OfficerNon-ProfitSenior AssociateMaster of Public AdministrationHigh School DiplomaChairpersonOperations ManagerChief ExecutiveStudent Worker

Experience & Education

Position:
Senior Associate Analyst II at Analytic Services Inc.
Title:
Senior Associate Analyst II
Location:
Washington D.C. Metro Area
Industry:
Think Tanks
Work history:
Analytic Services Inc. Senior Associate Analyst IIsince Jun 2013University of Exeter - Exeter, United KingdomResident Life MentorSep 2011 - Jul 2012

Peter Park Los Angeles, CA

Professions & Specialties

CoordinatorAssistant ManagerManagersCompliance OfficerRepresentativeOrganization ManagementTeam MemberAdvertising ProfessionalAdvertising Sales AgentMarketing AdministratorHuman Resources SpecialistRecruitmentBank ExaminerFinancial Compliance ExaminerAuditorDirector of Quality ControlExecutive Vice PresidentSenior Vice PresidentVice PresidentChairpersonMarketing ManagerCompliance ManagerChief ExecutiveSales ManagerOperations ManagerSales Account AssociateClient Service OfficerCashierSales ExecutiveCustomer ServiceVideo Editing ProfessionalVideo EditorBachelor of Science

Experience & Education

Title:
Community Coordinator at Houzz
Location:
Greater Los Angeles Area
Industry:
Marketing and Advertising
Work history:
Houzz - Newport Beach, CACommunity CoordinatorMay 2013 - Aug 2013Speed Wash - 25173 Sunnymead Blvd, Moreno Valley, CAAssistant ManagerSep 2008 - Jun 2013

George Diaz Los Angeles, CA

Professions & Specialties

PoliceCompliance OfficerConstructionManagerChairpersonDirector of Quality ControlOperations ManagerChief ExecutiveCompliance ManagerHospital Care ProfessionalInfection Control NurseHealth ProfessionalHealth PractitionerRegistered NurseBank ExaminerFinancial Compliance ExaminerAuditor

Experience & Education

Position:
Manager at Methodist Hospital of Southern California
Location:
Greater Los Angeles Area
Industry:
Hospital & Health Care
Work history:
Methodist Hospital of Southern California - Arcadia, CAManagersince Jan 2009Hoag Hospital - Newport Beach, CAEnvironment of Care Compliance OfficerJan 2006 - Jan 2009
Languages:
Spanish
Certifications:
Certified Health Care Safety Professional, Board of Hazard Control Managers

Ramon Kochavi Kirkland, WA

Professions & Specialties

Team MemberManagersManagerManaging MemberOperations ManagerChief ExecutiveLicensed Real Estate BrokerProperty ManagerReal Estate ManagerDirector of Quality ControlCompliance ManagerBank ExaminerFinancial Compliance ExaminerAuditorAgentSales RepresentativeMaster of Business AdministrationAutomotive SpecialistAutomotive Professional

Experience & Education

Position:
MANAGER – BROKERAGE SERVICES at The Saywitz Company, Managing Member at RAM Management LLC
Title:
MANAGER – BROKERAGE SERVICES at The Saywitz Company
Location:
Kirkland, Washington
Industry:
Commercial Real Estate
Work history:
The Saywitz Company - NEWPORT BEACH, CAMANAGER – BROKERAGE SERVICESsince Oct 2011RAM Management LLC - Irvine, CAManaging Membersince Sep 2010
Served as the Compliance Officer and Broker of Record for Maryla..

Corey Johnson Los Angeles, CA

Professions & Specialties

InvestorTeam MemberInspectorCompliance OfficerAssistant Vice PresidentDirectorVice PresidentChief ExecutiveOperations ManagerFinance and Accounting SpecialistAccounting BookkeeperBookkeeperDirector of Quality ControlCorporate ExecutiveCompliance ManagerAgentSales AgentSales RepresentativeAthlete

Experience & Education

Position:
Assistant Vice President at City National Bank
Location:
Los Angeles, California
Industry:
Financial Services
Work history:
City National Bank - Greater Los Angeles AreaAssistant Vice Presidentsince Nov 2012United Captial Financial Advisers, LLC - Newport Beach, CADirector of ComplianceAug 2011 - Nov 2012
Skills:
Mutual Funds, FINRA, AML, Risk Management, Asset Managment, Due Diligence, SEC Examination, FINRA...

Jesus Barney San Diego, CA

Professions & Specialties

Compliance AgentCompliance OfficerContractorDay TraderTraderCapital Markets ProfessionalFinancial Services ProfessionalFinancial Services Sales AgentLicensed Real Estate BrokerProperty ManagerReal Estate ManagerChief Administrative OfficerChief ExecutiveCertified Nurse AideNurseNurse PractitionerBachelor of ScienceJuris DoctorFinance and Accounting SpecialistIndependent Business OwnersAccounting BookkeeperBookkeeperLaw SpecialistLawyer

Experience & Education

Position:
Documentation & Compliance Specialist at Freight Capital
Location:
Greater San Diego Area
Industry:
Legal Services
Work history:
Freight Capital - Carlsbad CADocumentation & Compliance Specialistsince May 2011Self Employed - Newport Beach CADay TraderFeb 2010 - May 2011



Compliance Officers near Newport Beach, CA0144288432576720Santa AnaIrvineAnaheimHuntington BeachCosta MesaLaguna BeachOrangeSan Juan CapistranoFullertonEl Toro