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Compliance Officers in California

Compliance Officers in Newport Beach, CA

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54 results found

Karen Alvarado Washington, DC

Professions & Specialties

Compliance Officer • Counselor • Philanthrope • Advisor • Non-Profit • Chairperson • Owner • Chief Executive • Director of Quality Control • Compliance Manager • Bank Examiner • Finance and Accounting Specialist • Financial Compliance Examiner • Auditor • Accounting Bookkeeper • Bookkeeper • Agent • Sales Agent • Sales Representative

Experience & Education

Position:
AVP Technology Compliance & Audit at Pacific Life Insurance Company
Location:
Washington D.C. Metro Area
Industry:
Government Relations
Work history:
Pacific Life Insurance Company - Newport Beach, CAAVP Technology Compliance & Auditsince Nov 2012Alvarado&Associates President & OwnerMay 2012 - Nov 2012
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Ben Farias Los Angeles, CA

Professions & Specialties

Compliance Officer • Business Administrator • Vice President • Director of Quality Control • Chief Executive • Compliance Manager • Bank Examiner • Financial Compliance Examiner • Auditor • Operations Manager • Community Service Manager • Accounting Bookkeeper • Bookkeeper • Registered Medical Assistant • Medical Support Assistant • Health Support Worker • Healthcare Support • Bachelor of Science • Government Administration Professional

Experience & Education

Position:
Vice President Compliance Officer at Wedbush Bank
Title:
Vice President at Wedbush Bank
Location:
Greater Los Angeles Area
Industry:
Banking
Work history:
Wedbush Bank - Los AngelesVice President Compliance Officersince Sep 2011Town & Country Bank - Las Vegas, Nevada AreaVice President Compliance OfficerJan 2011 - Sep 2011
Skills:
Banking, Commercial Banking, Credit Analysis, Loans, Credit, Commercial Lending, Risk Management,...
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Danny San Los Angeles, CA

Professions & Specialties

Vice President • Manager • Chief Executive • Operations Manager • Finance and Accounting Specialist • Accounting Bookkeeper • Bookkeeper • Compliance Manager • Financial Compliance Examiner • Auditor

Experience & Education

Position:
VP and Manager Investment Operations at Trust Company of the West
Location:
Greater Los Angeles Area
Industry:
Financial Services
Work history:
Trust Company of the West VP and Manager Investment Operationssince Mar 2010Trust Company of the West VP and Manager Investment Operations2010 - 2013
Skills:
Fixed Income, Asset Managment, Equities, Bloomberg, Alternative Investments, Mutual Funds,...
Senior Compliance Officer at Western Asset Management
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Nutha Stotz San Francisco, CA

Professions & Specialties

Coordinator • Managers • Educator • Education Professional • Instructor • Medical Director • Health Services Director • Medical Record Transcriber • Ultrasonographer • Medical Assistant • Health Services Manager • Medical Transcriptionist • Clinical Data Management Professional • Health Information Specialist • Healthcare Support • Sonographer • Medical Sonographers • Psychology Specialist • Medical Practitioner

Experience & Education

Position:
IVF Medical Coordinator at Nova IVF
Location:
San Francisco Bay Area
Industry:
Medical Devices
Work history:
Nova IVF - Mountain View, CAIVF Medical Coordinatorsince May 2012Chien S. Yu, M.D. & Michael S. Yu, M.D. A Medical Corporation - Newport Beach, CASr. Medical AssistantApr 2011 - Apr 2012
Languages:
English, Thai, Spanish
Certifications:
Certificate of Completion: Understanding FDA's Medical Device Quality System Regulation, The SAM Group: STAT-a-Matrix
Training Certificate: Complaints, MDRs, CAPA and Recalls, OCRA Orange County Regulatory Affairs Discussion Group
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